0001140361-13-031757.txt : 20130812 0001140361-13-031757.hdr.sgml : 20130812 20130812170716 ACCESSION NUMBER: 0001140361-13-031757 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130801 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD REGISTER CO CENTRAL INDEX KEY: 0000093456 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] IRS NUMBER: 310455440 STATE OF INCORPORATION: OH FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 ALBANY ST CITY: DAYTON STATE: OH ZIP: 45401 BUSINESS PHONE: 5134341000 MAIL ADDRESS: STREET 1: 600 ALBANY STREET STREET 2: P O BOX 1167 CITY: DAYTON STATE: OH ZIP: 45401-1167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Shea Robert J CENTRAL INDEX KEY: 0001382617 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 131030420 MAIL ADDRESS: STREET 1: C/O SILVER POINT CAPITAL L.P. STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULE EDWARD A CENTRAL INDEX KEY: 0001029625 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 131030421 MAIL ADDRESS: STREET 1: C/O SILVER POINT CAPITAL L.P. STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silver Point Capital L.P. CENTRAL INDEX KEY: 0001332784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11699 FILM NUMBER: 131030422 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 542-4000 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 3 1 doc1.xml FORM 3 X0206 3 2013-08-01 0 0000093456 STANDARD REGISTER CO SR 0001332784 Silver Point Capital L.P. TWO GREENWICH PLAZA, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001029625 MULE EDWARD A TWO GREENWICH PLAZA, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 0001382617 O'Shea Robert J TWO GREENWICH PLAZA, FIRST FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock Warrant (right to buy) Common Stock 2202699 D Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P., SPF CDO I, Ltd. and SPCP Group, LLC (together, the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and the investment manager of SPCP Group III, LLC, and by virtue of such status may be deemed to be the beneficial owner of all of the reported securities held by the Funds and by SPCP Group III, LLC. Mr. Edward A. Mule and Mr. Robert J. O'Shea are each members of Management and by virtue of such status may be deemed to be the beneficial owners of securities held by the Funds and by SPCP Group III, LLC. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests therein. The warrants are exercisable beginning on the first business day after the date the Issuer obtains approval from its shareholders of the following proposals (the "Shareholder Approval"): (i) an amendment to the code of regulations of the Issuer authorizing the board of directors of the Issuer (the "Board") to change the number of directors and fill any director's office created by an increase in the number of directors, in order to grant certain shareholders of the Issuer (including the Funds) two Board designees pursuant to the Shareholders Agreement, dated as of August 1, 2013, by and among the Issuer, Silver Point, as the Minority Shareholder Representative, the Funds and the other Minority Shareholders named therein, (ii) approval of the conversion of the warrants into shares of common stock of the Issuer, and (iii) an amendment to the code of regulations of the Issuer to opt out of Section 1701.831 of the Ohio Revised Code. The warrants expire on the earlier of (i) August 1, 2033 and (ii) the last day of the three month period following the date on which the Shareholder Approval has been obtained by the Issuer. The exercise price is $0.00001. /s/ Frederick H. Fogel, Authorized Signatory on behalf of Silver Point Capital, L.P. 2013-08-12 /s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A. Mule, individually) 2013-08-12 /s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually) 2013-08-12