0001140361-13-039853.txt : 20131029 0001140361-13-039853.hdr.sgml : 20131029 20131029164434 ACCESSION NUMBER: 0001140361-13-039853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131025 FILED AS OF DATE: 20131029 DATE AS OF CHANGE: 20131029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD REGISTER CO CENTRAL INDEX KEY: 0000093456 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] IRS NUMBER: 310455440 STATE OF INCORPORATION: OH FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 ALBANY ST CITY: DAYTON STATE: OH ZIP: 45401 BUSINESS PHONE: 5134341000 MAIL ADDRESS: STREET 1: 600 ALBANY STREET STREET 2: P O BOX 1167 CITY: DAYTON STATE: OH ZIP: 45401-1167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Shea Robert J CENTRAL INDEX KEY: 0001382617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 131176877 MAIL ADDRESS: STREET 1: C/O SILVER POINT CAPITAL L.P. STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULE EDWARD A CENTRAL INDEX KEY: 0001029625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 131176878 MAIL ADDRESS: STREET 1: C/O SILVER POINT CAPITAL L.P. STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silver Point Capital L.P. CENTRAL INDEX KEY: 0001332784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 131176879 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 542-4000 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2013-10-25 0 0000093456 STANDARD REGISTER CO SR 0001332784 Silver Point Capital L.P. TWO GREENWICH PLAZA, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001029625 MULE EDWARD A TWO GREENWICH PLAZA, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001382617 O'Shea Robert J TWO GREENWICH PLAZA, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 2013-10-25 4 X 0 2202699 A 2202699 D Common Stock 2013-10-25 4 S 0 4 11.59 D 2202695 D Common Stock Warrant (right to buy) 2013-10-25 4 X 0 2202699 0 D 2013-10-25 2014-01-24 Common Stock 2202699 0 D Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P., SPF CDO I, Ltd. and SPCP Group, LLC (together, the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and the investment manager of SPCP Group III, LLC, and by virtue of such status may be deemed to be the beneficial owner of all of the reported securities held by the Funds and by SPCP Group III, LLC. Mr. Edward A. Mule and Mr. Robert J. O'Shea are each members of Management and by virtue of such status may be deemed to be the beneficial owners of securities held by the Funds and by SPCP Group III, LLC (together, the "SP Holders"). Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the SP Holders except to the extent of their pecuniary interes The exercise price is $0.00001. On October 25, 2013, the SP Holders exercised the warrants to purchase an aggregate of 2,202,699 shares of common stock of the Issuer at an exercise price of $0.00001 per share. The SP Holders paid the exercise price on a cashless basis, resulting in the Issuer withholding 4 of the warrant shares to pay the exercise price and issuing to the SP Holders the remaining 2,202,695 shares of common stock. The Issuer also paid an aggregate of $24.33 to the SP Holders in lieu of fractional shares. The price, which was calculated pursuant to the terms of the warrants, reflects the average of the closing prices of the common stock of the Issuer over the twenty trading days prior to the exercise date. /s/ Frederick H. Fogel, Authorized Signatory on behalf of Silver Point Capital, LP 2013-10-28 /s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A Mule, individually) 2013-10-28 /s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually) 2013-10-28