0001583151-14-000005.txt : 20140326 0001583151-14-000005.hdr.sgml : 20140326 20140326164214 ACCESSION NUMBER: 0001583151-14-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140324 FILED AS OF DATE: 20140326 DATE AS OF CHANGE: 20140326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Will & Testament of John Q. Sherman fbo James Louis Sherman CENTRAL INDEX KEY: 0001583084 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 14719090 BUSINESS ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 BUSINESS PHONE: 937-298-7904 MAIL ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Will & Testament of John Q. Sherman fbo Helen Louise Sherman Tormey CENTRAL INDEX KEY: 0001583085 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 14719091 BUSINESS ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 BUSINESS PHONE: 937-298-7904 MAIL ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Will & Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley CENTRAL INDEX KEY: 0001583038 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 14719092 BUSINESS ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 BUSINESS PHONE: 937-298-7904 MAIL ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Will & Testament of John Q. Sherman fbo Charles Francis Sherman CENTRAL INDEX KEY: 0001583086 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 14719094 BUSINESS ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 BUSINESS PHONE: 937-298-7904 MAIL ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Will & Testament of John Q. Sherman fbo William Patrick Sherman CENTRAL INDEX KEY: 0001583151 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 14719095 BUSINESS ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 BUSINESS PHONE: 937-298-7904 MAIL ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD REGISTER CO CENTRAL INDEX KEY: 0000093456 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] IRS NUMBER: 310455440 STATE OF INCORPORATION: OH FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 ALBANY ST CITY: DAYTON STATE: OH ZIP: 45401 BUSINESS PHONE: 5134341000 MAIL ADDRESS: STREET 1: 600 ALBANY STREET STREET 2: P O BOX 1167 CITY: DAYTON STATE: OH ZIP: 45401-1167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Last Will & Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg CENTRAL INDEX KEY: 0001583040 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 14719093 BUSINESS ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 BUSINESS PHONE: 937-298-7904 MAIL ADDRESS: STREET 1: 147 BEVERLY PLACE CITY: DAYTON STATE: OH ZIP: 45419 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-24 0 0000093456 STANDARD REGISTER CO SR 0001583151 Last Will & Testament of John Q. Sherman fbo William Patrick Sherman 147 BEVERLY PLACE DAYTON OH 45419 0 0 1 0 0001583086 Last Will & Testament of John Q. Sherman fbo Charles Francis Sherman 147 BEVERLY PLACE DAYTON OH 45419 0 0 1 0 0001583040 Last Will & Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg 147 BEVERLY PLACE DAYTON OH 45419 0 0 1 0 0001583038 Last Will & Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley 147 BEVERLY PLACE DAYTON OH 45419 0 0 1 0 0001583085 Last Will & Testament of John Q. Sherman fbo Helen Louise Sherman Tormey 147 BEVERLY PLACE DAYTON OH 45419 0 0 1 0 0001583084 Last Will & Testament of John Q. Sherman fbo James Louis Sherman 147 BEVERLY PLACE DAYTON OH 45419 0 0 1 0 Common Stock 2014-03-24 4 S 0 800 8.49 D 189683 D Common Stock 2014-03-24 4 S 0 400 8.45 D 190083 D Common Stock 2014-03-25 4 S 0 400 8.35 D 189683 D Common Stock 2014-03-24 4 S 0 400 8.55 D 190083 D Common Stock 2014-03-25 4 S 0 400 8.4 D 189683 D Common Stock 2014-03-24 4 S 0 400 8.45 D 190083 D Common Stock 2013-03-25 4 S 0 400 8.35 D 189683 D Common Stock 2014-03-24 4 S 0 800 8.43 D 189683 D Common Stock 2014-03-24 4 S 0 800 8.4 D 189683 D Class A Stock 83895 D Class A Stock 83895 D Class A Stock 83895 D Class A Stock 83895 D Class A Stock 83895 D Class A Stock 83895 D On February 26, 2014, each of the John Q. Sherman Trusts (as defined below) entered into a separate Rule 10b5-1 trading plan. Each sale reported in this Form 4 was effected pursuant to the applicable trust's Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.45 to $8.53, inclusive. The applicable reporting person undertakes to provide The Standard Register Company, any security holder of The Standard Register Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.53 to $8.60, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.53, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.45, inclusive These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman, which may be deemed to be a member of a "group" for purposes of Section 13(d) under the Exchange Act with the trust established under the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey, the trust established under the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley, the trust established under the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg, the trust established under the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman, and the trust established under the Last Will and Testament of John Q. Sherman fbo James Louis Sherman. These six trusts are sometimes referred to collectively in this Form 4 as the "John Q. Sherman Trusts" These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo James Louis Sherman. Arthur F. McMahon, III, attorney-in-fact 2014-03-26