-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7VkKlFtBcYczi5c0rtfWdsPXf0UuDQ8mmzbtkiC714m0IKLJ5jGGGD1tXsm2qtY VWJimu8/dvXZrVXh90CAuA== 0000009346-09-000006.txt : 20090316 0000009346-09-000006.hdr.sgml : 20090316 20090316160239 ACCESSION NUMBER: 0000009346-09-000006 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090316 DATE AS OF CHANGE: 20090316 EFFECTIVENESS DATE: 20090316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN & LYONS INC CENTRAL INDEX KEY: 0000009346 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 350160330 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-05534 FILM NUMBER: 09684323 BUSINESS ADDRESS: STREET 1: 1099 N MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176369800 MAIL ADDRESS: STREET 1: 1099 NORTH MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: BALDWIN H C AGENCY INC DATE OF NAME CHANGE: 19720309 NT 10-K 1 form12b-25.htm FORM 12B-25

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 12b-25

 

SEC File Number 0-5534

 

NOTIFICATION OF LATE FILING

 

(Check One):

 

x    Form 10-K 

o    Form 11-K 

o Form 20-F    

o Form 10-Q   

o Form 10-D   

 

o N-SAR  

o Form N-CSR

 

 

For Period Ended:

December 31, 2008

 

 

 

 

 

o

Transition Report on Form 10-K

o

Transition Report on Form 10-Q

o

Transition Report on Form 20-F

o

Transition Report on Form N-SAR

o

Transition Report on Form 11-K

 

 

 

For the Transition Period Ended:  ______________________________________________________________________________

 

Read attached instruction sheet before preparing form. Please print or type.

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:

 

 

 

PART I

REGISTRANT INFORMATION

 

Full name of registrant

BALDWIN & LYONS, INC.

 

Former name if applicable

 

 

Address of principal executive office (Street and number)

 

1099 North Meridian Street

 

City, state and zip code

 

Indianapolis, Indiana   

46204

 

PART II

RULE 12b-25 (b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)   x

 

(a) 

The reasons described in reasonable detail in Part III of this form could not be eliminated without

unreasonable effort or expense;

 

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K Form N–SAR or Form N- CSR, or portion thereof will be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and

 

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III

NARRATIVE

 

State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, 10-D, N–SAR, N-CSR, or the transition report or portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.)

 

The Registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2008 (the “10-K”) within the prescribed time period without unreasonable effort or expense. The Registrant had unanticipated delays in the compilation of certain information and needs additional time to file complete and accurate financial statements required to be included in the 10-K. The Registrant intends to file the 10-K on or before the 15th calendar day following the prescribed due date.

 

PART IV

OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification

 

 

G. Patrick Corydon

317

636-9800

 

(Name)   

(Area Code)   

(Telephone Number)

 

(2) Have all other period reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?  If the answer is no, identify report(s).

x Yes     o No

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

 o

  Yes   

x   No

 

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made

 

BALDWIN & LYONS, INC.

(Name of Registrant(s) Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: March 16, 2009

By:        /s/ Gary W. Miller

Gary W. Miller

Chairman and Chief Executive Officer

 

 

 

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