0001209191-19-057849.txt : 20191122
0001209191-19-057849.hdr.sgml : 20191122
20191122172813
ACCESSION NUMBER: 0001209191-19-057849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191122
DATE AS OF CHANGE: 20191122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joseph Jason
CENTRAL INDEX KEY: 0001485448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25434
FILM NUMBER: 191242648
MAIL ADDRESS:
STREET 1: 170 TRACER LANE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brooks Automation, Inc.
CENTRAL INDEX KEY: 0000933974
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 043040660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: (978) 262-2400
MAIL ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS AUTOMATION INC
DATE OF NAME CHANGE: 20030228
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC
DATE OF NAME CHANGE: 20020514
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS AUTOMATION INC
DATE OF NAME CHANGE: 19941215
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-15
0
0000933974
Brooks Automation, Inc.
BRKS
0001485448
Joseph Jason
C/O BROOKS AUTOMATION, INC.
15 ELIZABETH DRIVE
CHELMSFORD
MA
01824
0
1
0
0
SVP, General Counsel, Secy.
Common Stock
2019-11-15
4
A
0
50767
0.00
A
132108
D
Common Stock
2019-11-20
4
S
0
22424
45.25
D
109684
D
Common Stock
2019-11-20
4
S
0
1774
45.25
D
107910
D
Common Stock
2019-11-21
4
S
0
2752
43.22
D
105158
D
Represents shares issued upon the vesting of performance-based units granted on November 9, 2016, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2019. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 50,767 performance-based units held by the reporting person.
Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 4,244 restricted stock units from two grants held by the reporting person and previously reported on Form 4.
Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 5,682 restricted stock units from two grants held by the reporting person and previously reported on Form 4.
Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
/s/ Jason W. Joseph
2019-11-22