-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANNbkvOeEKle7Mg6Lrdz4qjGaXD95ZtsVfEzK74KukZs/yBwFf59XSoEZLgti1ZL arfHl6rN+kZPSNwm2d2K/Q== 0000950137-02-000151.txt : 20020413 0000950137-02-000151.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950137-02-000151 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CIBC TR CO BHS LTD AS TRT OF STL T-1740 TR 14 27 28 29 30 31 CENTRAL INDEX KEY: 0001064361 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2ND FL CIBC BLDG SHIRLEY ST STREET 2: P O BOX N 3933 CITY: NASSAU STATE: C5 ZIP: 00000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN & LYONS INC CENTRAL INDEX KEY: 0000009346 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 350160330 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07562 FILM NUMBER: 2508668 BUSINESS ADDRESS: STREET 1: 1099 N MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176369800 MAIL ADDRESS: STREET 1: 1099 NORTH MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: BALDWIN H C AGENCY INC DATE OF NAME CHANGE: 19720309 SC 13D/A 1 c66956asc13da.txt AMENDMENT TO SCHEDULE 13D Securities and Exchange Commission Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* BALDWIN & LYONS, INC. - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK, CLASS A - ------------------------------------------------------------------------------ (Title of Class of Securities) 057755100 - ------------------------------------------------------------------------------ (CUSIP Number) Ross D. Emmerman, Esq. Neal, Gerber & Eisenberg Two North LaSalle Street Chicago, Illinois 60602 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 21, 2001 - ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.12d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following pages) Page 1 of 4 Pages CUSIP NO. 057755100 13D Page 2 of 4 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CIBC Trust Company (Bahamas) Limited, as Trustee of Settlement Trust 1740 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORIGIN Bahamas - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 262,365 SHARES --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 0 REPORTING --------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE VOTING POWER 262,365 --------------------------------------------------- 10 SHARED DISPOSITIVE VOTING POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 262,365 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.5% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 057755100 13D Page 3 of 4 Pages Pursuant to Rule 13(d)-2(e), this first electronic amendment to a paper format Schedule 13D restates the entire text, as amended of the Schedule 13D. ITEM 1. SECURITY AND ISSUER. Title of Class of Securities: Common Stock, Class A ("Class A Common Stock") Name and Address of Issuer: Baldwin & Lyons, Inc. (the "Issuer") 1099 North Meridian Street Indianapolis, Indiana 46204 ITEM 2. IDENTITY AND BACKGROUND. CIBC Trust Company (Bahamas) Limited ("CIBC") is organized in the Bahamas. CIBC's principal business is to provide trust services. The address of its principal office is Post Office Box N-3933, Goodman's Bay Corporate Centre, West Bay Street, Nassau, Bahamas. During the last five years, CIBC has not been convicted in a criminal proceeding and has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws on finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION. Prior to December 21, 2001, CIBC, as Trustee of Settlement Trust 1740 (the "Trustee"), beneficially owned 524,718 shares of Class A Common Stock. On December 21, 2001, the Trustee distributed 262,353 shares of the Class A Common Stock to beneficiaries of Settlement Trust 1740. The shares of Class A Common Stock referred to in this Item 4 and Item 5 below (the "Shares") were acquired by the Trustee for investment purposes. The Trustee has no present intention to purchase any additional shares of Class A Common Stock; however, depending on market conditions and other relevant factors, the Trustee may purchase additional shares of Class A Common Stock on such terms and at such times as it considers desirable. The Trustee may determine to continue to hold the Shares beneficially owned by it or may dispose of all or a portion of the Shares. Except as described above, the Trustee currently has no plans or proposals which relate to or would result in any of the actions listed in paragraphs (a) through (j) of Item 4 of Schedule 13D. ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER. (a) Aggregate Number/Percentage of Class A Common Stock Beneficially Owned by the Trustee: 262,365 shares/ 11.5% The ownership percentage set forth above is based upon 2,277,905 shares of Class A Common Stock issued and outstanding on November 7, 2001 as disclosed in the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2001. CUSIP NO. 057755100 13D Page 4 of 4 Pages (b) The Trustee has sole voting and dispositive power with respect to all of the Shares reported as beneficially owned by it. (c) Except as described in Item 4, the Trustee has not effected any transactions in the Common Stock during the past 60 days. (d) None. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 11, 2002 CIBC TRUST COMPANY (BAHAMAS) LIMITED, AS TRUSTEE OF SETTLEMENT TRUST 1740 BY: /s/ Kim L. Storr ----------------------------------------- Kim L. Storr, Authorized Signatory BY: /s/ Christine N. Green ----------------------------------------- Christine N. Green, Authorized Signatory -----END PRIVACY-ENHANCED MESSAGE-----