0001140361-13-031757.txt : 20130812
0001140361-13-031757.hdr.sgml : 20130812
20130812170716
ACCESSION NUMBER: 0001140361-13-031757
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130801
FILED AS OF DATE: 20130812
DATE AS OF CHANGE: 20130812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STANDARD REGISTER CO
CENTRAL INDEX KEY: 0000093456
STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761]
IRS NUMBER: 310455440
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 600 ALBANY ST
CITY: DAYTON
STATE: OH
ZIP: 45401
BUSINESS PHONE: 5134341000
MAIL ADDRESS:
STREET 1: 600 ALBANY STREET
STREET 2: P O BOX 1167
CITY: DAYTON
STATE: OH
ZIP: 45401-1167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Shea Robert J
CENTRAL INDEX KEY: 0001382617
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11699
FILM NUMBER: 131030420
MAIL ADDRESS:
STREET 1: C/O SILVER POINT CAPITAL L.P.
STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULE EDWARD A
CENTRAL INDEX KEY: 0001029625
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11699
FILM NUMBER: 131030421
MAIL ADDRESS:
STREET 1: C/O SILVER POINT CAPITAL L.P.
STREET 2: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Point Capital L.P.
CENTRAL INDEX KEY: 0001332784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11699
FILM NUMBER: 131030422
BUSINESS ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 542-4000
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
3
1
doc1.xml
FORM 3
X0206
3
2013-08-01
0
0000093456
STANDARD REGISTER CO
SR
0001332784
Silver Point Capital L.P.
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
0001029625
MULE EDWARD A
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
0001382617
O'Shea Robert J
TWO GREENWICH PLAZA, FIRST FLOOR
GREENWICH
CT
06830
0
0
1
0
Common Stock Warrant (right to buy)
Common Stock
2202699
D
Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P., SPF CDO I, Ltd. and SPCP Group, LLC (together, the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and the investment manager of SPCP Group III, LLC, and by virtue of such status may be deemed to be the beneficial owner of all of the reported securities held by the Funds and by SPCP Group III, LLC. Mr. Edward A. Mule and Mr. Robert J. O'Shea are each members of Management and by virtue of such status may be deemed to be the beneficial owners of securities held by the Funds and by SPCP Group III, LLC. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests therein.
The warrants are exercisable beginning on the first business day after the date the Issuer obtains approval from its shareholders of the following proposals (the "Shareholder Approval"): (i) an amendment to the code of regulations of the Issuer authorizing the board of directors of the Issuer (the "Board") to change the number of directors and fill any director's office created by an increase in the number of directors, in order to grant certain shareholders of the Issuer (including the Funds) two Board designees pursuant to the Shareholders Agreement, dated as of August 1, 2013, by and among the Issuer, Silver Point, as the Minority Shareholder Representative, the Funds and the other Minority Shareholders named therein, (ii) approval of the conversion of the warrants into shares of common stock of the Issuer, and (iii) an amendment to the code of regulations of the Issuer to opt out of Section 1701.831 of the Ohio Revised Code.
The warrants expire on the earlier of (i) August 1, 2033 and (ii) the last day of the three month period following the date on which the Shareholder Approval has been obtained by the Issuer.
The exercise price is $0.00001.
/s/ Frederick H. Fogel, Authorized Signatory on behalf of Silver Point Capital, L.P.
2013-08-12
/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A. Mule, individually)
2013-08-12
/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually)
2013-08-12