-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I4+zP/JSoKn2u/YsmnQhIhKEZ/nUizPKam6vMyZJ/Ru7X0HDUJWnAv21WOl99nEh Cw+EGUdMb1U3maO16xVhtQ== 0000920112-09-000009.txt : 20090209 0000920112-09-000009.hdr.sgml : 20090209 20090206173327 ACCESSION NUMBER: 0000920112-09-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55481 FILM NUMBER: 09578393 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 3195892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 3195892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 SC 13G 1 form13g020309.htm 13G 020309 form13g020309.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


SCHEDULE 13G
(Amendment No. __*)

 

Under the Securities Exchange Act of 1934

 
Modtech Holdings, Inc.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

60783C100
(CUSIP Number)

December 31, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
 
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be ‘filed’ for the purpose of Section 18 of the Securities Exchange Act of 1934 (‘Act’) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 
 

 



 


 
CUSIP NO.    60783C100
13G
 

 
1
NAME OF REPORTING PERSON
I.R.S. Identification Nos. of above persons (entities only)
Dubuque Bank and Trust Company
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  o
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Commercial bank organized under the laws of the State of Iowa
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
5
SOLE VOTING POWER
-0-  shares
6
SHARED VOTING POWER
-0-
7
SOLE DISPOSITIVE POWER
-0- shares
8
SHARED DISPOSITIVE POWER
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- shares
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)  o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
-0- %
12
TYPE OF REPORTING PERSON (See Instructions)
BK
 

 

                                                 
 
 
 

 
 

 



 

 
STATEMENT CONTAINING INFORMATION REQUIRED BY SCHEDULE 13G

Item 1. 

(a)  
Name of Issuer
                Modtech Holdings, Inc.
 
(b)  
Address of Issuer’s Principal Executive Offices
                2830 Barrett Avenue
                Perris, CA  92571
Item 2. 

(a)  
Name of Person Filing
                Dubuque Bank and Trust Company

(b)  
Address of Principal Business Office or, if none, Residence
                1398 Central Avenue
                Dubuque, Iowa 52001
 
(c)  
Citizenship
                A commercial bank organized under the laws of the State of Iowa
 
(d)  
Title of Class of Securities
                Common Stock
 
(e)  
CUSIP Number
                60783C100
 
Item 3.  
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 

 
 
 
 
 
 
 
 
 
 
Item 4. Ownership
 
(a)  
Amount Beneficially Owned
The amount of securities reported as beneficially owned consists of -0- shares of the Issuer’s common stock for which the Reporting Person serves as sole or co-fiduciary with respect to trust and other accounts.  With respect to such shares, the Reporting Person has sole voting and investment power with respect to -0- shares and shared voting and investment power over -0- shares.
 
The amount reported as beneficially owned does not include -0- shares held in trust or other fiduciary accounts over which the Reporting Person has no voting or investment power.  The -0- shares over which the Reporting Person has sole or shared voting or investment power, and the -0-  total shares held by the Reporting Person (which such figure consists of the -0- shares with sole or shared voting and investment power and -0- with no voting or investment power) represent -0-% and -0-%, respectively, of the issued and outstanding shares of the Issuer.  The Reporting Person disclaims beneficial ownership of -0- shares and the report shall not be construed as an admission of beneficial ownership for the purposes of Section 13 or any other purpose.
 
(b)  
Percent of Class
                -0-%
 
(c)  
Number of shares as to which the person has:

(i)  
sole power to vote or to direct the vote
                            -0-
 
(ii)  
shared power to vote or to direct the vote
                            -0-
 
(iii)  
sole power to dispose or to direct the disposition of
                            -0-
 

 
(iv)  
shared power to dispose or to direct the disposition of
                            -0-
 
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: x
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person
N/A
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
N/A
 
Item 8. Identification and Classification of Members of the Group
N/A

Item 9. Notice of Dissolution of Group
N/A
 
Item 10.              Certification
 
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
[THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK]
 

                                                
 
 

 
 

 



 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
                                             Date:  February 6, 2009                                                                
 
         
 
                                            Dubuque Bank and Trust Company
 
                                            By:  /s/
                                                Paul J. Peckosh
                                                Executive Vice President, Trust

 

 

 
 
 


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