SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ROCKWELL BRUCE M

(Last) (First) (Middle)
777 EAST WISCONSIN AVENUE

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/28/2003 M 1,213 A $16.1644 45,546 D(1)
Common Stock 07/28/2003 M 1,140 A $18.3105 46,686 D(1)
Common Stock 07/28/2003 M 1,000 A $18.3703 47,686 D(1)
Common Stock 07/28/2003 M 1,000 A $17.8539 48,686 D(1)
Common Stock 07/28/2003 M 1,000 A $18.7986 49,686 D(1)
Common Stock 07/28/2003 M 666 A $18.1746 50,352 D(1)
Common Stock 07/28/2003 M 333 A $18.05 50,685 D(1)
Common Stock 07/28/2003 S 6,352 D $26.35 44,333 D(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee stock option (right to buy) $16.1644 07/28/2003 M 1,213 02/07/1997 02/07/2006 Common Stock 1,213 $0 0 D
Employee stock option (right to buy) $18.3105 07/28/2003 M 1,140 02/05/1998 02/05/2007 Common Stock 1,140 $0 0 D
Employee stock option (right to buy) $18.3703 07/28/2003 M 1,000 02/04/1999 02/04/2008 Common Stock 1,000 $0 0 D
Employee stock option (right to buy) $17.8539 07/28/2003 M 1,000 02/03/2000 02/03/2009 Common Stock 1,000 $0 0 D
Employee stock option (right to buy) $18.7986 07/28/2003 M 1,000 02/02/2001 02/02/2010 Common Stock 1,000 $0 0 D
Employee stock option (right to buy) $18.1746 07/28/2003 M 666 02/07/2002 02/07/2011 Common Stock 666 $0 334 D
Employee stock option (right to buy) $18.05 07/28/2003 M 333 02/07/2003 02/07/2012 Common Stock 333 $0 667 D(2)
Explanation of Responses:
1. 6,621 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met and 37,712 shares are held by Trust.
2. Reporting person also indirectly owns options to purchase a total of 8,000 shares at exercise prices ranging from $16.05 - $22.76 with vesting dates ranging from 07/31/2003 to 2/05/06.
K. A. Balistreri, Attorney-in-Fact for Bruce M. Rockwell 07/29/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.