0000920112-22-000244.txt : 20220713
0000920112-22-000244.hdr.sgml : 20220713
20220713150108
ACCESSION NUMBER: 0000920112-22-000244
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220713
DATE AS OF CHANGE: 20220713
EFFECTIVENESS DATE: 20220713
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO
CENTRAL INDEX KEY: 0000933482
IRS NUMBER: 420223620
STATE OF INCORPORATION: IA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10581
FILM NUMBER: 221080970
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE.
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635874197
MAIL ADDRESS:
STREET 1: 1398 CENTRAL
CITY: DUBUQUE
STATE: IA
ZIP: 52001
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000933482
XXXXXXXX
06-30-2022
06-30-2022
DUBUQUE BANK & TRUST CO
1398 CENTRAL
DUBUQUE
IA
52001
13F HOLDINGS REPORT
028-10581
N
Mark Stevens
Chief Investment Officer, SVP
563-587-4079
Mark Stevens
Dubuque
IA
07-13-2022
0
338
774348
false
INFORMATION TABLE
2
information_table.xml
INFORMATION TABLE
3M Co
COM
88579Y101
289
2235
SH
DFND
2220
0
15
3M Co
COM
88579Y101
1203
9295
SH
SOLE
9295
0
0
ADAMS EXPRESS COMPANY
COM
006212104
47
3088
SH
DFND
3088
0
0
ADAMS EXPRESS COMPANY
COM
006212104
10024
653476
SH
SOLE
653476
0
0
ALEXCO RESOURCE CO
COM
01535P106
7
17600
SH
SOLE
17600
0
0
ALPHABET INC
CAP STK CL A
02079K305
65
30
SH
DFND
28
0
2
ALPHABET INC
CAP STK CL A
02079K305
9889
4538
SH
SOLE
4396
0
142
AMBEV SA
SPONSORED ADR
02319V103
27
10807
SH
SOLE
10807
0
0
AMER EXPRESS CO
COM
025816109
240
1730
SH
DFND
1730
0
0
AMER EXPRESS CO
COM
025816109
623
4495
SH
SOLE
4495
0
0
ANALOG DEVICES INC
COM
032654105
2
17
SH
DFND
0
0
17
ANALOG DEVICES INC
COM
032654105
345
2361
SH
SOLE
2361
0
0
APPLIED MATERIALS
COM
038222105
432
4746
SH
SOLE
4746
0
0
ASE Technology Holding Co Ltd
SPONSORED ADS
00215W100
78
15082
SH
SOLE
15082
0
0
AT&T INC
COM
00206R102
493
23500
SH
DFND
23500
0
0
AT&T INC
COM
00206R102
709
33834
SH
SOLE
33834
0
0
AVERY DENNISON CORP
COM
053611109
275
1698
SH
SOLE
1698
0
0
AbbVie Inc
COM
00287Y109
72
468
SH
DFND
418
0
50
AbbVie Inc
COM
00287Y109
7664
50040
SH
SOLE
47718
0
2322
Abbott Laboratories
COM
002824100
7
61
SH
DFND
61
0
0
Abbott Laboratories
COM
002824100
2764
25436
SH
SOLE
23174
0
2262
Accenture PLC
SHS CLASS A
G1151C101
309
1112
SH
SOLE
1112
0
0
Adobe Inc
COM
00724F101
420
1147
SH
SOLE
1147
0
0
Agree Realty Corp
COM
008492100
10
132
SH
DFND
132
0
0
Agree Realty Corp
COM
008492100
2274
31530
SH
SOLE
31530
0
0
Alliant Energy Corp
COM
018802108
53
900
SH
DFND
900
0
0
Alliant Energy Corp
COM
018802108
297
5068
SH
SOLE
5068
0
0
Alphabet Inc
CAP STK CL C
02079K107
33
15
SH
DFND
15
0
0
Alphabet Inc
CAP STK CL C
02079K107
1829
836
SH
SOLE
836
0
0
Altria Group Inc
COM
02209S103
10
250
SH
DFND
250
0
0
Altria Group Inc
COM
02209S103
218
5227
SH
SOLE
5227
0
0
Amazon.com Inc
COM
023135106
1882
17717
SH
SOLE
17717
0
0
American Electric Power Co Inc
COM
025537101
38
400
SH
DFND
400
0
0
American Electric Power Co Inc
COM
025537101
306
3187
SH
SOLE
3187
0
0
Americas Gold & Silver Corp
COM
03062D100
14
20000
SH
SOLE
20000
0
0
Ameriprise Financial Inc
COM
03076C106
82
346
SH
DFND
346
0
0
Ameriprise Financial Inc
COM
03076C106
191
804
SH
SOLE
804
0
0
Amgen Inc
COM
031162100
84
347
SH
DFND
334
0
13
Amgen Inc
COM
031162100
11096
45608
SH
SOLE
43108
0
2500
Apple Inc
COM
037833100
373
2727
SH
DFND
2310
0
417
Apple Inc
COM
037833100
21248
155416
SH
SOLE
154291
0
1125
Archer-Daniels-Midland Co
COM
039483102
298
3843
SH
SOLE
3843
0
0
BK OF AMERICA CORP
COM
060505104
146
4685
SH
DFND
4550
0
135
BK OF AMERICA CORP
COM
060505104
625
20074
SH
SOLE
20074
0
0
BOEING CO
COM
097023105
299
2189
SH
SOLE
2155
0
34
BRISTOL-MYRS SQUIB
COM
110122108
81
1055
SH
DFND
1000
0
55
BRISTOL-MYRS SQUIB
COM
110122108
895
11620
SH
SOLE
11620
0
0
Banco Bradesco SA
SP ADR PFD NEW
059460303
47
14270
SH
SOLE
14270
0
0
Bank OZK
COM
06417N103
250
6670
SH
SOLE
6670
0
0
Barclays PLC
ADR
06738E204
95
12516
SH
SOLE
12516
0
0
Berkshire Hathaway Inc
CL B NEW
084670702
37
137
SH
DFND
137
0
0
Berkshire Hathaway Inc
CL B NEW
084670702
6447
23614
SH
SOLE
23529
0
85
Black Hills Corp
COM
092113109
19
260
SH
DFND
260
0
0
Black Hills Corp
COM
092113109
5455
74958
SH
SOLE
69123
0
5835
BlackRock Fund Advisors
SHRT NAT MUN ETF
464288158
1441
13769
SH
SOLE
13769
0
0
BlackRock Inc
COM
09247X101
51
84
SH
DFND
84
0
0
BlackRock Inc
COM
09247X101
6501
10674
SH
SOLE
10178
0
496
Blade Air Mobility Inc
CL A COM
092667104
99
22300
SH
SOLE
22300
0
0
Broadcom Inc
COM
11135F101
68
140
SH
DFND
140
0
0
Broadcom Inc
COM
11135F101
8805
18124
SH
SOLE
17275
0
849
Bunge Ltd
COM
G16962105
303
3345
SH
SOLE
3345
0
0
CDN NATL RAILWAYS
COM
136375102
255
2267
SH
SOLE
2267
0
0
CISCO SYSTEMS
COM
17275R102
75
1748
SH
DFND
1621
0
127
CISCO SYSTEMS
COM
17275R102
8336
195496
SH
SOLE
186878
0
8618
COLGATE-PALMOLIVE
COM
194162103
337
4200
SH
SOLE
4200
0
0
CONOCOPHILLIPS
COM
20825C104
63
701
SH
DFND
701
0
0
CONOCOPHILLIPS
COM
20825C104
945
10520
SH
SOLE
10520
0
0
CVS Health Corp
COM
126650100
8
90
SH
DFND
0
0
90
CVS Health Corp
COM
126650100
448
4835
SH
SOLE
4835
0
0
Caterpillar Inc
COM
149123101
285
1597
SH
SOLE
1597
0
0
Chevron Corp
COM
166764100
404
2790
SH
DFND
2764
0
26
Chevron Corp
COM
166764100
9050
62507
SH
SOLE
59503
0
3004
Cigna Corp
COM
125523100
6
24
SH
DFND
11
0
13
Cigna Corp
COM
125523100
199
757
SH
SOLE
757
0
0
Coca-Cola Co/The
COM
191216100
103
1644
SH
DFND
1644
0
0
Coca-Cola Co/The
COM
191216100
5664
90041
SH
SOLE
80981
0
9060
Cohen & Steers Capital Management Inc
COM
19247X100
225
10530
SH
SOLE
10530
0
0
Comcast Corp
CL A
20030N101
791
20159
SH
SOLE
20159
0
0
Costco Wholesale Corp
COM
22160K105
53
110
SH
DFND
110
0
0
Costco Wholesale Corp
COM
22160K105
5429
11328
SH
SOLE
11289
0
39
DEERE & CO
COM
244199105
468
1562
SH
SOLE
1562
0
0
DIAGEO
SPON ADR NEW
25243Q205
345
1980
SH
SOLE
1980
0
0
DUKE ENERGY CORP
COM NEW
26441C204
48
451
SH
DFND
451
0
0
DUKE ENERGY CORP
COM NEW
26441C204
309
2881
SH
SOLE
2881
0
0
Danaher Corp
COM
235851102
584
2303
SH
SOLE
2303
0
0
Denison Mines Corp
COM
248356107
260
267000
SH
SOLE
267000
0
0
Dollar General Corp
COM
256677105
247
1007
SH
SOLE
1007
0
0
Doubleline Capital LP
COM
258622109
4
295
SH
DFND
295
0
0
Doubleline Capital LP
COM
258622109
1065
87812
SH
SOLE
87812
0
0
Duff & Phelps Closed-End Funds
COM
23325P104
167
15450
SH
SOLE
15450
0
0
ETF Managers Trust
PRIME JUNIR SLVR
26924G102
655
68834
SH
SOLE
68834
0
0
Easterly Government Properties
COM
27616P103
24
1279
SH
DFND
1279
0
0
Easterly Government Properties
COM
27616P103
6001
315165
SH
SOLE
312726
0
2439
Eli Lilly & Co
COM
532457108
598
1844
SH
SOLE
1844
0
0
Endeavour Silver Corp
COM
29258Y103
154
49000
SH
SOLE
49000
0
0
Energy Fuels Inc/Canada
COM NEW
292671708
64
13000
SH
SOLE
13000
0
0
Energy Transfer LP
COM UT LTD PTN
29273V100
175
17551
SH
SOLE
17551
0
0
Exxon Mobil Corp
COM
30231G102
950
11094
SH
DFND
11042
0
52
Exxon Mobil Corp
COM
30231G102
1885
22012
SH
SOLE
21947
0
65
FACEBOOK INC
CL A
30303M102
40
247
SH
DFND
247
0
0
FACEBOOK INC
CL A
30303M102
3075
19068
SH
SOLE
18983
0
85
FLEXSHARES TR
MORNSTAR USMKT
33939L100
440
3031
SH
SOLE
3031
0
0
First Horizon Corp
COM
320517105
38
1720
SH
DFND
1720
0
0
First Horizon Corp
COM
320517105
5665
259170
SH
SOLE
236871
0
22299
First Majestic Silver Corp
COM
32076V103
223
31000
SH
SOLE
31000
0
0
FirstEnergy Corp
COM
337932107
766
19944
SH
SOLE
19944
0
0
Fortuna Silver Mines Inc
COM
349915108
82
29000
SH
SOLE
29000
0
0
Franklin LibertyShares ETFs/US
LIBERTY US ETF
35473P504
186
4236
SH
DFND
4236
0
0
Franklin LibertyShares ETFs/US
LIBERTY US ETF
35473P504
9391
213433
SH
SOLE
211223
0
2210
GOLDMAN SACHS GRP
COM
38141G104
30
101
SH
DFND
101
0
0
GOLDMAN SACHS GRP
COM
38141G104
3438
11575
SH
SOLE
11535
0
40
General Electric Co
COM NEW
369604301
17
262
SH
DFND
262
0
0
General Electric Co
COM NEW
369604301
251
3948
SH
SOLE
3885
0
63
General Mills Inc
COM
370334104
367
4869
SH
SOLE
4869
0
0
Gilead Sciences Inc
COM
375558103
206
3329
SH
SOLE
3329
0
0
HUMANA INC
COM
444859102
436
932
SH
SOLE
912
0
20
Heartland Financial USA Inc
COM
42234Q102
5408
130197
SH
DFND
0
0
130197
Heartland Financial USA Inc
COM
42234Q102
62913
1514523
SH
SOLE
81901
0
1432623
Home Depot Inc/The
COM
437076102
177
647
SH
DFND
647
0
0
Home Depot Inc/The
COM
437076102
5264
19194
SH
SOLE
17602
0
1592
Honeywell International Inc
COM
438516106
1120
6443
SH
SOLE
6443
0
0
Hubbell Inc
COM
443510607
536
3000
SH
SOLE
3000
0
0
IBM
COM
459200101
1743
12346
SH
SOLE
12246
0
100
INDEXIQ ETF TRUST/USA
HEDGE MLTI ETF
45409B107
229
7997
SH
DFND
7997
0
0
INDEXIQ ETF TRUST/USA
HEDGE MLTI ETF
45409B107
12742
444143
SH
SOLE
441486
0
2657
ING Groep NV
SPONSORED ADR
456837103
3057
308199
SH
DFND
308199
0
0
INTERCONTINENTAL EXCHANGE
COM
45866F104
382
4060
SH
SOLE
4060
0
0
ISHARES
CORE S&P500 ETF
464287200
325
857
SH
DFND
857
0
0
ISHARES
CORE S&P500 ETF
464287200
5638
14871
SH
SOLE
14871
0
0
ISHARES
S&P 500 GRWT ETF
464287309
286
4745
SH
SOLE
4745
0
0
ISHARES
RUSSELL 2000 ETF
464287655
8
45
SH
DFND
0
0
45
ISHARES
RUSSELL 2000 ETF
464287655
628
3706
SH
SOLE
3706
0
0
ISHARES
EAFE VALUE ETF
464288877
387
8928
SH
DFND
8928
0
0
ISHARES
EAFE VALUE ETF
464288877
28469
655957
SH
SOLE
637703
0
18254
ISHARES GOLD TRUST
ISHARES NEW
464285204
310
9022
SH
SOLE
9022
0
0
ISHARES TRUST
1 3 YR TREAS BD
464287457
198
2395
SH
DFND
2395
0
0
ISHARES TRUST
1 3 YR TREAS BD
464287457
11796
142479
SH
SOLE
125949
0
16530
ISHARES/USA
RUS 1000 GRW ETF
464287614
228
1043
SH
SOLE
1043
0
0
ISHARES/USA
NATIONAL MUN ETF
464288414
2468
23200
SH
SOLE
23200
0
0
Industrial Logistics Propertie
COM SHS BEN INT
456237106
684
48563
SH
SOLE
48563
0
0
Intel Corp
COM
458140100
15
395
SH
DFND
340
0
55
Intel Corp
COM
458140100
3035
81139
SH
SOLE
73532
0
7607
Invesco ETFs/USA
DIVID ACHIEVEV
46137V506
552
16000
SH
SOLE
16000
0
0
Invesco ETFs/USA
INTL DIVI ACHI
46137V548
250
14600
SH
SOLE
14600
0
0
Invesco ETFs/USA
S&P INTL LOW
46138E230
59
2145
SH
DFND
2145
0
0
Invesco ETFs/USA
S&P INTL LOW
46138E230
4704
170356
SH
SOLE
169319
0
1037
Invesco ETFs/USA
PFD ETF
46138E511
149
12110
SH
SOLE
12110
0
0
Invesco ETFs/USA
TREAS COLATERL
46138G888
7
64
SH
DFND
64
0
0
Invesco ETFs/USA
TREAS COLATERL
46138G888
1462
13841
SH
SOLE
13609
0
232
Itau Unibanco Holding SA
SPON ADR REP PFD
465562106
65
15176
SH
SOLE
15176
0
0
JP Morgan ETFs/USA
EQUITY PREMIUM
46641Q332
306
5512
SH
DFND
5512
0
0
JP Morgan ETFs/USA
EQUITY PREMIUM
46641Q332
14474
261032
SH
SOLE
254805
0
6227
JP Morgan ETFs/USA
ULTRA SHT MUNCPL
46641Q654
2636
52045
SH
SOLE
52045
0
0
JPMorgan Chase & Co
COM
46625H100
111
987
SH
DFND
941
0
46
JPMorgan Chase & Co
COM
46625H100
7407
65775
SH
SOLE
62736
0
3039
Johnson & Johnson
COM
478160104
198
1115
SH
DFND
1080
0
35
Johnson & Johnson
COM
478160104
13263
74719
SH
SOLE
71374
0
3345
KIMBERLY-CLARK CP
COM
494368103
72
535
SH
DFND
500
0
35
KIMBERLY-CLARK CP
COM
494368103
307
2274
SH
SOLE
2274
0
0
Kraft Foods Inc
CL A
609207105
11
173
SH
DFND
173
0
0
Kraft Foods Inc
CL A
609207105
579
9327
SH
SOLE
9327
0
0
LOWE'S COS INC
COM
548661107
67
383
SH
DFND
368
0
15
LOWE'S COS INC
COM
548661107
6340
36297
SH
SOLE
36150
0
147
Linde PLC
SHS
G5494J103
346
1204
SH
SOLE
1204
0
0
MAG Silver Corp
COM
55903Q104
292
24000
SH
SOLE
24000
0
0
MARSH & MCLENNAN
COM
571748102
235
1515
SH
SOLE
1515
0
0
MASTERCARD INC
CL A
57636Q104
379
1200
SH
SOLE
1200
0
0
MCDONALD'S CORP
COM
580135101
12
50
SH
DFND
50
0
0
MCDONALD'S CORP
COM
580135101
5562
22531
SH
SOLE
20654
0
1877
MICROSOFT CORP
COM
594918104
105
410
SH
DFND
382
0
28
MICROSOFT CORP
COM
594918104
19206
74781
SH
SOLE
72184
0
2597
MOODYS CORP
COM
615369105
287
1055
SH
SOLE
1055
0
0
MORGAN STANLEY
COM NEW
617446448
7
97
SH
DFND
97
0
0
MORGAN STANLEY
COM NEW
617446448
2959
38906
SH
SOLE
35190
0
3716
Maxar Technologies Inc
COM
57778K105
207
7950
SH
SOLE
7950
0
0
McKesson Corp
COM
58155Q103
227
695
SH
SOLE
695
0
0
Medtronic PLC
SHS
G5960L103
66
731
SH
DFND
731
0
0
Medtronic PLC
SHS
G5960L103
6950
77435
SH
SOLE
72695
0
4740
Merck & Co Inc
COM
58933Y105
195
2138
SH
DFND
2100
0
38
Merck & Co Inc
COM
58933Y105
739
8108
SH
SOLE
8008
0
100
MetLife Inc
COM
59156R108
429
6838
SH
SOLE
6838
0
0
Metalla Royalty & Streaming Lt
COM NEW
59124U605
58
12000
SH
SOLE
12000
0
0
NEXTERA ENERGY
COM
65339F101
232
3000
SH
DFND
3000
0
0
NEXTERA ENERGY
COM
65339F101
178
2298
SH
SOLE
2298
0
0
NIKE INC
CL B
654106103
357
3495
SH
SOLE
3495
0
0
NORDIC AMER TANKER
COM
G65773106
108
50500
SH
SOLE
50500
0
0
NORTHROP GRUMMAN
COM
666807102
480
1002
SH
SOLE
1002
0
0
NOVAGOLD RESOURCES
COM NEW
66987E206
72
15000
SH
DFND
15000
0
0
NexGen Energy Ltd
COM
65340P106
375
104426
SH
SOLE
104426
0
0
Norfolk Southern Corp
COM
655844108
295
1300
SH
DFND
1300
0
0
Norfolk Southern Corp
COM
655844108
338
1485
SH
SOLE
1485
0
0
Nucor Corp
COM
670346105
261
2498
SH
SOLE
2498
0
0
Nuveen Closed-End Funds/USA
COM
6706ER101
287
23236
SH
SOLE
23236
0
0
Nuveen Closed-End Funds/USA
COM
67072C105
105
14525
SH
SOLE
14525
0
0
Nuveen Closed-End Funds/USA
COM
67074Y105
17
1321
SH
DFND
1321
0
0
Nuveen Closed-End Funds/USA
COM
67074Y105
3852
294758
SH
SOLE
294758
0
0
ORACLE CORP
COM
68389X105
59
842
SH
DFND
807
0
35
ORACLE CORP
COM
68389X105
4578
65521
SH
SOLE
65239
0
282
PEPSICO INC
COM
713448108
85
513
SH
DFND
513
0
0
PEPSICO INC
COM
713448108
4095
24568
SH
SOLE
24452
0
116
PNC Financial Services Group I
COM
693475105
160
1014
SH
DFND
1000
0
14
PNC Financial Services Group I
COM
693475105
462
2929
SH
SOLE
2929
0
0
PPG Industries Inc
COM
693506107
223
1950
SH
SOLE
1950
0
0
PROSHARES ETFS/USA
SHORT QQQ NEW
74347B714
158
11000
SH
SOLE
11000
0
0
Palo Alto Networks Inc
COM
697435105
332
673
SH
SOLE
673
0
0
Pfizer Inc
COM
717081103
58
1108
SH
DFND
1000
0
108
Pfizer Inc
COM
717081103
1790
34148
SH
SOLE
34048
0
100
Pfizer Inc
CL A
98978V103
246
1433
SH
SOLE
1433
0
0
Physicians Realty Trust
COM
71943U104
5
269
SH
DFND
269
0
0
Physicians Realty Trust
COM
71943U104
1267
72582
SH
SOLE
72582
0
0
Postal Realty Trust Inc
CL A
73757R102
9
629
SH
DFND
629
0
0
Postal Realty Trust Inc
CL A
73757R102
2175
145959
SH
SOLE
145959
0
0
ProShares ETFs/USA
ULTRA SILVER NEW
74347W353
384
15683
SH
SOLE
15683
0
0
Procter & Gamble Co/The
COM
742718109
113
787
SH
DFND
787
0
0
Procter & Gamble Co/The
COM
742718109
3877
26961
SH
SOLE
24890
0
2071
Putnam Investment Management LLC
COM
746823103
74
11200
SH
SOLE
11200
0
0
Putnam Investment Management LLC
SH BEN INT
746853100
46
12170
SH
SOLE
12170
0
0
QCR Holdings Inc
COM
74727A104
351
6500
SH
SOLE
6500
0
0
QUALCOMM INC
COM
747525103
31
239
SH
DFND
200
0
39
QUALCOMM INC
COM
747525103
201
1570
SH
SOLE
1570
0
0
ROPER INDUSTRIES INC
COM
776696106
380
963
SH
SOLE
963
0
0
Raytheon Technologies Corp
COM
75513E101
97
1005
SH
DFND
1005
0
0
Raytheon Technologies Corp
COM
75513E101
12937
134611
SH
SOLE
128697
0
5914
SALESFORCE.COM INC
COM
79466L302
27
164
SH
DFND
164
0
0
SALESFORCE.COM INC
COM
79466L302
2646
16030
SH
SOLE
15957
0
73
SELECT SECTOR SPDR
TECHNOLOGY
81369Y803
12
95
SH
DFND
0
0
95
SELECT SECTOR SPDR
TECHNOLOGY
81369Y803
234
1841
SH
SOLE
1841
0
0
SILVERCORP METALS
COM
82835P103
1
410
SH
DFND
410
0
0
SILVERCORP METALS
COM
82835P103
74
30000
SH
SOLE
30000
0
0
SILVERCREST METALS
COM
828363101
122
20000
SH
SOLE
20000
0
0
SOUTHWEST AIRLINES
COM
844741108
204
5659
SH
SOLE
5659
0
0
STARBUCKS CORP
COM
855244109
72
944
SH
DFND
944
0
0
STARBUCKS CORP
COM
855244109
8245
107929
SH
SOLE
102654
0
5275
STATE STREET ETF/USA
NUVEEN BLOOMBERG
78464A284
112
2179
SH
DFND
2179
0
0
STATE STREET ETF/USA
NUVEEN BLOOMBERG
78464A284
2310
44963
SH
SOLE
44963
0
0
Seligman Funds/Closed-end/USA
COM
895436103
33
1253
SH
DFND
1253
0
0
Seligman Funds/Closed-end/USA
COM
895436103
7767
296801
SH
SOLE
296801
0
0
Shenandoah Telecommunications
COM
82312B106
209
9400
SH
DFND
9400
0
0
Sprott Asset Management CEFs
TR UNIT
85207K107
890
128985
SH
SOLE
128985
0
0
Starwood Property Trust Inc
COM
85571B105
4
198
SH
DFND
198
0
0
Starwood Property Trust Inc
COM
85571B105
949
45421
SH
SOLE
45421
0
0
State Street ETF/USA
TR UNIT
78462F103
200
529
SH
DFND
529
0
0
State Street ETF/USA
TR UNIT
78462F103
4626
12263
SH
SOLE
12263
0
0
State Street ETF/USA
BLOOMBERG HIGH Y
78468R622
3
37
SH
DFND
37
0
0
State Street ETF/USA
BLOOMBERG HIGH Y
78468R622
1783
19657
SH
SOLE
19657
0
0
State Street ETF/USA
NUVEEN BLMBRG SH
78468R739
124
2614
SH
DFND
2614
0
0
State Street ETF/USA
NUVEEN BLMBRG SH
78468R739
8784
185873
SH
SOLE
185873
0
0
Sysco Corp
COM
871829107
54
637
SH
DFND
600
0
37
Sysco Corp
COM
871829107
173
2042
SH
SOLE
2042
0
0
TEXAS INSTRUMENTS
COM
882508104
59
386
SH
DFND
386
0
0
TEXAS INSTRUMENTS
COM
882508104
8351
54351
SH
SOLE
50959
0
3392
TRAVELERS CO INC
COM
89417E109
499
2953
SH
SOLE
2953
0
0
Target Corp
COM
87612E106
45
316
SH
DFND
303
0
13
Target Corp
COM
87612E106
3638
25762
SH
SOLE
25671
0
91
Tesla Inc
COM
88160R101
133
198
SH
DFND
198
0
0
Tesla Inc
COM
88160R101
392
582
SH
SOLE
582
0
0
Thermo Fisher Scientific Inc
COM
883556102
1011
1861
SH
SOLE
1861
0
0
Tyson Foods Inc
CL A
902494103
310
3607
SH
SOLE
3607
0
0
US Bancorp
COM NEW
902973304
218
4735
SH
SOLE
4735
0
0
UTD PARCEL SERV
CL B
911312106
72
395
SH
DFND
395
0
0
UTD PARCEL SERV
CL B
911312106
10295
56397
SH
SOLE
53629
0
2768
Union Pacific Corp
COM
907818108
427
2000
SH
DFND
2000
0
0
Union Pacific Corp
COM
907818108
334
1565
SH
SOLE
1565
0
0
United Rentals Inc
COM
911363109
338
1390
SH
SOLE
1390
0
0
UnitedHealth Group Inc
COM
91324P102
3
6
SH
DFND
0
0
6
UnitedHealth Group Inc
COM
91324P102
810
1577
SH
SOLE
1577
0
0
Uranium Energy Corp
COM
916896103
209
68000
SH
SOLE
68000
0
0
Uranium Royalty Corp
COM
91702V101
82
36000
SH
SOLE
36000
0
0
VANGUARD
S&P 500 ETF SHS
922908363
357
1029
SH
SOLE
1029
0
0
VANGUARD ETF/USA
DIV APP ETF
921908844
608
4241
SH
SOLE
4241
0
0
VANGUARD ETF/USA
COMM SRVC ETF
92204A884
10
106
SH
DFND
106
0
0
VANGUARD ETF/USA
COMM SRVC ETF
92204A884
3228
34330
SH
SOLE
30682
0
3648
VANGUARD ETF/USA
SHRT TRM CORP BD
92206C409
34
443
SH
DFND
443
0
0
VANGUARD ETF/USA
SHRT TRM CORP BD
92206C409
9584
125679
SH
SOLE
125679
0
0
VANGUARD ETF/USA
SM CP VAL ETF
922908611
176
1178
SH
DFND
1178
0
0
VANGUARD ETF/USA
SM CP VAL ETF
922908611
8234
54958
SH
SOLE
53958
0
1000
VANGUARD GROUP INC/THE
TOTAL INT BD ETF
92203J407
888
17931
SH
SOLE
17931
0
0
VERIZON COMMUN
COM
92343V104
93
1832
SH
DFND
1832
0
0
VERIZON COMMUN
COM
92343V104
3351
66021
SH
SOLE
59969
0
6052
VISA INC
COM CL A
92826C839
45
228
SH
DFND
228
0
0
VISA INC
COM CL A
92826C839
4621
23469
SH
SOLE
23367
0
102
VanEck Vectors ETFs/USA
INTRMDT MUNI ETF
92189H201
815
17835
SH
DFND
17835
0
0
VanEck Vectors ETFs/USA
INTRMDT MUNI ETF
92189H201
28396
621775
SH
SOLE
621775
0
0
Vanguard ETF/USA
500 GRTH IDX F
921932505
1308
6010
SH
SOLE
6010
0
0
Vanguard ETF/USA
INTERMED TERM
921937819
315
4055
SH
SOLE
4055
0
0
Vanguard ETF/USA
TOTAL BND MRKT
921937835
56
746
SH
DFND
746
0
0
Vanguard ETF/USA
TOTAL BND MRKT
921937835
3238
43020
SH
SOLE
41892
0
1128
Vanguard ETF/USA
FTSE DEV MKT ETF
921943858
245
6003
SH
SOLE
6003
0
0
Vanguard ETF/USA
FTSE EMR MKT ETF
922042858
114
2737
SH
DFND
2737
0
0
Vanguard ETF/USA
FTSE EMR MKT ETF
922042858
10586
254167
SH
SOLE
251890
0
2277
Vanguard ETF/USA
HEALTH CAR ETF
92204A504
218
925
SH
SOLE
925
0
0
Vanguard ETF/USA
INF TECH ETF
92204A702
7
22
SH
DFND
0
0
22
Vanguard ETF/USA
INF TECH ETF
92204A702
565
1729
SH
SOLE
1729
0
0
Vanguard ETF/USA
REAL ESTATE ETF
922908553
4
42
SH
DFND
42
0
0
Vanguard ETF/USA
REAL ESTATE ETF
922908553
311
3417
SH
SOLE
3417
0
0
Vanguard ETF/USA
SML CP GRW ETF
922908595
112
566
SH
DFND
566
0
0
Vanguard ETF/USA
SML CP GRW ETF
922908595
6520
33093
SH
SOLE
32383
0
710
Vanguard ETF/USA
GROWTH ETF
922908736
734
3293
SH
DFND
3293
0
0
Vanguard ETF/USA
GROWTH ETF
922908736
32466
145660
SH
SOLE
145660
0
0
Vanguard ETF/USA
VALUE ETF
922908744
1089
8260
SH
DFND
8260
0
0
Vanguard ETF/USA
VALUE ETF
922908744
48272
366027
SH
SOLE
366027
0
0
Vanguard ETF/USA
TOTAL STK MKT
922908769
1201
6369
SH
DFND
6369
0
0
Vanguard ETF/USA
TOTAL STK MKT
922908769
6026
31950
SH
SOLE
31950
0
0
WASTE MANAGEMENT
COM
94106L109
620
4054
SH
SOLE
4054
0
0
WEC Energy Group Inc
COM
92939U106
201
2000
SH
DFND
2000
0
0
WEC Energy Group Inc
COM
92939U106
153
1520
SH
SOLE
1520
0
0
WELLS FARGO & CO
COM
949746101
9
219
SH
DFND
99
0
120
WELLS FARGO & CO
COM
949746101
1852
47278
SH
SOLE
47278
0
0
Walmart Inc
COM
931142103
171
1410
SH
DFND
1310
0
100
Walmart Inc
COM
931142103
10029
82490
SH
SOLE
77980
0
4510
Walt Disney Co/The
COM
254687106
36
386
SH
DFND
386
0
0
Walt Disney Co/The
COM
254687106
3195
33847
SH
SOLE
33679
0
168
YAMANA GOLD INC
COM
98462Y100
93
20000
SH
DFND
20000
0
0
iShares ETFs/USA
BARCLAYS 7 10 YR
464287440
250
2448
SH
SOLE
2448
0
0
iShares ETFs/USA
MSCI EAFE ETF
464287465
434
6952
SH
SOLE
6952
0
0
iShares ETFs/USA
RUS MID CAP ETF
464287499
384
5943
SH
SOLE
5943
0
0
iShares ETFs/USA
CORE S&P MCP ETF
464287507
49
215
SH
DFND
0
0
215
iShares ETFs/USA
CORE S&P MCP ETF
464287507
756
3342
SH
SOLE
3342
0
0
iShares ETFs/USA
S&P MC 400GR ETF
464287606
302
4740
SH
SOLE
4740
0
0
iShares ETFs/USA
RUS 1000 ETF
464287622
339
1630
SH
SOLE
1630
0
0
iShares ETFs/USA
RUS 2000 GRW ETF
464287648
383
1855
SH
SOLE
1855
0
0
iShares ETFs/USA
RUSSELL 3000 ETF
464287689
3560
16376
SH
SOLE
16376
0
0
iShares ETFs/USA
S&P MC 400VL ETF
464287705
564
5973
SH
SOLE
5973
0
0
iShares ETFs/USA
CORE S&P SCP ETF
464287804
880
9521
SH
SOLE
9521
0
0
iShares ETFs/USA
MSCI ACWI EX US
464288240
95
2115
SH
DFND
2115
0
0
iShares ETFs/USA
MSCI ACWI EX US
464288240
3983
88509
SH
SOLE
88509
0
0
iShares ETFs/USA
JPMORGAN USD EMG
464288281
6
76
SH
DFND
76
0
0
iShares ETFs/USA
JPMORGAN USD EMG
464288281
2660
31175
SH
SOLE
31175
0
0
iShares ETFs/USA
MBS ETF
464288588
39
397
SH
DFND
397
0
0
iShares ETFs/USA
MBS ETF
464288588
6459
66258
SH
SOLE
60955
0
5303
iShares ETFs/USA
INTRM GOV CR ETF
464288612
336
3185
SH
SOLE
3185
0
0
iShares ETFs/USA
PFD AND INCM SEC
464288687
297
9022
SH
SOLE
9022
0
0
iShares ETFs/USA
EAFE GRWTH ETF
464288885
288
3580
SH
DFND
3580
0
0
iShares ETFs/USA
EAFE GRWTH ETF
464288885
28653
355984
SH
SOLE
348337
0
7647
iShares ETFs/USA
CORE MSCI EMKT
46434G103
2
48
SH
DFND
48
0
0
iShares ETFs/USA
CORE MSCI EMKT
46434G103
259
5278
SH
SOLE
5278
0
0
iShares ETFs/USA
BLACKROCK ULTRA
46434V878
168
3349
SH
DFND
3349
0
0
iShares ETFs/USA
BLACKROCK ULTRA
46434V878
6342
126738
SH
SOLE
121365
0
5373