0000947871-17-000496.txt : 20170626
0000947871-17-000496.hdr.sgml : 20170626
20170626182054
ACCESSION NUMBER: 0000947871-17-000496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170622
FILED AS OF DATE: 20170626
DATE AS OF CHANGE: 20170626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC.
CENTRAL INDEX KEY: 0001433714
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 261989091
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 SPEAR STREET
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-671-4683
MAIL ADDRESS:
STREET 1: 150 SPEAR STREET
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC.
DATE OF NAME CHANGE: 20090831
FORMER COMPANY:
FORMER CONFORMED NAME: MARIA HEALTH INC
DATE OF NAME CHANGE: 20080429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warford Andrew Held
CENTRAL INDEX KEY: 0001634110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36330
FILM NUMBER: 17930808
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, 18TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AINSLIE LEE S III
CENTRAL INDEX KEY: 0001286654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36330
FILM NUMBER: 17930809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAVERICK CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001286655
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36330
FILM NUMBER: 17930810
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: 18TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148804000
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: 18TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAVERICK CAPITAL LTD
CENTRAL INDEX KEY: 0000934639
STATE OF INCORPORATION: TX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36330
FILM NUMBER: 17930811
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: 18TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.880.4050
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: 18TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
ss48656_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-22
0
0001433714
CASTLIGHT HEALTH, INC.
CSLT
0000934639
MAVERICK CAPITAL LTD
300 CRESCENT COURT, 18TH FLOOR
DALLAS
TX
75201
0
0
1
0
0001286655
MAVERICK CAPITAL MANAGEMENT LLC
300 CRESCENT COURT, 18TH FLOOR
DALLAS
TX
75201
0
0
1
0
0001286654
AINSLIE LEE S III
767 FIFTH AVENUE, 11TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001634110
Warford Andrew Held
300 CRESCENT COURT, 18TH FLOOR
DALLAS
TX
75201
0
0
1
0
Class B Common Stock
2017-06-22
4
A
0
33735
0
A
1221809
I
See footnote
Represents an award of restricted stock units ("RSUs") to David B. Singer. The RSUs will vest in four equal quarterly installments during the first year following the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock upon settlement for no consideration.
Of the shares of Class B Common Stock ("Shares") reported, 33,735 represent RSUs held by Mr. Singer and 43,750 represent Shares which prior to conversion, were held by Mr. Singer as RSUs, in each case, for the benefit of entities managed by Maverick Capital, Ltd. ("Maverick Capital"). Mr. Singer is an employee of an affiliate of Maverick Capital.
Maverick Capital is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which Mr. Singer holds the RSUs. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
/s/ John T. McCafferty, Attorney-in-Fact
2017-06-26
/s/ John T. McCafferty, Attorney-in-Fact
2017-06-26
/s/ John T. McCafferty, Attorney-in-Fact
2017-06-26
/s/ John T. McCafferty, Attorney-in-Fact
2017-06-26