-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HqI3RVTqr5PTjNtUxssOkWNRmeBV2LQdIe4EzA9bVKLAGtmaS79dj3+hgo4fC60N N2DqXVTcXM1mA92VdibjsA== 0000093384-02-000034.txt : 20020507 0000093384-02-000034.hdr.sgml : 20020507 ACCESSION NUMBER: 0000093384-02-000034 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020507 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD MICROSYSTEMS CORP CENTRAL INDEX KEY: 0000093384 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 112234952 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-07422 FILM NUMBER: 02637060 BUSINESS ADDRESS: STREET 1: 80 ARKAY DRIVE CITY: HAUPPAUGE STATE: NY ZIP: 11934 BUSINESS PHONE: 5164342904 MAIL ADDRESS: STREET 1: 80 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11934 COMPANY DATA: COMPANY CONFORMED NAME: BERRETT JAMES R CENTRAL INDEX KEY: 0001020249 DIRECTOR FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 30 PRESTON COURT CITY: SWAMPSCOTT STATE: MA ZIP: 01907 MAIL ADDRESS: STREET 1: 30 PRESTON COURT CITY: SWAMPSCOTT STATE: MA ZIP: 01907 144 1 form_144berrett.txt FORM 144 FOR JAMES R. BERRETT 05/6/02 SECURITIES AND EXCHANGE COMMISSION --------------------- WASHINGTON, DC 20549 S.E.C. USE ONLY FORM 144 --------------------- NOTICE OF PROPOSED SALE OF SECURITIES Document Sequence No. PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 --------------------- CUSIP Number ATTENTION: TRANSMIT FOR FILING THREE COPIES OF THIS FORM CONCURRENTLY WITH --------------------- EITHER PLACING AN ORDER WITH A BROKER TO Work Location EXECUTE A SALE OR EXECUTING A SALE DIRECTLY WITH A MARKET MAKER. --------------------- - -------------------------------------------------------------------------------- 1(a) Name of Issuer (b) I.R.S. Ident. No. (c) S.E.C. File No. Standard Microsystems 11-2234952 0-7422 Corporation - -------------------------------------------------------------------------------- 1(d) Address of Issuer (e) Telephone No. Street City State Zip Code ------------- 80 Arkay Drive Hauppauge NY 11788 Area Number Code 631 435-6000 - -------------------------------------------------------------------------------- 2(a) Name of Person For Whose Account (b) Social Security (c) Relationship the Securities are to be Sold No. or I.R.S. to Issuer Ident. No. James R. Berrett Director (d) Address Street City State Zip Code 1480 Gulfstar Drive Naples FL 34112 - --------------------------------------------------------------------------------
3(a) (b) (c) (d) Title of the Name and Address of Each Broker S.E.C. USE ONLY Number of Shares Aggregate Class of Through Whom the Securities Are to be --------------- or Other Units Market Securities Offered or Each Market Maker Who is Broker-Dealer to be Sold Value to be Sold Acquiring the Securities File Number (See Instr. 3(c)) (See Instr. 3(d)) - ----------------------------------------------------------------------------------------------------------------------------- Common Stock Grodsky Associates 33,333 $774,992 76 So. Orange Avenue as of 04/30/02 South Orange NJ 07079 - ----------------------------------------------------------------------------------------------------------------------------- (e) (f) (g) Number of Shares Approximate Name of Each or Other Units Date of Sale Securities Outstanding (See Instr. 3(f)) Exchange (See Instr. 3(e)) (Mo., Day, Yr.) (See Instr. 3(g)) - -------------------------------------------------------------------------------- 15,956,971 05/03/02 NASDAQ National Market - --------------------------------------------------------------------------------
TABLE I AND TABLE II TABLE I--SECURITIES TO BE SOLD FURNISH THE FOLLOWING INFORMATION WITH RESPECT TO THE ACQUISITION OF THE SECURITIES TO BE SOLD AND WITH RESPECT TO THE PAYMENT OF ALL OR ANY PART OF THE PURCHASE PRICE OR OTHER CONSIDERATION THEREFOR:
Name of Person From Whom Acquired Amount of Title of Date You Nature of Acquisition (If gift, also give Securities Date of the Class Acquired Transaction date donor acquired) Acquired Payment Nature of Payment - ------------------------------------------------------------------------------------------------------------------------------- Common Stock 5/03/02 Stock option exercise Issuer 33,333 5/03/02 Cash (cashless exercise) - -------------------------------------------------------------------------------------------------------------------------------
TABLE II--SECURITIES SOLD DURING THE PAST THREE MONTHS FURNISH THE FOLLOWING INFORMATION AS TO ALL SECURITIES OF THE ISSUER SOLD DURING THE PAST THREE MONTHS BY THE PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD: - -------------------------------------------------------------------------------- Name and Title of Date Amount of Address of Securities of Securities Gross Seller Sold Sale Sold Procceds - -------------------------------------------------------------------------------- Karen Berrett 1480 Gulfstar Drive Common Naples FL 34112 stock 5/1/02 7,500 $172,615.50 - -------------------------------------------------------------------------------- REMARKS: May 3, 2002 ---------------- (Date of Notice) ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know of any material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed. /s/ James R. Berrett ------------------------ (Signature) -----END PRIVACY-ENHANCED MESSAGE-----