0001712316-19-000008.txt : 20190603 0001712316-19-000008.hdr.sgml : 20190603 20190603145909 ACCESSION NUMBER: 0001712316-19-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190508 FILED AS OF DATE: 20190603 DATE AS OF CHANGE: 20190603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tobia Alfred Victor Jr. CENTRAL INDEX KEY: 0001712316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37721 FILM NUMBER: 19873100 MAIL ADDRESS: STREET 1: 767 3RD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACACIA RESEARCH CORP CENTRAL INDEX KEY: 0000934549 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 954405754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: 12TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9494808300 MAIL ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: 12TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 wf-form4_155958833387400.xml FORM 4 X0306 4 2019-05-08 0 0000934549 ACACIA RESEARCH CORP ACTG 0001712316 Tobia Alfred Victor Jr. 120 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660 1 0 0 0 ACTG Common Stock 2019-05-08 4 A 0 38462 0 A 38462 D ACTG Common Stock 245631 I Sidus Investment Management, LLC ACTG Common Stock 183303 I Sidus Investment Partners, L.P. ACTG Common Stock 528986 I Sidus Double Alpha Fund, L.P. ACTG Common Stock 242080 I Sidus Double Alpha Fund, Ltd. Grant of Restricted Stock. Shares of common stock held in an account for which Sidus Investment Management,LLC ("Sidus Management") serves as a sub-advisor (the 'Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Shares of common stock owned directly by Sidus Investment Partners, LP.("Sidus Partners'). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investmentmanager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Shares of common stock owned directly by Sidus Double Alpha, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person.solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. /s/Alfred V. Tobia, Jr. 2019-05-13