-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pl5smsd1+641StOI3QPC9jNa3a9/ejndg2qUPwSnhgyQXGWRVr5mQPMX5fA5RqNv 0ukYhdCtKONFVVJAJ/P+Mg== 0001005477-08-005077.txt : 20080723 0001005477-08-005077.hdr.sgml : 20080723 20080723182312 ACCESSION NUMBER: 0001005477-08-005077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080721 FILED AS OF DATE: 20080723 DATE AS OF CHANGE: 20080723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001282683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 08966638 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG DAVID CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 08966636 BUSINESS ADDRESS: STREET 1: 19605 N E 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 3606048600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS AUTOMATION INC CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 19941215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Canadian Fund, L.P. CENTRAL INDEX KEY: 0001405824 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 08966637 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 4 1 edgar123.xml FORM 4 X0303 4 2008-07-21 0 0000933974 BROOKS AUTOMATION INC BRKS 0001282683 NIERENBERG INVESTMENT MANAGEMENT CO 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001405824 D3 Family Canadian Fund, L.P. 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001040899 NIERENBERG DAVID 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 Common Stock 2008-07-21 4 P 0 3300 8.67 A 195823 I By The D3 Family Canadian Fund, LP Common Stock 2008-07-22 4 P 0 4700 8.67 A 200523 I By The D3 Family Canadian Fund, LP Common Stock 962351 I By The D3 Family Fund, LP Common Stock 3880407 I By The D3 Family Bulldog Fund, LP Common Stock 1080720 I By The DIII Offshore Fund, LP Common Stock 2008-07-23 4 P 0 4600 8.79 A 205123 I By The D3 Family Canadian Fund, LP Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) 2008-07-23 David Nierenberg, President, NIMCO, General Partner of the D3 Family Canadian Fund, LP 2008-07-23 David Nierenberg 2008-07-23 -----END PRIVACY-ENHANCED MESSAGE-----