-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ptl6QCcdjYjPeabm/VAF/Qytpc9uWQTmtJXWZbTY3X5+jVIKN1KFOCyVBuK4XBzp +z2S0thatAElCRxUwBIhbQ== 0001017636-07-000001.txt : 20071009 0001017636-07-000001.hdr.sgml : 20071008 20071009142702 ACCESSION NUMBER: 0001017636-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071002 FILED AS OF DATE: 20071009 DATE AS OF CHANGE: 20071009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN & LYONS INC CENTRAL INDEX KEY: 0000009346 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 350160330 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 N MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176369800 MAIL ADDRESS: STREET 1: 1099 NORTH MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: BALDWIN H C AGENCY INC DATE OF NAME CHANGE: 19720309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO NATHAN CENTRAL INDEX KEY: 0001017636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05534 FILM NUMBER: 071162239 BUSINESS ADDRESS: BUSINESS PHONE: 1376369800 MAIL ADDRESS: STREET 1: C/O BALDWIN & LYONS INC STREET 2: 1099 NORTH MERIDIAN STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46204 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-02 0000009346 BALDWIN & LYONS INC BWINA / B 0001017636 SHAPIRO NATHAN 799 CENTRAL AVENUE, SUITE 350 HIGHLAND PARK IL 60635 1 0 1 0 Class A Common Stock 142687 D Class A Common Stock 237187 I Various Class A Common Stock 751125 I Various Class B Common Stock 146532 D Class B Common Stock 2007-10-02 5 G 0 2000 D 616125 I Various Class B Common Stock 1817140 I Various Right to sell (put) 20.88 1981-12-31 Class A Common 46875 46875 D Right to sell (put) 20.88 1981-12-31 Class B Common 187500 187500 D Owned by (a) New Horizons, Inc., (42,750 shares of Class A and 34,000 shares of class B) of which the undersigned is controlling stockholder; (b) Illinois Diversified, (21,375 shares of Class A and 85,500 shares of Class B) a general partnership as to which beneficial ownership is held by the undersigned; and (c) NS Associates, Inc., (173,062 shares of Class A and 496,625 shares of Class B) of which the undersigned is the controlling shareholder. Owned by (a) Gelbart Fur Dressers (not Inc.), (178,500 shares of Class A and 714,000 shares of Class B) and Jay Ell Company (not Inc.), (41,250 shares of Class A and 165,000 shares of Class B) limited partnerships as to which beneficial ownership is shared by the undersigned and other family members, (b) Diversified Enterprises (not Inc.), (178,125 shares of Class A and 559,500 shares of Class B) a general partnership as to which beneficial ownership is shared by the undersigned and other family members (c) Shapiro Family L.P. - Gift Share (353,250 shares of Class A and 360,875 shares of Class B) as to which beneficial ownership is shared by the undersigned and other family members and (d) The Lester and Edna Shapiro Foundation (17,765 shares of Class B) as to which beneficial ownership is shared by the undersigned and other family members. All puts are exercisable at any time at 90% of the Company's most recently published quarterly book value prior to the date of exercise. These rights have no expiration date. No price was entered as the transaction is a bona fide gift and is exempt under Section 16(b). G. Patrick Corydon on behalf of Nathan Shapiro under power of attorney 2007-10-09 -----END PRIVACY-ENHANCED MESSAGE-----