-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnjB4GXB/nwaAJxizql2XTqTDcjxHdIrDaFX9XaObNsBWpv4vNbTNH3pLT0vQaXI WIXTsuQZPsiXp6FcXL4aBw== 0000093451-03-000028.txt : 20031003 0000093451-03-000028.hdr.sgml : 20031003 20031003190712 ACCESSION NUMBER: 0000093451-03-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 FILED AS OF DATE: 20031003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPLEBAUM HOWARD M CENTRAL INDEX KEY: 0001238057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05273 FILM NUMBER: 03928745 MAIL ADDRESS: STREET 1: 650 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019-6108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING BANCORP CENTRAL INDEX KEY: 0000093451 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132565216 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019-6108 BUSINESS PHONE: 212-757-3300 MAIL ADDRESS: STREET 1: 650 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019-6108 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD PRUDENTIAL CORP /NEW/ DATE OF NAME CHANGE: 19781210 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD PRUDENTIAL UNITED CORP DATE OF NAME CHANGE: 19681125 4 1 app53.xml X0201 4 2003-09-10 0 0000093451 STERLING BANCORP STL 0001238057 APPLEBAUM HOWARD M 650 FIFTH AVENUE 4TH FLOOR NEW YORK NY 10019 0 1 0 0 Senior Vice President Common Stock 12503 D Common Stock 1444 I By 401(k) Common Stock 932 I Owned By daughter Common Stock 2003-10-01 4 S 0 932 27.95 D 0 I Owned By daughter Incentive Stock Options (right to buy) 8.15 1998-01-31 2007-01-31 Common Stock 9527 0 D Incentive Stock Options (right to buy) 13.01 1999-02-10 2008-02-10 Common Stock 9527 0 D Incentive Stock Options (right to buy) 10.94 2000-02-12 2009-02-12 Common Stock 9527 0 D Incentive Stock Options (right to buy) 8.73 2001-02-11 2010-02-11 Common Stock 13612 0 D Incentive Stock Options (right to buy) 18.38 2003-06-06 2012-02-06 Common Stock 15000 0 D Options become exercisable in installments over two years; the first date exercisable, which is listed on the form is one year from grant date. Options become exercisable in installments over three years; the first date exercisable, which is listed on the form is one year from grant date. /s/ Applebaum, Howard M 2003-10-03 -----END PRIVACY-ENHANCED MESSAGE-----