-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NTAz2EaPGBbiuJNzhMNFQQzGOuIRB9fNABMn4zaqi8XN3MxTynAVp1OUUeVrHQGw JvBGxZMk7O1lgXUG8lORFQ== 0000895759-97-000134.txt : 19970806 0000895759-97-000134.hdr.sgml : 19970806 ACCESSION NUMBER: 0000895759-97-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970731 FILED AS OF DATE: 19970805 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD MICROSYSTEMS CORP CENTRAL INDEX KEY: 0000093384 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 112234952 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07422 FILM NUMBER: 97651314 BUSINESS ADDRESS: STREET 1: 80 ARKAY DRIVE CITY: HAUPPAUGE STATE: NY ZIP: 11934 BUSINESS PHONE: 5164342904 MAIL ADDRESS: STREET 1: 80 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11934 COMPANY DATA: COMPANY CONFORMED NAME: BRILL DR ROBERT M CENTRAL INDEX KEY: 0001008954 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O POLYVENTURES LP STREET 2: 901 ROUTE 110 CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 5167517898 MAIL ADDRESS: STREET 1: 10 TINKER LN CITY: EAST SETAUKET STATE: NY ZIP: 11733 4 1 FORM 4--BRILL FORM 4 [ ]Check box if no longer U.S. SECURITIES AND EXCHANGE COMMISSION subject to Section 16. Washington, D.C. 20549 Form 4 or Form 5 obligations may continue. See Instruc- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP tion 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------- 1. Name and Address of Reporting Person Brill Robert M. (Last) (First) (Middle) Polyventures, L.P. 901 Route 110 (Street) Farmingdale NY 11735 (City) (State) (Zip) - ----------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Standard Microsystems Corporation (SMSC) - ---------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - ----------------------------------------------------------------------------- 4. Statement of Month/Year 07/97 - ----------------------------------------------------------------------------- 5. If Amendment, Date or Original (Month/Year) - ----------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) x Director 10% Owner ---------- ---------- Officer (give title below) Other ---------- ---------- (specify below) - ------------------------------------------------------------------------------ 7. Individual or Joint/Group Filing X Form filed by one Reporting Person --- Form filed by more than one Reporting Person --- - ------------------------------------------------------------------------------- Table I - Non-Derivative Securties Acquired, Disposed of, or Beneficially Owned
1.Title of security 2.Transaction 3.Transaction 4.Securities 5.Amount of 6.Ownership 7.Nature of (Instr. 3) Date Code Acquired (A) Securities Form: Indirect (Month/Day/Year) (Instr. 8) or Disposed Beneficially Direct (D) Beneficial of (D) (Instr. Owned at End Indirect (I) or Ownership Code V 3,4, and 5) of Month (Instr. 4) (Instr. 4) (Instr. 3 and 4) (A) or Amount (D) Price
- ----------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) FORM 4 (Continued) Table II-Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities)
1. Title of 2. Conversion or 3. Transaction 4.Transaction 5. Number of 6.Date Derivative Exercise Price Date Code (Instr. Derivative Exercisable Security of Derivative (Month/ 8) Securities and Expiration (Instr.3) Security Day/Year) Acquired (A) Date or Disposed (Month/Day/Year) (D) (Instr.3, 4 and 5) (A) (D) Date Expiration Director Stock Option $10.375 7/15/97 A 8,333 --- 7/15/97 7/14/02 (Right to Buy) 7.Title and 8.Price of 9.Number of 10.Ownership 11.Nature Amount of Derivative Derivative Form of of Underlying Security Securities Derivative Indirect Securities (Instr. 5) Beneficially Security: Beneficial (Instr.3 Owned at End Direct (D) Ownership and 4) of Month or (Instr.4) (Instr.4) Indirect (I) (Instr.4) Title Number of Shares Common Stock 8,333 --- 8,333 D ---
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note. File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. /s/ Robert M. Brill July 15, 1997 - ------------------------------------- ----------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----