0000921895-18-003369.txt : 20181221
0000921895-18-003369.hdr.sgml : 20181221
20181221155117
ACCESSION NUMBER: 0000921895-18-003369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181219
FILED AS OF DATE: 20181221
DATE AS OF CHANGE: 20181221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tobia Alfred Victor Jr.
CENTRAL INDEX KEY: 0001712316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37721
FILM NUMBER: 181249435
MAIL ADDRESS:
STREET 1: 767 3RD AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACACIA RESEARCH CORP
CENTRAL INDEX KEY: 0000934549
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 954405754
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 NEWPORT CENTER DRIVE
STREET 2: 12TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9494808300
MAIL ADDRESS:
STREET 1: 520 NEWPORT CENTER DRIVE
STREET 2: 12TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
form411407003_12212018.xml
OWNERSHIP DOCUMENT
X0306
4
2018-12-19
0
0000934549
ACACIA RESEARCH CORP
ACTG
0001712316
Tobia Alfred Victor Jr.
767 3RD AVENUE
15TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock
2018-12-19
4
P
0
3071
2.9438
A
239434
I
By Sidus Investment Management, LLC
Common Stock
2018-12-20
4
P
0
4094
2.9303
A
243528
I
By Sidus Investment Management, LLC
Common Stock
2018-12-19
4
P
0
2291
2.9438
A
180248
I
By Sidus Investment Partners, L.P.
Common Stock
2018-12-20
4
P
0
3055
2.9303
A
183303
I
By Sidus Investment Partners, L.P.
Common Stock
2018-12-19
4
P
0
6612
2.9438
A
514947
I
By Sidus Double Alpha Fund, L.P.
Common Stock
2018-12-20
4
P
0
8816
2.9303
A
523763
I
By Sidus Double Alpha Fund, L.P.
Common Stock
2018-12-19
4
P
0
3026
2.9438
A
235717
I
By Sidus Double Alpha Fund, Ltd.
Common Stock
2018-12-20
4
P
0
4035
2.9303
A
239752
I
By Sidus Double Alpha Fund, Ltd.
Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
Alfred Victor Tobia Jr.
2018-12-21