0001077131-17-000009.txt : 20170824
0001077131-17-000009.hdr.sgml : 20170824
20170824115839
ACCESSION NUMBER: 0001077131-17-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170822
FILED AS OF DATE: 20170824
DATE AS OF CHANGE: 20170824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRAZIADIO G LOUIS III
CENTRAL INDEX KEY: 0001077131
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37721
FILM NUMBER: 171048744
MAIL ADDRESS:
STREET 1: 149 PALOS VERDES BLVD., SUITE G
CITY: REDONDO BEACH
STATE: CA
ZIP: 90277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACACIA RESEARCH CORP
CENTRAL INDEX KEY: 0000934549
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 954405754
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 NEWPORT CENTER DRIVE
STREET 2: 12TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9494808300
MAIL ADDRESS:
STREET 1: 520 NEWPORT CENTER DRIVE
STREET 2: 12TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-08-22
0000934549
ACACIA RESEARCH CORP
ACTG
0001077131
GRAZIADIO G LOUIS III
520 NEWPORT CENTER DR.
12TH FLOOR
NEWPORT BEACH
CA
92660
1
0
0
0
Common Stock
2017-08-22
4
P
0
10000
3.0808
A
486701
D
Common Stock
305500
I
Graziadio Family Trust dtd 11/13/75
Common Stock
15000
I
The George & Reva Graziadio Charitable Lead Annuity Trust
Common Stock
20000
I
The Gina-Carra Partnership
Common Stock
15000
I
George and Reva Graziadio Foundation
Common Stock
15000
I
Marianna R. Graziadio (minor children)
Common Stock
15000
I
George L. Graziadio IV (minor children)
Common Stock
2500
I
Owned by Spouse
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.15, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.
These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of each of the general partners, which are trusts for the benefit of Mr. Graziadio's children. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra.
Shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation.
These shares were purchased for Mr. Graziadio's minor child, Marianna R. Graziadio.
These shares were purchased for Mr. Graziadio's minor child, George L. Graziadio, IV.
G. Louis Graziadio, III
2017-08-23