-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TpiReFOoKqDZvufsed8MFNDU1Ednzld52KR1S+SDEs2l6iHlfRWPZYIOE6Q1SpT6 mSYtXrFh7s7+190tbKUGAg== 0001135428-04-000008.txt : 20040107 0001135428-04-000008.hdr.sgml : 20040107 20040107122000 ACCESSION NUMBER: 0001135428-04-000008 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20040107 EFFECTIVENESS DATE: 20040107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1838 INVESTMENT ADVISORS FUNDS CENTRAL INDEX KEY: 0000933996 IRS NUMBER: 232794406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08902 FILM NUMBER: 04512394 BUSINESS ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER SUITE 320 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6102934300 MAIL ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER SUITE 320 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 NSAR-B 1 answer.fil PAGE 1 000 B000000 10/31/2003 000 C000000 0000933996 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 1838 INVESTMENT ADVISORS FUNDS 001 B000000 811-08902 001 C000000 4843224300 002 A000000 2701 RENAISSANCE BLVD., 4TH FL. 002 B000000 KING OF PRUSSIA 002 C000000 PA 002 D010000 19406 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 1838 INTERNATIONAL EQUITY FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C020300 1838 FIXED INCOME FUND 007 C030300 N 007 C010400 4 007 C020400 1838 LARGE CAP EQUITY FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 1838 INVESTMENT ADVISORS LLC 008 B00AA01 A 008 C00AA01 801-55939 008 D01AA01 KING OF PRUSSIA 008 D02AA01 PA 008 D03AA01 19406 010 A00AA01 1838 INVESTMENT ADVISORS, LLC 010 B00AA01 801-55939 010 C01AA01 KING OF PRUSSIA 010 C02AA01 PA 010 C03AA01 19406 011 A00AA01 MBIA CAPITAL MANAGEMENT CORP. 011 B00AA01 8-47662 PAGE 2 011 C01AA01 ARMONK 011 C02AA01 NY 011 C03AA01 10504 012 A00AA01 MBIA MISC 012 B00AA01 84-05814 012 C01AA01 ARMONK 012 C02AA01 NY 012 C03AA01 10504 013 A00AA01 TAIT, WELLER AND BAKER 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 020 A000001 MERRIL LYNCH 020 B000001 13-5674085 020 C000001 98 020 A000002 DRESDNER SECURITIES 020 B000002 13-3894311 020 C000002 31 020 A000003 STANDARD & POOR'S 020 B000003 13-2671951 020 C000003 24 020 A000004 SALOMON SMITH BARNEY (CITIGROUP) 020 B000004 13-3082694 020 C000004 13 020 A000005 BEAR STEARNS & CO., INC. 020 B000005 13-3299429 020 C000005 12 020 A000006 BANK OF NEW YORK 020 C000006 9 020 A000007 NOMURA SECURITIES 020 B000007 13-2642206 020 C000007 6 020 A000008 CREST MEMBERSHIP 020 B000008 13-3810179 020 C000008 5 020 A000009 FORTIS SECURITIES 020 B000009 13-3203169 020 C000009 3 020 A000010 MORGAN STANLEY & CO., INC. 020 B000010 13-2655998 020 C000010 3 021 000000 206 022 A000001 GOLDMAN SACHS 022 B000001 13-3501777 022 C000001 19028 022 D000001 17326 022 A000002 SALOMON SMITH BARNEY 022 B000002 11-2418191 022 C000002 15833 022 D000002 14805 022 A000003 MORGAN STANLEY & CO., INC. 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BENCROWSKY TITLE SECRETARY/TREASURER EX-99.(Q)(1)(A) 3 ex99-q1a.txt TAIT, WELLER & BAKER Certified Public Accountants REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS ON INTERNAL CONTROL THE AUDIT COMMITTEE 1838 INVESTMENT ADVISORS FUNDS KING OF PRUSSIA, PENNSYLVANIA In planning and performing our audits of the financial statements of International Equity Fund, Fixed Income Fund and Large Cap Equity Fund, each a series of shares of common stock of 1838 Investment Advisors Funds, for the year ended October 31, 2003, we considered their internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in any internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of the internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses, as defined above, as of October 31, 2003. This report is intended solely for the information and use of management and the Board of Trustees of 1838 Investment Advisors Funds and the Securities and Exchange Commission, and is not intended to be and should not be used by anyone other than these specified parties. /s/ Tait, Weller & Baker TAIT, WELLER & BAKER PHILADELPHIA, PENNSYLVANIA NOVEMBER 26, 2003 -----END PRIVACY-ENHANCED MESSAGE-----