-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OIY/7XjIPM4sERw0fQLMpJ50mtaRXVZuJGXbOoBXOoxYrOpLYleqm/JIbr3DvY/y NQ7xuKPxJs/JDWusK1Qmpw== 0001144204-04-002718.txt : 20040310 0001144204-04-002718.hdr.sgml : 20040310 20040310100753 ACCESSION NUMBER: 0001144204-04-002718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021018 FILED AS OF DATE: 20040310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOW NATHAN A CENTRAL INDEX KEY: 0001013313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 04658978 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH ST 11XTH FL STREET 2: C/O SUNRISE SECURITIES CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 641 LEXINGTON AVE STREET 2: C/O SUNRISE SECURITIES CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADENCE RESOURCES CORP CENTRAL INDEX KEY: 0000933157 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 870306609 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6 EAST ROSE ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 509-526-3491 MAIL ADDRESS: STREET 1: 6 EAST ROSE STREET STREET 2: NO SUITE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL SILVER MINES INC DATE OF NAME CHANGE: 19960223 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED ROYAL MINES INC DATE OF NAME CHANGE: 19950908 4 1 v01982_low1ex.xml X0201 4 2002-10-18 0 0000933157 CADENCE RESOURCES CORP CDNR 0001013313 LOW NATHAN A C/O SUNRISE SECURITIES CORP. 641 LEXINGTON AVENUE, 25TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2002-10-18 4 X 0 907658 .30 A 1990992 I By Roth IRA Common Stock 2003-02-19 4 J 0 40000 A 40000 I By Nathan A. Low Family Trust Common Stock 2003-07-17 4 J 0 120000 A 120000 D Common Stock 2003-10-22 4 J 0 11000 A 131000 D Warrant .30 2002-10-18 4 X 0 1083334 D 2002-04-10 2007-04-10 Common Stock 1083334 0 I By Roth IRA Option 2.50 2003-10-01 4 J 0 100000 A 2003-10-01 2008-10-01 Common Stock 100000 100000 I By wife, as custodian for minor children October 18, 2002, the Nathan A. Low Roth IRA performed a "cashless" exercise of all 1,083,334 of the warrants. At the time of such exercise, the closing price of the Common Stock was $1.85 per share. Pursuant to the "cashless" exercise, 175,676 of Common Stock were cancelled and the Nathan A. Low Roth IRA was issued 907,658 shares of Common Stock. Nathan A. Low makes all of the investment and voting decisions for the Nathan A. Low Roth IRA. These shares were issued to the Nathan A. Low Family Trust by Cadence Resources as an inducement to the trust making a $100,000 loan to Cadence. The parties valued the shares at $.78 per share. The reporting person's spouse is the trustee of the trust and the reporting person's minor children are the beneficiaries of the trust. These shares were issued to the reporting person by Cadence Resources as an inducement to making a $300,000 loan to the Cadence Resources Limited Partnership, of which Cadence Resource was the general partner and Nathan Low was the limited partner. The parties valued the shares at $1.75 per share. These shares were issued to the reporting person by Cadence Resources as compensation for his services in connection with a private placement of common stock by Cadence Resources in September and October 2003. The parties valued the shares at $2.90 per share. These options were issued to the reporting person's spouse, as custodian for their minor children, by Cadence Resources at the direction of the reporting person as compensation to Sunrise Securities Corporation, a company owned by the reporting person, for acting as a broker in a private placement of common stock by Cadence Resources in September and October 2003. /s/ Nathan A. Low 2004-03-05 -----END PRIVACY-ENHANCED MESSAGE-----