0001209191-19-057846.txt : 20191122
0001209191-19-057846.hdr.sgml : 20191122
20191122172611
ACCESSION NUMBER: 0001209191-19-057846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191122
DATE AS OF CHANGE: 20191122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liao Guojuan
CENTRAL INDEX KEY: 0001759515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25434
FILM NUMBER: 191242627
MAIL ADDRESS:
STREET 1: 111 CORPORATE BLVD
CITY: SOUTH PLAINFIELD
STATE: NJ
ZIP: 07080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brooks Automation, Inc.
CENTRAL INDEX KEY: 0000933974
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 043040660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: (978) 262-2400
MAIL ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS AUTOMATION INC
DATE OF NAME CHANGE: 20030228
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC
DATE OF NAME CHANGE: 20020514
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS AUTOMATION INC
DATE OF NAME CHANGE: 19941215
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-15
0
0000933974
Brooks Automation, Inc.
BRKS
0001759515
Liao Guojuan
111 CORPORATE BLVD
SOUTH PLAINFIELD
NJ
07080
0
1
0
0
President, GENEWIZ
Common Stock
2019-11-21
4
S
0
966
43.22
D
11079
D
Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 2,597 restricted stock units held by the reporting person and previously reported on Form 4.
Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
/s/ Jason W. Joseph, Attorney-in-fact for Guojuan Liao
2019-11-22
EX-24.4_880813
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes and
appoints Jason W. Joseph and David F. Pietrantoni, signing singly, as the
undersigned's true and lawful attorney-in-fact, with full power and authority as
hereinafter described on behalf of and in the name, place and stead of the
undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including
any amendments thereto) with respect to the securities of Brooks Automation,
Inc., a Delaware corporation (the "Company"), with the United States Securities
and Exchange Commission, any national securities exchanges and the Company, as
considered necessary or advisable under Section 16(a) of the Securities Exchange
Act of 1934 and the rules and regulations promulgated thereunder, as amended
from time to time (the "Exchange Act");
(2) seek or obtain, as the undersigned's representative and on the undersigned's
behalf, information on transactions in the Company's securities from any third
party, including brokers, employee benefit plan administrators and trustees, and
the undersigned hereby authorizes any such person to release any such
information to the undersigned and approves and ratifies any such release of
information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the undersigned
in connection with the foregoing.
The undersigned acknowledges that:
(A) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(B) any documents prepared and/or executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney will be in such form and will
contain such information and disclosure as such attorney-in-fact, in his or her
discretion, deems necessary or desirable;
(C) neither the Company nor such attorney-in-fact assumes (i) any liability for
the undersigned's responsibility to comply with the requirements of the Exchange
Act, (ii) any liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned's obligations under the Exchange Act,
including without limitation the reporting requirements under Section 16 of the
Exchange Act.
The undersigned hereby gives and grants the foregoing attorney-in-fact full
power and authority to do and perform all and every act and thing whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as fully to all intents and purposes as the undersigned might or could
do if present, hereby ratifying all that such attorney-in-fact of, for and on
behalf of the undersigned, shall lawfully do or cause to be done by virtue of
this Limited Power of Attorney.
This Power of Attorney shall remain in full force and effect until revoked by
the undersigned in a signed writing delivered to such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 13th day of November, 2018.
Signature:
/s/ Guojuan Liao
Guojuan Liao