0001140361-13-039853.txt : 20131029
0001140361-13-039853.hdr.sgml : 20131029
20131029164434
ACCESSION NUMBER: 0001140361-13-039853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131025
FILED AS OF DATE: 20131029
DATE AS OF CHANGE: 20131029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STANDARD REGISTER CO
CENTRAL INDEX KEY: 0000093456
STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761]
IRS NUMBER: 310455440
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 600 ALBANY ST
CITY: DAYTON
STATE: OH
ZIP: 45401
BUSINESS PHONE: 5134341000
MAIL ADDRESS:
STREET 1: 600 ALBANY STREET
STREET 2: P O BOX 1167
CITY: DAYTON
STATE: OH
ZIP: 45401-1167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Shea Robert J
CENTRAL INDEX KEY: 0001382617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11699
FILM NUMBER: 131176877
MAIL ADDRESS:
STREET 1: C/O SILVER POINT CAPITAL L.P.
STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULE EDWARD A
CENTRAL INDEX KEY: 0001029625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11699
FILM NUMBER: 131176878
MAIL ADDRESS:
STREET 1: C/O SILVER POINT CAPITAL L.P.
STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Point Capital L.P.
CENTRAL INDEX KEY: 0001332784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11699
FILM NUMBER: 131176879
BUSINESS ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 542-4000
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2013-10-25
0
0000093456
STANDARD REGISTER CO
SR
0001332784
Silver Point Capital L.P.
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
0001029625
MULE EDWARD A
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
0001382617
O'Shea Robert J
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
Common Stock
2013-10-25
4
X
0
2202699
A
2202699
D
Common Stock
2013-10-25
4
S
0
4
11.59
D
2202695
D
Common Stock Warrant (right to buy)
2013-10-25
4
X
0
2202699
0
D
2013-10-25
2014-01-24
Common Stock
2202699
0
D
Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P., SPF CDO I, Ltd. and SPCP Group, LLC (together, the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and the investment manager of SPCP Group III, LLC, and by virtue of such status may be deemed to be the beneficial owner of all of the reported securities held by the Funds and by SPCP Group III, LLC. Mr. Edward A. Mule and Mr. Robert J. O'Shea are each members of Management and by virtue of such status may be deemed to be the beneficial owners of securities held by the Funds and by SPCP Group III, LLC (together, the "SP Holders"). Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the SP Holders except to the extent of their pecuniary interes
The exercise price is $0.00001.
On October 25, 2013, the SP Holders exercised the warrants to purchase an aggregate of 2,202,699 shares of common stock of the Issuer at an exercise price of $0.00001 per share. The SP Holders paid the exercise price on a cashless basis, resulting in the Issuer withholding 4 of the warrant shares to pay the exercise price and issuing to the SP Holders the remaining 2,202,695 shares of common stock. The Issuer also paid an aggregate of $24.33 to the SP Holders in lieu of fractional shares.
The price, which was calculated pursuant to the terms of the warrants, reflects the average of the closing prices of the common stock of the Issuer over the twenty trading days prior to the exercise date.
/s/ Frederick H. Fogel, Authorized Signatory on behalf of Silver Point Capital, LP
2013-10-28
/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A Mule, individually)
2013-10-28
/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually)
2013-10-28