-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GIfjhJaO6cyKCuSJ649d9DmoVsT9WbrP8jmAbw3IYttvfDnNdaw8ZFRabyR2S8rb lFcKUpSSlHyImlmh3ooM0w== 0001209191-10-019365.txt : 20100330 0001209191-10-019365.hdr.sgml : 20100330 20100330185050 ACCESSION NUMBER: 0001209191-10-019365 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100330 FILED AS OF DATE: 20100330 DATE AS OF CHANGE: 20100330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCG HOLDINGS LLC CENTRAL INDEX KEY: 0001022596 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 10715452 BUSINESS ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVE., NW, STE. 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SS&C Technologies Holdings Inc CENTRAL INDEX KEY: 0001402436 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 710987913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 LAMBERTON RD CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 860-298-4500 MAIL ADDRESS: STREET 1: 80 LAMBERTON RD CITY: WINDSOR STATE: CT ZIP: 06095 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC GROUP LLC CENTRAL INDEX KEY: 0000933790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 10715453 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 MAIL ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Partners IV L P CENTRAL INDEX KEY: 0001313958 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 10715451 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVE N W STREET 2: SUITE 220 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 212-381-4900 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVE N W STREET 2: SUITE 220 CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group IV Managing GP, L.L.C. CENTRAL INDEX KEY: 0001468089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 10715449 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group IV, L.P. CENTRAL INDEX KEY: 0001468090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 10715450 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 3 1 c98558_3x1.xml MAIN DOCUMENT DESCRIPTION X0203 3 2010-03-30 0 0001402436 SS&C Technologies Holdings Inc SSNC 0001022596 TCG HOLDINGS LLC C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001313958 Carlyle Partners IV L P C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001468090 TC Group IV, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001468089 TC Group IV Managing GP, L.L.C. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0000933790 TC GROUP LLC C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 Common Stock 43469799 I See footnotes Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. are the record holders of 41,782,345 and 1,687,454 shares of common stock, respectively. TCG Holdings, L.L.C. exercises investment discretion and control over the shares held by each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. through its indirect subsidiary, TC Group IV, L.P., which is the sole general partner of each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. TCG Holdings, L.L.C. is the managing member of TC Group, L.L.C. TC Group, L.L.C. is the sole managing member of TC Group IV Managing GP, L.L.C. TC Group IV Managing GP, L.L.C. is the sole general partner of TC Group IV, L.P. TCG Holdings, L.L.C. is managed by a three person managing board, and all board action relating to the voting or disposition of these shares requires approval of a majority of the board. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein, as the members of the TCG Holdings, L.L.C. managing board, may be deemed to share beneficial ownership of the shares beneficially owned by TCG Holdings, L.L.C. Such persons disclaim such beneficial ownership. Exhibit List Exhibit 99 - Joint Filer Information /s/ Daniel A. D?Aniello, Managing Director 2010-03-30 EX-99 2 c98558_99.htm ADDITIONAL EXHIBITS Exhibit 99
Exhibit 99
Form 4 Joint Filer Information
                 
Name:   Carlyle Partners IV, L.P.    
 
                
Address:    c/o The Carlyle Group    
    1001 Pennsylvania Avenue, N.W., Suite 220 South,    
  Washington, DC 20004-2505    
 
                
Designated Filer:   TCG Holdings, L.L.C.    
 
                
Issuer & Ticker Symbol:   SS&C TECHNOLOGIES HOLDINGS, INC. [SSNC]    
 
                
Date of Event Requiring Statement:   03/30/2010    
 
                
Signature: 
  Carlyle Partners IV, L.P.    
 
                
    By:   TC Group IV, L.P., as its General Partner    
 
                
    By:   TC Group IV Managing GP, L.L.C., as its    
        General Partner    
 
                
    By:   TC Group, L.L.C., as its Managing Member    
 
                
    By:   TCG Holdings, L.L.C., as its Managing Member    
 
                
    by:   /s/ Daniel A. D’Aniello    
             
 
      Name:   Daniel A. D’Aniello    
 
      Title:   Managing Director    
                 
Name:   TC Group IV, L.P.    
 
                
Address:    c/o The Carlyle Group    
    1001 Pennsylvania Avenue, N.W., Suite 220 South,    
  Washington, DC 20004-2505    
 
                
Designated Filer:   TCG Holdings, L.L.C.    
 
                
Issuer & Ticker Symbol:   SS&C TECHNOLOGIES HOLDINGS, INC. [SSNC]    
 
                
Date of Event Requiring Statement:   03/30/2010    
 
                
Signature: 
  TC Group IV, L.P.    
 
                
 
                
    By:   TC Group IV Managing GP, L.L.C., as its    
        General Partner    
 
                
    By:   TC Group, L.L.C., as its Managing Member    
 
                
    By:   TCG Holdings, L.L.C., as its Managing Member    
 
                
    by:   /s/ Daniel A. D’Aniello    
             
 
      Name:   Daniel A. D’Aniello    
 
      Title:   Managing Director    
                 
Name:   TC Group IV Managing GP, L.L.C.    
 
                
Address:    c/o The Carlyle Group    
    1001 Pennsylvania Avenue, N.W., Suite 220 South,    
  Washington, DC 20004-2505    
 
                
Designated Filer:   TCG Holdings, L.L.C.    
 
                
Issuer & Ticker Symbol:   SS&C TECHNOLOGIES HOLDINGS, INC. [SSNC]    
 
                
Date of Event Requiring Statement:   03/30/2010    
 
                
Signature: 
  TC Group IV Managing GP, L.L.C.    
 
                
    By:   TC Group, L.L.C., as its Managing Member    
 
                
    By:   TCG Holdings, L.L.C., as its Managing Member    
 
                
    by:   /s/ Daniel A. D’Aniello    
             
 
      Name:   Daniel A. D’Aniello    
 
      Title:   Managing Director    
                 
Name:   TC Group, L.L.C.    
 
                
Address:    c/o The Carlyle Group    
    1001 Pennsylvania Avenue, N.W., Suite 220 South,    
  Washington, DC 20004-2505    
 
                
Designated Filer:   TCG Holdings, L.L.C.    
 
                
Issuer & Ticker Symbol:   SS&C TECHNOLOGIES HOLDINGS, INC. [SSNC]    
 
                
Date of Event Requiring Statement:   03/30/2010    
 
                
Signature: 
  TC Group, L.L.C.    
 
                
    By:   TCG Holdings, L.L.C., as its Managing Member    
 
                
    by:   /s/ Daniel A. D’Aniello    
             
 
      Name:   Daniel A. D’Aniello    
 
      Title:   Managing Director    
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