-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDg4Fi9Z/jGuHA/k222bmbrDUaG7wABGKjCnb5PUyOi/z3ivbWTwMk37snovUfIt DZMoKwtZw5fC+b8Kw8NoLg== 0001209191-07-031432.txt : 20070518 0001209191-07-031432.hdr.sgml : 20070518 20070518144325 ACCESSION NUMBER: 0001209191-07-031432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060822 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS AUTOMATION INC CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 19941215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANASTASI ROBERT E CENTRAL INDEX KEY: 0001182722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 07864359 MAIL ADDRESS: STREET 1: NINE HAMPSHIRE STREET CITY: MANSFIELD STATE: MA ZIP: 02048-9171 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-08-22 0 0000933974 BROOKS AUTOMATION INC BRKS 0001182722 ANASTASI ROBERT E C/O BROOKS AUTOMATION, INC. 15 ELIZABETH DRIVE CHELMSFORD MA 01824 0 1 0 0 Executive Vice President Common Stock 2006-08-22 4 S 0 2860 13.64 D 0 I By managed account Common Stock 2007-05-16 4 M 0 4162 7.75 A 44787 D Common Stock 2007-05-16 4 M 0 5625 12.69 A 50412 D Common Stock 2007-05-16 4 S 0 9787 16.4723 D 40625 D Non-Qualified Stock Option 12.69 2007-05-16 4 M 0 5625 D 2012-10-26 Common Stock 5625 9375 D Non-Qualified Stock Option 7.75 2007-05-16 4 M 0 4162 D 2013-04-16 Common Stock 4162 0 D The reporting person failed to timely report disposition of 2,860 shares of common stock held indirectly in the reporting person's 401(k) plan. This omission resulted in corresponding errors for subsequent reports filed on February 26, 2007, December 13, 2006 and December 11, 2006. Each of these reports erroneously disclosed in Table 1 an indirect holding (by the reporting person's 401(k) plan) of 2,860 shares of common stock. These shares were held by the reporting person's 401K Plan but were disposed of on August 22, 2006, as reported herein. This represents the weighted average price for shares sold at a range between $16.45 (low) and $16.50 (high). The shares are part of an option for 15,000 shares of common stock that was granted on October 26, 2005 and becomes exercisable with respect to 1/16 of the shares subject to the option every three months following the date of grant, such that the option becomes fully exercisable as of 48 months following the date of grant. No amount was paid upon grant of the option. The reporting person pays for the shares upon exercise of the option the per-share price listed in Column 2. Received in the merger with Helix Technology Corporation ("Helix") in exchange for a stock option to acquire Helix common stock granted on April 16, 2003. The option vested in four equal annual installments beginning on the first anniversary of the grant. /s/ Thomas S. Grilk, attorney-in-fact for Robert E. Anastasi 2007-05-18 EX-24.4_188333 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Thomas S. Grilk and Lynda M. Avallone, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Brooks Automation, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 26th day of October, 2005. /s/ Robert E. Anastasi Signature -----END PRIVACY-ENHANCED MESSAGE-----