-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TLk/lybLljhm/vL2c9/4rAjVN528Pu7M09Kn4SV7Kahba7RNc790jqsjfACr3KJZ I5adlT2H3DEm4TxUqg751g== 0001209191-06-021049.txt : 20060403 0001209191-06-021049.hdr.sgml : 20060403 20060403124529 ACCESSION NUMBER: 0001209191-06-021049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060403 DATE AS OF CHANGE: 20060403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS AUTOMATION INC CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 19941215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN JOSEPH R CENTRAL INDEX KEY: 0001195846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 06732196 BUSINESS ADDRESS: STREET 1: C/O FAIRCHILD SEMICONDUCTOR STREET 2: 82 RUNNING HILL ROAD MS 35-4E CITY: SOUTH PORTLAND STATE: ME ZIP: 04106 BUSINESS PHONE: 408-822-2113 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-03-31 0 0000933974 BROOKS AUTOMATION INC BRKS 0001195846 MARTIN JOSEPH R C/O BROOKS AUTOMATION, INC. 15 ELIZABETH DRIVE CHELMSFORD MA 01824 1 0 0 0 Common Stock 2006-03-31 4 A 0 5000 A 5000 D Non-Qualified Stock Option (right to buy) 18.72 2006-03-31 4 D 0 10000 D 2004-10-01 2011-07-01 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 23.67 2006-03-31 4 D 0 10000 D 2003-07-01 2012-07-01 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 34.65 2006-03-31 4 D 0 15000 D 2003-05-13 2012-05-13 Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 45.77 2006-03-31 4 D 0 5000 D 2002-07-02 2011-07-02 Common Stock 5000 0 D Non-Qualified Stock Option (right to buy) 53.96 2006-03-31 4 D 0 10000 D 2002-06-11 2011-06-11 Common Stock 10000 0 D On the date indicated in Table I, Column 2 and Table II, Column 3, the issuer cancelled, pursuant to a Restricted Stock and Option Cancellation Agreement, options granted to the reporting person. In exchange for the options and for $.01 per share, the reporting person received 5000 shares of restricted stock. Cancellation of option to buy the number of shares of Common Stock set forth in Table II, Column 7, granted to the reporting person on July 1, 2004. The cancelled option provided for vesting in 16 equal quarterly increments beginning on the date set forth in Table II, Column 6. Cancellation of option to buy the number of shares of Common Stock set forth in Table II, Column 7, granted to the reporting person on July 1, 2002. The cancelled option provided for vesting in five equal annual increments commencing on the date set forth in Table II, Column 6. Cancellation of option to buy the number of shares of Common Stock set forth in Table II, Column 7, granted to the reporting person on May 13, 2002. Cancellation of option to buy the number of shares of Common Stock set forth in Table II, Column 7, granted to the reporting person on July 2, 2001. Cancellation of option to buy the number of shares of Common Stock set forth in Table II, Column 7, granted to the reporting person on June 11, 2001. /s/ By Thomas S. Grilk Attorney-in-Fact for Joseph R. Martin 2006-03-31 EX-24.4_130014 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Thomas S. Grilk and Lynda M. Avallone, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Brooks Automation, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in- fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 30th day of June, 2003. /s/ Joseph R. Martin Signature Joseph R. Martin Print Name -----END PRIVACY-ENHANCED MESSAGE-----