-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzOtCiDFDlAoWk2QJRvd2wDuq5EMceKfuCmxxwaKU8ToCIzGQB1kcLzZ0TCqSYaS MPcGdX4Nwyj3dCQf5j069Q== 0000903893-97-001071.txt : 19970814 0000903893-97-001071.hdr.sgml : 19970814 ACCESSION NUMBER: 0000903893-97-001071 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970628 FILED AS OF DATE: 19970813 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: OMNI MULTIMEDIA GROUP INC CENTRAL INDEX KEY: 0000933586 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 042729490 STATE OF INCORPORATION: DE FISCAL YEAR END: 0327 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-13656 FILM NUMBER: 97658511 BUSINESS ADDRESS: STREET 1: 50 HOWE AVE CITY: MILLBURY STATE: MA ZIP: 01527 BUSINESS PHONE: 5088654451 MAIL ADDRESS: STREET 1: 50 HOWE AVENUE CITY: MILLBURY STATE: MA ZIP: 01527 NT 10-Q 1 FORM 12B-25 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ------------------------------ SEC FILE NUMBER 1-13656 ------------------------------ ------------------------------ CUSIP NUMBER 68211K107 ------------------------------ [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: June 28, 1997 ------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ________________________________________________________________________________ Read Attached Instruction Sheet Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. ________________________________________________________________________________ If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:...not applicable...... ................................................................................ ................................................................ ________________________________________________________________________________ PART I -- REGISTRANT INFORMATION ________________________________________________________________________________ Full Name of Registrant Omni Multimedia Group, Inc. Former Name if Applicable ....................................................................... Address of Principal Executive Office (Street and Number) ..50 Howe Avenue, Millbury, MA 01527................................... City, State and Zip Code ________________________________________________________________________________ Part II -- Rules 12b-25(b) and (c) ________________________________________________________________________________ If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [x] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. ________________________________________________________________________________ EXCHANGE ACT FORMS PART III -- NARRATIVE ________________________________________________________________________________ State below in reasonable detail the reasons why Form 10-K and Form 10-KSB, 20-F, 11-K, 10-Q and Form 10-QSB, N-SAR or the transition report or portion thereof could not be filed within the prescribed time period. The Registrant is unable to file its quarterly report as a result of (i) completion of ttthe quarterly report is taking longer than originally anticipated. The Registrant expects to file the quarterly report within two business days from the date of this 12b-25 filing. (Attach Extra Sheets if Needed) ________________________________________________________________________________ PART IV -- OTHER INFORMATION ________________________________________________________________________________ (1) Name and telephone number of person to contact in regard to this notification ....Robert E. Lee..........(508) 865-4451.......................... (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See Attachment A, which is incorporated herein by reference. ........................Omni Multimedia Group, Inc.............................. (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date...August 12, 1997 By:.......................................... Robert E. Lee, Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ________________________________________________________________________________ ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). ________________________________________________________________________________ 2 GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17 CFR 240, 12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the Form will be made a matter of the public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be field with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. 5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T ('232.201 or '232.202 of this chapter) or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T ('232.13(b) of this chapter). 3 ATTACHMENT A TO FORM 12B-25 FOR OMNI MULTIMEDIA GROUP, INC. PART IV - OTHER INFORMATION Item 3 - Change in Results of Operations. The Registrant currently anticipates that the statement of operations to be included in its quarterly report on Form 10-Q for the fiscal quarter ended June 28, 1997 ("First Quarter 1998") will reflect a loss of approximately $2.78 million on net sales of approximately $5.5 million, as compared to a net loss of approximately $1,820,004 on net sales of approximately $2,432,189 for the fiscal quarter ended June 29, 1996 ("First Quarter 1997"). The increased loss in First Quarter 1998 is primarily attributable to the higher fixed costs associated with the Registrant's new CD-ROM manufacturing facilities as contrasted to losses from significantly lower sales from the Registrant's lower cost diskette replication services during First Quarter 1997. 4 -----END PRIVACY-ENHANCED MESSAGE-----