-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pi+NnHSlIL+BrierVAyrEGzNHIqQ34HCcwhhU5DkTRl8aeJcw+wUE/3ol3+DMPil 2ngCIxmTiyWjNBK8onuCag== 0001144204-05-005400.txt : 20050217 0001144204-05-005400.hdr.sgml : 20050217 20050217130048 ACCESSION NUMBER: 0001144204-05-005400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050131 FILED AS OF DATE: 20050217 DATE AS OF CHANGE: 20050217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADENCE RESOURCES CORP CENTRAL INDEX KEY: 0000933157 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 870306609 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6 EAST ROSE ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 509-526-3491 MAIL ADDRESS: STREET 1: 6 EAST ROSE STREET STREET 2: NO SUITE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL SILVER MINES INC DATE OF NAME CHANGE: 19960223 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED ROYAL MINES INC DATE OF NAME CHANGE: 19950908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOW NATHAN A CENTRAL INDEX KEY: 0001013313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 05623359 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH ST 11XTH FL STREET 2: C/O SUNRISE SECURITIES CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 641 LEXINGTON AVE STREET 2: C/O SUNRISE SECURITIES CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v013235_ex.xml X0202 4 2005-01-31 0 0000933157 CADENCE RESOURCES CORP CDNR.OB 0001013313 LOW NATHAN A 641 LEXINGTON AVENUE 25TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2005-01-31 4 P 0 200000 250000 A 2190992 I By IRA Common Stock 2005-01-31 4 P 0 360000 450000 A 400000 I By Trust Common Stock 131000 D Options to Purchase Comon Stock 2.50 2003-10-01 2008-10-01 Common Stock 100000 100000 I By Spouse as Custodian Warrants to Purchase Comon Stock 4.00 2004-04-05 2007-04-05 Common Stock 57375 57375 I By Spouse as Custodian Warrants to Purchase Comon Stock 4.00 2004-04-05 2007-04-05 Common Stock 31875 31875 I By IRA Warrants to Purchase Comon Stock 1.75 2005-01-31 4 P 0 200000 0 A 2009-01-31 Common Stock 200000 200000 I By IRA Warrants to Purchase Comon Stock 1.75 2005-01-31 4 P 0 360000 0 A 2009-01-31 Common Stock 360000 360000 I By Trust Warrants to Purchase Comon Stock 4.00 2005-01-31 4 J 0 76500 0 D 2004-04-05 2007-04-05 Common Stock 76500 0 D Warrants to Purchase Comon Stock 1.25 2005-01-31 4 J 0 76500 0 A 2004-04-05 2007-04-05 Common Stock 76500 76500 D Warrants to Purchase Comon Stock 1.25 2005-01-31 4 P 0 1821000 0 A 2009-01-31 Common Stock 1821000 2186000 D These securities were issued to the holder of such securities pursuant to a Securities Purchase Agreement, dated January 31, 2005, between Cadence and certain investors, pursuant to which Cadence sold units consisting of common stock and warrants to purchase common stock for $1.25 per unit. The purchase price listed in Table I includes the purchase of the warrants listed in Table II. Owned by the Nathan A. Low Roth IRA. Nathan A. Low makes all of the investment and voting decisions for the Nathan A. Low Roth IRA. Owned by the Nathan A. Low Family Trust. Nathan A. Low's spouse is the trustee of the trust and Nathan A. Low's minor children are the beneficiaries of the trust. Owned by Nathan A Low's spouse as custodian for minor children. Nathan A. Low's spouse owns these warrants as custodian for Gabriel S. Low under the Uniform Gift to Minors Act. The warrant to purchase common stock contains a provision which prohibits the holder from exercising the warrant if the holder and his, her or its affiliates would own in excess of the 4.99% of the Cadence's outstanding common stock. The percentage may be increased by the holder on 61 days notice to the Issuer up to a maximum of 19.99%. Since Nathan A. Low already owns in excess of 10% of the common stock of the Cadence, this warrant is not currently exercisable. Amendment of outstanding warrant resulting in a deemed cancellation of the original warrant and the grant of a replacement warrant. These securities were issued to Nathan A. Low by Cadence as compensation for his services in connection with the private placement described in footnote 1. /s/ Nathan A. Low 2005-02-15 -----END PRIVACY-ENHANCED MESSAGE-----