-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RmuEM8a62Pr0APgALLgjwTxHxQ4r2vJ+4O/SWOfZh9DzG5wdVz16d0qYfbety/ii IAwp9j69cd/lD25Ku6Jpjg== 0000950123-09-050690.txt : 20091015 0000950123-09-050690.hdr.sgml : 20091015 20091015172504 ACCESSION NUMBER: 0000950123-09-050690 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091015 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091015 DATE AS OF CHANGE: 20091015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS AUTOMATION INC CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 091122064 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 19941215 8-K 1 b77720e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 15, 2009
BROOKS AUTOMATION, INC.
(Exact name of registrant as specified in its charter)
DELAWARE
 
(State or other jurisdiction of incorporation)
     
0-25434   04-3040660
     
(Commission File Number)   (IRS Employer Identification No.)
     
15 Elizabeth Drive, Chelmsford, MA   01824
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code (978) 262-2400.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On October 15, 2009, Brooks Automation, Inc. (“Brooks” or the “Company”) announced via press release its expected revenue results for the fiscal quarter ended September 30, 2009 and revenue guidance for the fiscal quarter ending December 31, 2009. A copy of the press release is attached hereto as Exhibit 99.1.
Limitation on Incorporation by Reference. The information in this Item 2.02 and in Item 9.01 of this Current Report, including the exhibits attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Cautionary Note Regarding Forward-Looking Statements. Except for historical information contained in this press release attached as an exhibit hereto, the press release contains forward-looking statements which involve certain risks and uncertainties that could cause actual results to differ materially from those expressed or implied by these statements. Please refer to the cautionary note in the press release regarding these forward-looking statements.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
99.1   Press release issued on October 15, 2009 by Brooks Automation, Inc., announcing its expected revenue results for the fiscal quarter ended September 30, 2009 and revenue guidance for the fiscal quarter ending December 31, 2009.

 


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  BROOKS AUTOMATION, INC.
 
 
   /s/ Thomas S. Grilk  
  Thomas S. Grilk   
  Senior Vice President, General Counsel and Secretary   
 
Date: October 15, 2009

 


 

EXHIBIT INDEX
     
Exhibit No.   Description
 
99.1
  Press release issued on October 15, 2009 by Brooks Automation, Inc., announcing its expected revenue results for the fiscal quarter ended September 30, 2009 and revenue guidance for the fiscal quarter ending December 31, 2009.

 

EX-99.1 2 b77720exv99w1.htm EX-99.1 - PRESS RELEASE ISSUED ON OCTOBER 15, 2009 exv99w1
Exhibit 99.1
(BROOKS AUTOMATION LOGO)
Press Release
For Immediate Release
October 15, 2009
Brooks Automation Updates Revenue Expectations
Chelmsford, Massachusetts October 15, 2009 — Brooks Automation, Inc. (Nasdaq: BRKS) announced today that pending the completion of the fiscal 2009 year-end audit it expects to report revenues for the fourth quarter ended September 30, 2009 of approximately $64 million, a sequential quarterly increase of about 45%. At the time of the Company’s third quarter earnings release in early August, Brooks said it expected sequential revenue growth of at least 25% in the September quarter.
Robert J. Lepofsky, President and Chief Executive Officer of Brooks commented, “A sharp upturn in requirements from our semiconductor OEM accounts throughout the world gained momentum as the quarter progressed. At the present time, the upward trend we saw last quarter is continuing and we currently anticipate sequential revenue growth of at least another 45% in the quarter ending December 31, 2009. Our ability to respond quickly to changes in demand is a key element of our strategy and continues to solidify our very strong market position in the semiconductor capital equipment market.”
Brooks management will release September quarter financial results on Thursday, November 12, 2009 before the market opens. Company management will host a live webcast to discuss the results and business highlights later that morning at 10:00 a.m. Eastern Time. The live webcast and audio replays will be publicly available on the Brooks website at www.brooks.com.
# # #
About Brooks Automation, Inc.
Brooks is a leading worldwide provider of automation, vacuum and instrumentation solutions. Our products and services are meeting the needs of customers across a broad spectrum of applications and industries. The global semiconductor manufacturing sector is our largest served market. When demanding productivity and availability objectives are essential factors for success, customers throughout the world turn to Brooks Automation, Inc. For more information see www.brooks.com or email co.csr@brooks.com.
Brooks Automation, Inc. ♦ 15 Elizabeth Drive ♦ Chelmsford, Massachusetts 01824 ♦ (978)262-2400 ♦ www.brooks.com.

 


 

“Safe Harbor Statement” under Section 21E of the Securities Exchange Act of 1934
Some statements in this release are forward-looking statements made under Section 21E of the Securities Exchange Act of 1934. These statements are neither promises nor guarantees but involve risks and uncertainties, both known and unknown, that could cause Brooks’ financial and business results to differ materially from our expectations. They are based on the facts known to management at the time they are made. These forward-looking statements include statements regarding our revenues for the quarter ended September 30, 2009 and ending December 31, 2009. Factors that could cause results to differ from our expectations include the following: accounting adjustments made in finalizing the reporting of revenues for the quarter ended September 30, 2009; volatility of the industries the Company serves, particularly the semiconductor industry; our possible inability to meet increased demand for our products due to difficulties in obtaining components and materials from our suppliers in required quantities and of required quality; intense price competition; continuing uncertainties in global political and economic conditions, the impact of global health concerns, and other factors and other risks that we have described in our filings with the Securities and Exchange Commission, including but not limited to our Annual Report on Form 10-K, current reports on Form 8-K and our quarterly reports on Form 10-Q. As a result we can provide no assurance that our future results will not be materially different from those projected. Brooks expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any such statement to reflect any change in our expectations or any change in events, conditions or circumstances on which any such statement is based. Brooks undertakes no obligation to update the information contained in this press release.
Contact:
Barbara Culhane
Corporate Marketing Manager
Brooks Automation, Inc.
978-262-2400
www.brooks.com
Brooks Automation, Inc. ♦ 15 Elizabeth Drive ♦ Chelmsford, Massachusetts 01824 ♦ (978)262-2400 ♦ www.brooks.com.

 

GRAPHIC 3 b77720b7772001.gif GRAPHIC begin 644 b77720b7772001.gif M1TE&.#EA9@!$`/?_`-3@WOKZ^MSDX_CX^`51/R-K76N%>?3U];G0RRUT9@E)-N+IZ#M^<39Z:Y:XLLG:UJK&P#%V:.[Q M\%J0AM'>W-WEY$Z*?VR>E7"@E@I%,S1X:H:MI?#R\HJPJ>SO[IBWLGJEG?KZ M^76CF4F&>O[^_3V`=)&TKL'5T0U>3NSP\'.BF!!@4?7V]HRQJ668C@971;G/ MRRER8NKN[15B4MKDX5*+?S)X:ZW(PQEF5N3JZ=CCX&F:D9FXLZ[(Q,O:V$F& M>`9./J3"O#HYF::D&R=D\?8U'RGG>OO[N?LZ_+T M]!AF5DJ'?`E92!!@3PA81YB[L[;.R8.KHTJ(>]ODXD"`<2QR9+K1RTR&>E^4 MB6Z?E=#=V\[VZ@E@=82*+`NA]I6LC9UJG$OS)S9>;K MZ^#GYJ"_N`540J7$O4V)?DN(>V^?ED2#=TJ'>LO;V1-B4FV=E`I:24*"=JO( MPZ+"O'*AF`I<2H.KI=?AWQ)A41MG5SM];P]>3Q1B4(>OJ$6$=QAE51=E5$&! M=@Q<2PM<3!ED4PA+.0=,.@=./`=-.OS\^P5//PE:2@A+./;W]DR)?`981UB/ M@SE];]KBX/W\_09./??W]^GL[3A\;NGM[>SP[T&"=@A*.,?9UFJEF\?:U1IG5AED5CA\;_/S M]$^+?\_>V\?:U@-51._Q\4.!=5B0A4""=4%_=-OCX>_R\GVHGXBOI:C&P,78 MU./JZN'IZ.7JZ?/T]$V*?@E:27>CFR9O84Z(?H^SJ][FY"IP8X>PIOGZ^DZ( M?+_3SXNRJKC.R/CX]XVQJVN3Q\<#EY;P=71A)A4CE\;L38TP=,.??X^!5C4_3V]5N1AVB3/\YA=JUK-FS:+E^#3LVK=NW<+>N;?HTKMV[<.?^RVD)D]^_ M@`,+'DRXL.'#B!/_!8$C[)-3O4))GDRYLN7+F'OUFLFYY:D)F$.'4!`V@&E^ MJ%.K7LVZM>L`M`;(GDV[MNW;N`.IN/'CR),K7SY&B`-_ MT*-+GTZ]NG4+?(@O5YYO5E@(E2I9_QI/OKSY\^C31]A58D7O]_!5ORI1#41Z M]/,8LZV+%ZN^:JFX%]^`O?DCB#["E*576_U=]5^`!$;(VBL!@*&)@F#115:# M53THH(0@\N//#5ILJ-6"_'%(U7_/6>?BBR^^@@$!7>D5`BFD:*+CCCSVZ../ M0,*R2Q\"B&+DD4@FJ>223`IP"`:5`.EC!$L)5$PU6&:IY99<=NEEEF&PH,J8 MJK!@YIEHIDGFFFNFB688"<190`)?5O,&#[0(M$XG?/;IYY^`!BHHGZ7,,$P& MB&90`BJ,-NIHHSDD*JFD.3S::`8C9#I"-(-V8L\``0@D!2BDEFKJJ:BFJJJJ M"S``(W0CU/^P0*H+U)#*J_XP,*NJ/)SP'2>K<"+LL,06:^RQR!:[2@05^`/? M"A)@$<&Q$6PB@+/O^=-"!,$>RQ@*&JJHU3[Z+(%M;RL`X8<^5NE3#S;GNN;/ M%OJ8.!6*]HI+%;GF/JLNNQV^&V]K\]9[%;[Z8L7OP*RENVZ[`L-7<+Y1(9RP M5>0R@:LI#P<,!*Y+&&R57A@<<824**>L,B8T9&#*RS#';$H)P+QPLH^7O-!' M"3+WG$$CET@9`01A>?+##[LDK?323#?M]-.[_&#%U%8\@D$@362M]=993_`& M.52'_4@B$T3"==:!1!)(((Z$`/4NC*@0%I\SU&WWW7CGK??>,W3_XD`J)01> MPAP2%&[XX8=/(?CB@4\!!.*%QY+*Y*E,,0+?=7<25CBMB&/`YZ"'+OKHI)(-T/";`Q;(P`8Z\($0 M?*`O^-&-16BB@`%F.$4`).&*6,PB%L_P!2IZ<8I?,(,6L7@(69A1%DZ`8@XD%Q8DD,`;-(BC M'.=(QSK:\8YU)`$`<#6`"N"Q`IW`%0#>>,=E#.([X;F/(A>YR$JLX@`,6XT_ M)+")5:!G%86XEL0.$*ST@"`;8:&`/NKUE%*:\I2H3*4J3ZD/`O3K/>EB!"E9 MJ0-X26P+!)CE*3&!`>9=#&/EBJ1J'":^J;C+EMFB5_/>]TNI+,Q?'5M1Q)(I MLJHPLYG]R)@_5L#-;GK3?E2(IC'K(8%M?O.;$SL8]D+@OU&Z\YWPC*<\YQE/ M`FBB`@$HA3[WR?_/4@0`&UG(93PUD84@Y+.?_0S``2XX3TYL\!]@P`(6-D'1 MBEKTHAC-J$8QB@4,K(&'(`TI#_D0B!=H%!`O,$8.10I2/O`A#Q#8Z";T$8^P M/",(.\BI3G?*TY[Z]*H#Y#Z'O6,/Q@O+TF+QM%%*4N5\G8QCZ%``F`4&#CLX(2Z&"Q MJ^2E+W]YOLD6Z`YVL!Y5KBFNSGJ6-:[H!`7TIQ;R:4]?_\F`/T9!V]K_VO:V MN,UM;OUQ@6+*!7NK%2@]ATO<=VJB`,,PYSF7R]SFQ07'=6`@-V MG8`-^O&)[GKWN^`-KWC'VX\L+.`>&DBO>M?+WO:ZM[WW6,-XY_L)`E`@+`"` M@P7VR]_^^O>_``[P?EDAAAL8^,`(3K""%\Q@!NA7P`!F!0"*>`!"Z,$#&/Y` M##Z`80]H.`9Z:`449A&##8N8$"#VP"QFX>$8E*$5'BBQC$MZV MW`8"K`(6-K`#+JA+@#:\XQV?T`0([*`#`NC9#ECPLSZPH`]@3@A0`T$@`ULQ*$>]Q#`,[`QA!?4@P@CH$,--,&( M"PS#"4_`1`P$$`8^"*`!U7"!`S:@`O%!90@2&$0_*(&.)0`"`5TX009$P8$< MJ(`"P!A!,##P#A\\XQI80``=1$"`(6'C'NV@`C9$`8,NY"((8<""$C(P!VIH M@@SG:((D7-"/A\[H!/YH1`O\H8B92+?8\$E0%:``&[MQ=AYP\\\`O^H`8.)P78<`!V ML`&W\';^\`'R0`5T9W=2X`]W<`BZ@`5:D`AY<`LP8`7L8@=VX`8^YP\5P`O# M0`3Z8`%(D'[K9P<88'E(#N M@``#X`<,*`6M@`W/YP\36($'YP\BD`8)UPH8R`0.H`,+1P9ZEPTD8'<^P`_9 M(`+^0`':X`\3X`/-T`0;(``RP"[Z\`+(D`1UD`%G_Y`(5'`(/``#!U`+BM<- M_?`"0?`%OS`%48`(A]`%=U`"8_`*2Q`)*.`#"*"&!"!_5G!/4D<(T*<$@,@& M)8`(7&"&%"@0_=,*MA`+)<`%;T`&L;`'/#`%*D`)#%`*4Q`#!)`(#U`*)4`- M1W`"M@`!$T`%3[``SD`+.V`-`*,/V2`+W!`!3,`!C_`!,-`)?1`&FH`(&\`, M[T``1H`-]'`([:`%##!D/@`!$B`"0@``@(`(05`'_;`$V*`#FB`"I90"'8@9J3P`C;P#H50.Y(@"?.@!2^`":M@`R^@"1&`"6\`"6"V#Y-@":LP M"P!PV`![_P"WFYE[_@!7N)!PW@!1V@ M`GN@`AWP"QVPF(3I"7[9`!U`F([`#HO9`0U@F8R)F))YF'F0!^Q`F%?@!8J) GF8K)#I(9F7R9!XY0EW,IF=+0`&,0`S?Q#VYUF[B9F_13#@(1$``[ ` end
-----END PRIVACY-ENHANCED MESSAGE-----