0001209191-15-079251.txt : 20151111
0001209191-15-079251.hdr.sgml : 20151111
20151110150602
ACCESSION NUMBER: 0001209191-15-079251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151106
FILED AS OF DATE: 20151110
DATE AS OF CHANGE: 20151110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKS AUTOMATION INC
CENTRAL INDEX KEY: 0000933974
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 043040660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: (978) 262-2400
MAIL ADDRESS:
STREET 1: 15 ELIZABETH DRIVE
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC
DATE OF NAME CHANGE: 20020514
FORMER COMPANY:
FORMER CONFORMED NAME: BROOKS AUTOMATION INC
DATE OF NAME CHANGE: 19941215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joseph Jason
CENTRAL INDEX KEY: 0001485448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25434
FILM NUMBER: 151218608
MAIL ADDRESS:
STREET 1: 170 TRACER LANE
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-06
0
0000933974
BROOKS AUTOMATION INC
BRKS
0001485448
Joseph Jason
C/O BROOKS AUTOMATION, INC.
15 ELIZABETH DRIVE
CHELMSFORD
MA
01824
0
1
0
0
VP, General Counsel, Secretary
Common Stock
2015-11-06
4
F
0
13595
11.34
D
161272
D
Common Stock
2015-11-06
4
A
0
18461
0.00
A
179733
D
The forfeiture of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2015 of 41,696 restricted stock units held by the reporting person.
An initial grant of 45,000 restricted stock units (RSUs) was received on November 6, 2013 and reported on Form 4 dated November 8, 2013. The grant contained 33,750 RSUs subject to performance-based vesting requirements. The RSUs were measured against the performance metrics resulting in the achievement of 154.7%, or 52,211 of the RSUs, subject to additional time-based vesting requirements. This transaction represents a grant of additional 54.7%, or 18,461 RSUs, 50% of which vested in November 6, 2015 and is included in the amount shown as vested in footnote 1 above, and the remaining 50% shall vest in November 6, 2016. No amount was paid upon grant of RSUs.
/s/ Jason W. Joseph
2015-11-10