0001017636-13-000001.txt : 20130115
0001017636-13-000001.hdr.sgml : 20130115
20130115160252
ACCESSION NUMBER: 0001017636-13-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130114
FILED AS OF DATE: 20130115
DATE AS OF CHANGE: 20130115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAPIRO NATHAN
CENTRAL INDEX KEY: 0001017636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05534
FILM NUMBER: 13530536
MAIL ADDRESS:
STREET 1: C/O BALDWIN & LYONS INC
STREET 2: 1099 NORTH MERIDIAN STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALDWIN & LYONS INC
CENTRAL INDEX KEY: 0000009346
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 350160330
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 N MERIDIAN ST
STREET 2: STE 700
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 3176369800
MAIL ADDRESS:
STREET 1: 1099 NORTH MERIDIAN ST
STREET 2: STE 700
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
FORMER COMPANY:
FORMER CONFORMED NAME: BALDWIN H C AGENCY INC
DATE OF NAME CHANGE: 19720309
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-01-14
0000009346
BALDWIN & LYONS INC
BWINA / B
0001017636
SHAPIRO NATHAN
107 VICTORY DRIVE
ADMIRALS COVE
JUPITER
FL
33477
1
0
1
0
Class A Common Stock
146645
D
Class A Common Stock
237187
I
Various
Class A Common Stock
755009
I
Various
Class B Common Stock
2013-01-14
5
G
0
4000
D
118153
D
Class B Common Stock
613125
I
Various
Class B Common Stock
1817140
I
Various
Right to sell (put)
1981-12-31
Class B Common
187500
187500
D
Right to sell (put)
1981-12-31
Class A Common
46875
46875
D
Owned by (a) New Horizons, Inc., (42,750 shares of Class A and 32,000 shares of class B) of which the undersigned is controlling stockholder; (b) Illinois Diversified, (21,375 shares of Class A and 85,500 shares of Class B) a general partnership as to which beneficial ownership is held by the undersigned; and (c) NS Associates, Inc., (173,062 shares of Class A and 495,625 shares of Class B) of which the undersigned is the controlling shareholder.
All puts are exercisable at any time at 90% of the Company's most recently published quarterly book value prior to the date of exercise. These rights have no expiration date.
Owned by (a) Gelbart Fur Dressers (not Inc.), (178,500 shares of Class A and 714,000 shares of Class B) and Jay Ell Company (not Inc.), (41,250 shares of Class A and 165,000 shares of Class B) limited partnerships; (b) Diversified Enterprises (not Inc.), (178,125 shares of Class A and 559,500 shares of Class B) a general partnership; (c) Shapiro Family L.P. - Gift Share (353,250 shares of Class A and 360,875 shares of Class B); (d) The Lester and Edna Shapiro Foundation (17,765 shares of Class B) and (e) Emlin Cosmetics, Inc. (3,884 shares of Class A). Beneficial ownership is shared by the undersigned and other family members for all shares owned by these entities.
No price was entered as the transaction is a bona fide gift and is exempt under Section 16(b).
G. Patrick Corydon on behalf of Nathan Shapiro under power of attorney
2013-01-15