0000947871-17-000496.txt : 20170626 0000947871-17-000496.hdr.sgml : 20170626 20170626182054 ACCESSION NUMBER: 0000947871-17-000496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170622 FILED AS OF DATE: 20170626 DATE AS OF CHANGE: 20170626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC. CENTRAL INDEX KEY: 0001433714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261989091 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-671-4683 MAIL ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC. DATE OF NAME CHANGE: 20090831 FORMER COMPANY: FORMER CONFORMED NAME: MARIA HEALTH INC DATE OF NAME CHANGE: 20080429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warford Andrew Held CENTRAL INDEX KEY: 0001634110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 17930808 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AINSLIE LEE S III CENTRAL INDEX KEY: 0001286654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 17930809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAVERICK CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001286655 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 17930810 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148804000 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAVERICK CAPITAL LTD CENTRAL INDEX KEY: 0000934639 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 17930811 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.880.4050 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 4 1 ss48656_4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-22 0 0001433714 CASTLIGHT HEALTH, INC. CSLT 0000934639 MAVERICK CAPITAL LTD 300 CRESCENT COURT, 18TH FLOOR DALLAS TX 75201 0 0 1 0 0001286655 MAVERICK CAPITAL MANAGEMENT LLC 300 CRESCENT COURT, 18TH FLOOR DALLAS TX 75201 0 0 1 0 0001286654 AINSLIE LEE S III 767 FIFTH AVENUE, 11TH FLOOR NEW YORK NY 10153 0 0 1 0 0001634110 Warford Andrew Held 300 CRESCENT COURT, 18TH FLOOR DALLAS TX 75201 0 0 1 0 Class B Common Stock 2017-06-22 4 A 0 33735 0 A 1221809 I See footnote Represents an award of restricted stock units ("RSUs") to David B. Singer. The RSUs will vest in four equal quarterly installments during the first year following the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock upon settlement for no consideration. Of the shares of Class B Common Stock ("Shares") reported, 33,735 represent RSUs held by Mr. Singer and 43,750 represent Shares which prior to conversion, were held by Mr. Singer as RSUs, in each case, for the benefit of entities managed by Maverick Capital, Ltd. ("Maverick Capital"). Mr. Singer is an employee of an affiliate of Maverick Capital. Maverick Capital is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which Mr. Singer holds the RSUs. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. /s/ John T. McCafferty, Attorney-in-Fact 2017-06-26 /s/ John T. McCafferty, Attorney-in-Fact 2017-06-26 /s/ John T. McCafferty, Attorney-in-Fact 2017-06-26 /s/ John T. McCafferty, Attorney-in-Fact 2017-06-26