0001017636-17-000004.txt : 20170629
0001017636-17-000004.hdr.sgml : 20170629
20170629090414
ACCESSION NUMBER: 0001017636-17-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170628
FILED AS OF DATE: 20170629
DATE AS OF CHANGE: 20170629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALDWIN & LYONS INC
CENTRAL INDEX KEY: 0000009346
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 350160330
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 CONGRESSIONAL BLVD
STREET 2: STE 500
CITY: CARMEL
STATE: IN
ZIP: 46032
BUSINESS PHONE: 3176369800
MAIL ADDRESS:
STREET 1: 111 CONGRESSIONAL BLVD
STREET 2: STE 500
CITY: CARMEL
STATE: IN
ZIP: 46032
FORMER COMPANY:
FORMER CONFORMED NAME: BALDWIN H C AGENCY INC
DATE OF NAME CHANGE: 19720309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAPIRO NATHAN
CENTRAL INDEX KEY: 0001017636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05534
FILM NUMBER: 17936874
MAIL ADDRESS:
STREET 1: C/O BALDWIN & LYONS INC
STREET 2: 1099 NORTH MERIDIAN STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-06-28
0000009346
BALDWIN & LYONS INC
BWINA / B
0001017636
SHAPIRO NATHAN
107 VICTORY DRIVE
JUPITER
FL
33477
1
0
1
0
Class A Common Stock
146645
D
Class A Common Stock
239296
I
Various
Class A Common Stock
755009
I
Various
Class B Common Stock
2017-06-28
5
G
0
2000
D
103897
D
Class B Common Stock
610125
I
Various
Class B Common Stock
1799375
I
Various
Right to sell (put)
1981-12-31
Class B Common
187500
187500
D
Right to sell (put)
1981-12-31
Class A Common
46875
46875
D
Owned by (a) New Horizons, Inc., (44,859 shares of Class A and 29,000 shares of class B) of which the undersigned is controlling stockholder; (b) Illinois Diversified, (21,375 shares of Class A and 85,500 shares of Class B) a general partnership as to which beneficial ownership is held by the undersigned; and (c) NS Associates, Inc., (173,062 shares of Class A and 495,625 shares of Class B) of which the undersigned is the controlling shareholder.
All puts are exercisable at any time at 90% of the Company's most recently published quarterly book value prior to the date of exercise. These rights have no expiration date.
Owned by (a) Gelbart Fur Dressers (not Inc.), (178,500 shares of Class A and 714,000 shares of Class B) and Jay Ell Company (not Inc.), (41,250 shares of Class A and 165,000 shares of Class B) limited partnerships; (b) Diversified Enterprises (not Inc.), (178,125 shares of Class A and 559,500 shares of Class B) a general partnership; (c) Shapiro Family L.P. - Gift Share (353,250 shares of Class A and 360,875 shares of Class B); ) and (d) Emlin Cosmetics, Inc. (3,884 shares of Class A). Beneficial ownership is shared by the undersigned and other family members for all shares owned by these entities.
No price was entered as the transaction is a bona fide gift and is exempt under Section 16(b).
Michael Edwards on behalf of Nathan Shapiro under power of attorney
2017-06-29