-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HJtamsHd6F0EPzExH2vrbJDV1GURF+xe4FdaMyd7HfBcG75/GInhLbO6PPj6TB3W O5lfxwFGJ9x/ij02XGD7+w== 0000950135-01-501427.txt : 20010627 0000950135-01-501427.hdr.sgml : 20010627 ACCESSION NUMBER: 0000950135-01-501427 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20010518 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS AUTOMATION INC CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-25434 FILM NUMBER: 1647517 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DR CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782622566 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSBORO STATE: MA ZIP: 01824 8-K 1 b39558bae8-k.txt BROOKS AUTOMATION, INC. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 18, 2001 BROOKS AUTOMATION, INC. - -------------------------------------------------------------------------------- (Exact Name Of Registrant As Specified In Its Charter) DELAWARE - -------------------------------------------------------------------------------- (State or Other Jurisdiction of Incorporation)
0-25434 04-3040660 - --------------------------------------------- ---------------------------------------- (Commission File Number) (I.R.S. Employer Identification No.) 15 ELIZABETH DRIVE, CHELMSFORD, MASSACHUSETTS 01824 - --------------------------------------------- ---------------------------------------- (Address of Principal Executive Offices) (Zip Code)
(978) 262-2400 - -------------------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) N/A - -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) 2 ITEM 5. OTHER EVENTS - ------ In a press release dated May 18, 2001, and a press release dated May 23, 2001, Brooks Automation, Inc. ("Brooks") announced the agreement and completion of a private offering of its convertible subordinated notes. A copy of each of the press releases issued by Brooks is attached hereto as Exhibit 99.1 and 99.2, respectively, and each is incorporated by reference herein in its entirety. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS - ------ ITEM NO. DESCRIPTION 99.1 Press Release issued by Brooks on May 18, 2001. 99.2 Press Release issued by Brooks on May 23, 2001. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: May 24, 2001 BROOKS AUTOMATION, INC. By: /s/ Lynda M Avallone ----------------------------- Lynda M. Avallone Treasurer
EX-99.1 2 b39558baex99-1.txt PRESS RELEASE DATED MAY 18, 2001 1 Exhibit 99.1 BROOKS AUTOMATION SELLS $150 MILLION OF 4.75% CONVERTIBLE SUBORDINATED NOTES CHELMSFORD, Mass.--(BUSINESS WIRE)--May 18, 2001--Brooks Automation, Inc. (Nasdaq:BRKS) announced today that it agreed to privately place $150 million aggregate principal amount of 4.75% Convertible Subordinated Notes due 2008. This represents a $25 million increase over the total principal amount of notes the Company previously announced would be offered. The notes will be convertible into the Company's common stock at a conversion price of $70.23 per share. The Company has granted the initial purchasers of the notes a 30-day option to purchase an additional $25 million principal amount of the notes. The placement of the notes is expected to close on May 23, 2001. The Company intends to use the net proceeds of the offering for general corporate purposes including working capital, leasehold improvements and capital equipment purchases. The Company may also use a portion of the net proceeds to acquire additional businesses, products, and technologies and to establish additional strategic alliances that the Company believes will complement its current or future business. This press release shall not constitute an offer to sell or the solicitation of an offer to buy the convertible subordinated notes. Neither the notes nor the common stock issuable upon conversion of the notes have been registered under the Securities Act of 1933, as amended, or any state securities laws, and they may not be offered or sold in the United States or to U.S. persons absent registration or an applicable exemption from registration. Brooks Automation, Inc. CONTACT: Jim Chiafery, Director of Investor Relations (978) 262-5855 James.Chiafery@Brooks.com EX-99.2 3 b39558baex99-2.txt PRESS RELEASE DATED MAY 23, 2001 1 Exhibit 99.2 BROOKS AUTOMATION COMPLETES $175 MILLION OF 4.75% CONVERTIBLE SUBORDINATED NOTES CHELMSFORD, Mass.--(BUSINESS WIRE)--May 23, 2001--Brooks Automation, Inc. (Nasdaq: BRKS) announced today that it has closed the private placement of $175 million aggregate principal amount of 4.75% Convertible Subordinated Notes due 2008. The amount sold includes $25 million principal amount of notes purchased by the initial purchasers upon exercise of their 30-day option to purchase an additional $25 million of notes. The Company intends to use the net proceeds of the offering for general corporate purposes including working capital, leasehold improvements and capital equipment purchases. The Company may also use a portion of the net proceeds to acquire additional businesses, products, and technologies and to establish additional strategic alliances that the Company believes will complement its current or future business. This press release shall not constitute an offer to sell or the solicitation of an offer to buy the convertible subordinated notes. Neither the notes nor the common stock issuable upon conversion of the notes have been registered under the Securities Act of 1933, as amended, or any state securities laws, and they may not be offered or sold in the United States or to U.S. persons absent registration or an applicable exemption from registration. Brooks Automation, Inc. CONTACT: Jim Chiafery, Director of Investor Relations (978) 262-5855 James.Chiafery@Brooks.com
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