-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1u9n1ahLIzASsc4xwhzvbVz9SWC0SPQhyf5ISeNVe2UWM0il6TvvvpvZacqH0eG pYY1Nq8PHs7EBHacORSyEw== 0001144204-04-005890.txt : 20040504 0001144204-04-005890.hdr.sgml : 20040504 20040504142009 ACCESSION NUMBER: 0001144204-04-005890 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20040504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROSBY HOWARD M CENTRAL INDEX KEY: 0001275178 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 04776982 BUSINESS ADDRESS: STREET 1: P O BOX 2056 CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 5095263491 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADENCE RESOURCES CORP CENTRAL INDEX KEY: 0000933157 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 870306609 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6 EAST ROSE ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 509-526-3491 MAIL ADDRESS: STREET 1: 6 EAST ROSE STREET STREET 2: NO SUITE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL SILVER MINES INC DATE OF NAME CHANGE: 19960223 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED ROYAL MINES INC DATE OF NAME CHANGE: 19950908 5 1 v03024_crosbyex.xml X0202 5 2003-09-30 0 0 0 0000933157 CADENCE RESOURCES CORP CDNR 0001275178 CROSBY HOWARD M 6 EAST ROSE STREET WALLA WALLA WA 99362 1 1 0 0 Vice President Common Stock 2001-06-14 5 P 0 20000 .25 A 309300 D Common Stock 2001-06-14 5 P 0 80000 .25 A 389300 D Common Stock 2001-08-23 5 P 0 50000 .30 A 50000 I See Footnote Common Stock 2001-09-18 5 P 0 20000 1.20 A 409300 D Common Stock 2001-09-18 5 P 0 62500 .30 D 471800 D Common Stock 2001-10-05 5 P 0 200000 .30 D 671800 D Common Stock 2002-01-15 5 P 0 83500 .30 A 755300 D Common Stock 2002-01-15 5 P 0 100000 .30 A 855300 D Common Stock 2002-01-15 5 P 0 75000 .30 A 75000 I See Footnote Common Stock 2002-05-03 5 P 0 40000 .30 A 115000 I See Footnote Common Stock 2002-06-05 5 P 0 7500 1.13 A 122500 I See Footnote Common Stock 2002-06-05 5 P 0 60000 1.35 A 915300 D Common Stock 2002-06-05 5 P 0 83334 1.35 A 133334 I See Footnote Common Stock 2002-09-27 5 P 0 6500 1.43 A 129000 I See Footnote Common Stock 2002-10-04 5 P 0 8000 1.95 A 137000 I See Footnote Common Stock 2002-10-31 5 S 0 8000 1.64 A 129000 I See Footnote Common Stock 2002-12-11 5 P 0 12100 1.69 A 141100 I See Footnote Common Stock 2003-02-04 5 P 0 40000 1.67 A 955300 D Common Stock 2003-02-19 5 P 0 34000 1.60 A 989300 D Common Stock 2003-04-28 5 S 0 13500 1.50 D 127600 I See Footnote Common Stock 2003-05-07 5 A 0 20000 1.70 A 1009300 D Common Stock 2003-05-08 5 S 0 100000 1.00 A 909300 D Common Stock 2003-07-16 5 S 0 18600 1.87 D 109000 I See Footnote Common Stock 2003-07-17 5 A 0 20000 2.15 A 929300 D Common Stock 2003-08-22 5 S 0 15616 2.39 D 93384 I See Footnote Common Stock 2003-09-15 5 A 0 20000 3.59 A 949300 D Common Stock 2003-09-15 5 P 0 83334 .30 A 204168 I See Footnote Common Stock 2003-09-15 5 P 0 40000 .30 A 133384 I See Footnote Common Stock 2003-09-15 5 S 0 12500 2.00 D 191668 I See Footnote Common Stock 2003-09-15 5 S 0 6000 2.00 D 127384 I See Footnote Warrant .3 2002-05-03 5 A 0 83334 0 A 2002-05-03 2007-05-03 Common 83334 83334 I See Footnote Warrant .3 2002-05-03 5 A 0 40000 0 A 2002-05-03 2007-05-03 Common 40000 40000 I See Footnote Warrant .3 2003-09-15 5 X 0 83334 0 D 2002-05-03 2007-05-03 Common 83334 0 I See Footnote Warrant .3 2003-09-15 5 X 0 40000 0 D 2002-05-03 2007-05-03 Common 40000 0 I See Footnote Shares held by Crosby Enterprises, Inc. of which the reporting person is a 50% shareholder and his spouse owns the remaining 50%. Shares held by Dotson Exploration Company of which the reporting person is an affiliate. Deemed sale of shares by Crosby Enterprises, Inc. in cashless exercise of warrants. Deemed sale of shares by Dotson Exploration Company in cashless exercise of warrants. Warrants held by Crosby Enterprises, Inc. of which the reporting person is an affiliate. Warrants held by Dotson Exploration Company of which the reporting person is an affiliate. /s/ Howard M. Crosby 2004-05-03 -----END PRIVACY-ENHANCED MESSAGE-----