Private Client Services Chief Investment Officer, SVP

0000920112-22-000175.txt : 20220503 0000920112-22-000175.hdr.sgml : 20220503 20220503122627 ACCESSION NUMBER: 0000920112-22-000175 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220503 DATE AS OF CHANGE: 20220503 EFFECTIVENESS DATE: 20220503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10581 FILM NUMBER: 22885498 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635874197 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000933482 XXXXXXXX 03-31-2022 03-31-2022 DUBUQUE BANK & TRUST CO

1398 CENTRAL DUBUQUE IA 52001

13F HOLDINGS REPORT 028-10581 N Mark Stevens Private Client Services Chief Investment Officer, SVP 563-587-4079 Mark Stevens Dubuque IA 05-03-2022 0 351 895405 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE 3M Co COM 88579Y101 388 2604 SH DFND 2589 0 15 3M Co COM 88579Y101 1475 9910 SH SOLE 9910 0 0 ACCENTURE SHS CLASS A G1151C101 374 1110 SH SOLE 1110 0 0 ADAMS EXPRESS COMPANY COM 006212104 11695 634220 SH SOLE 634220 0 0 ALEXCO RESOURCE CO COM 01535P106 27 17600 SH SOLE 17600 0 0 ALPHABET INC CAP STK CL A 02079K305 100 36 SH DFND 34 0 2 ALPHABET INC CAP STK CL A 02079K305 13106 4712 SH SOLE 4570 0 142 AMBEV SA SPONSORED ADR 02319V103 75 23142 SH SOLE 23142 0 0 AMER EXPRESS CO COM 025816109 324 1730 SH DFND 1730 0 0 AMER EXPRESS CO COM 025816109 990 5292 SH SOLE 5292 0 0 ANALOG DEVICES INC COM 032654105 3 17 SH DFND 0 0 17 ANALOG DEVICES INC COM 032654105 398 2408 SH SOLE 2408 0 0 APPLIED MATERIALS COM 038222105 667 5057 SH SOLE 5057 0 0 ASE Technology Holding Co 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MKT ETF 922042858 207 4483 SH DFND 4483 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 9210 199652 SH SOLE 199652 0 0 Vanguard ETF/USA HEALTH CAR ETF 92204A504 239 941 SH SOLE 941 0 0 Vanguard ETF/USA INF TECH ETF 92204A702 9 22 SH DFND 0 0 22 Vanguard ETF/USA INF TECH ETF 92204A702 722 1734 SH SOLE 1734 0 0 Vanguard ETF/USA REAL ESTATE ETF 922908553 5 42 SH DFND 42 0 0 Vanguard ETF/USA REAL ESTATE ETF 922908553 368 3396 SH SOLE 3396 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 219 882 SH DFND 882 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 9010 36310 SH SOLE 35800 0 510 Vanguard ETF/USA GROWTH ETF 922908736 1079 3751 SH DFND 3751 0 0 Vanguard ETF/USA GROWTH ETF 922908736 45220 157233 SH SOLE 157233 0 0 Vanguard ETF/USA VALUE ETF 922908744 1325 8964 SH DFND 8964 0 0 Vanguard ETF/USA VALUE ETF 922908744 52960 358370 SH SOLE 358370 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 1614 7088 SH DFND 7088 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 7383 32427 SH SOLE 32427 0 0 Vanguard Group Inc/The TOTAL BND MRKT 921937835 59 746 SH DFND 746 0 0 Vanguard Group Inc/The TOTAL BND MRKT 921937835 3646 45835 SH SOLE 44707 0 1128 Voya Investments LLC CORE S&P MCP ETF 464287507 58 215 SH DFND 0 0 215 Voya Investments LLC CORE S&P MCP ETF 464287507 941 3505 SH SOLE 3505 0 0 WASTE MANAGEMENT COM 94106L109 695 4387 SH SOLE 4387 0 0 WEC Energy Group Inc COM 92939U106 200 2000 SH DFND 2000 0 0 WEC Energy Group Inc COM 92939U106 152 1520 SH SOLE 1520 0 0 WELLS FARGO & CO COM 949746101 11 219 SH DFND 99 0 120 WELLS FARGO & CO COM 949746101 2167 44717 SH SOLE 44717 0 0 Walmart Inc COM 931142103 197 1321 SH DFND 1221 0 100 Walmart Inc COM 931142103 12642 84888 SH SOLE 80378 0 4510 Walt Disney Co/The COM 254687106 53 386 SH DFND 386 0 0 Walt Disney Co/The COM 254687106 4652 33920 SH SOLE 33752 0 168 YAMANA GOLD INC COM 98462Y100 112 20000 SH DFND 20000 0 0 Yum China Holdings Inc COM 98850P109 657 15828 SH SOLE 14799 0 1029 iShares ETFs/USA RUS 2000 GRW ETF 464287648 474 1855 SH SOLE 1855 0 0 iShares ETFs/USA MSCI ACWI EX US 464288240 111 2115 SH DFND 2115 0 0 iShares ETFs/USA MSCI ACWI EX US 464288240 1380 26398 SH SOLE 26398 0 0 iShares ETFs/USA JPMORGAN USD EMG 464288281 7 76 SH DFND 76 0 0 iShares ETFs/USA JPMORGAN USD EMG 464288281 3156 32287 SH SOLE 32287 0 0 iShares ETFs/USA BLACKROCK ULTRA 46434V878 168 3349 SH DFND 3349 0 0 iShares ETFs/USA BLACKROCK ULTRA 46434V878 6373 127079 SH SOLE 121706 0 5373