-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A5NamaR9XQTuRRCDRJhH7tQ5I9lZIKBdN0Gccm0IX9P3T0VqGNsw0GaYCBSV5ET/ A86HXS8Fupu2VLdhq0IaIg== 0001144204-04-006415.txt : 20040512 0001144204-04-006415.hdr.sgml : 20040512 20040512164221 ACCESSION NUMBER: 0001144204-04-006415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040402 FILED AS OF DATE: 20040512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOW NATHAN A CENTRAL INDEX KEY: 0001013313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 04799840 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH ST 11XTH FL STREET 2: C/O SUNRISE SECURITIES CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 641 LEXINGTON AVE STREET 2: C/O SUNRISE SECURITIES CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADENCE RESOURCES CORP CENTRAL INDEX KEY: 0000933157 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 870306609 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6 EAST ROSE ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 509-526-3491 MAIL ADDRESS: STREET 1: 6 EAST ROSE STREET STREET 2: NO SUITE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL SILVER MINES INC DATE OF NAME CHANGE: 19960223 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED ROYAL MINES INC DATE OF NAME CHANGE: 19950908 4 1 v03230_form4lowex.xml X0202 4 2004-04-02 0 0000933157 CADENCE RESOURCES CORP CDNR.OB 0001013313 LOW NATHAN A C/O SUNRISE SECURITIES CORP. 641 LEXINGTON AVENUE, 25TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 1990992 I By IRA Common Stock 40000 I By Trust Common Stock 131000 D Option to Purchase Common Stock 2.50 2003-10-01 2008-10-01 Common Stock 100000 100000 I By Spouse as Custodian Warrant to Purchase Common Stock 4.00 2004-04-02 4 A 0 57375 0 A 2004-04-02 2007-04-02 Common Stock 57375 57375 I By Spouse as Custodian Warrant to Purchase Common Stock 4.00 2004-04-02 4 A 0 31875 0 A 2004-04-02 2007-04-02 Common Stock 31875 31875 I By IRA Warrant to Purchase Common Stock 4.00 2004-04-02 4 A 0 76500 0 A 2004-04-02 2007-04-02 Common Stock 76500 76500 D Owned by the Nathan A. Low Roth IRA. Nathan A. Low makes all of the investment and voting decisions for the Nathan A. Low Roth IRA. Owned by the Nathan A. Low Family Trust. Nathan A. Low's spouse is the trustee of the trust and Nathan A. Low's minor children are the beneficiaries of the trust. Owned by Nathan A Low's spouse as custodian for minor children. These warrants were issued to pursuant to a Securities Purchase Agreement, dated April 2, 2004, between Cadence and certain investors, pursuant to which Cadence sold $6,000,000 of units consisting of a $50,000 note and warrants to purchase 6,375 shares of Cadence's Common Stock to certain accredited investors. Nathan A. Low's spouse owns these warrants as custodian for Gabriel S. Low under the Uniform Gift to Minors Act. These shares were issued to Nathan A. Low by Cadence as compensation for his services in connection with a private placement of notes and warrants to purchase common stock by Cadence that closed in April 2, 2004. /s/ Nathan A. Low 2004-05-12 -----END PRIVACY-ENHANCED MESSAGE-----