0001209191-18-057649.txt : 20181107
0001209191-18-057649.hdr.sgml : 20181107
20181107172105
ACCESSION NUMBER: 0001209191-18-057649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181105
FILED AS OF DATE: 20181107
DATE AS OF CHANGE: 20181107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joseph Jason
CENTRAL INDEX KEY: 0001485448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25434
FILM NUMBER: 181167431
MAIL ADDRESS:
STREET 1: 170 TRACER LANE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKS AUTOMATION INC
CENTRAL INDEX KEY: 0000933974
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 043040660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: (978) 262-2400
MAIL ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC
DATE OF NAME CHANGE: 20020514
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS AUTOMATION INC
DATE OF NAME CHANGE: 19941215
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-05
0
0000933974
BROOKS AUTOMATION INC
BRKS
0001485448
Joseph Jason
C/O BROOKS AUTOMATION, INC.
15 ELIZABETH DRIVE
CHELMSFORD
MA
01824
0
1
0
0
VP, General Counsel, Secretary
Common Stock
2018-11-05
4
S
0
1026
31.76
D
85842
D
Common Stock
2018-11-06
4
A
0
21570
0.00
D
107412
D
The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,334 restricted stock units held by the reporting person.
An initial grant of 40,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 30,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 51,570 of the performance-based units. This transaction represents a grant of an additional 21,570 RSUs. No amount was paid upon grant of RSUs.
/s/ Jason W. Joseph
2018-11-07