-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVVQEHkh4Whz3mtZXdgKgZ7UJnSz5KFsPRlw+VZRP7A5BvBbklvFHl8SOcCgN2DF K/2FkNhDLvCW64h/NRqouQ== 0000902664-06-000475.txt : 20060210 0000902664-06-000475.hdr.sgml : 20060210 20060210160206 ACCESSION NUMBER: 0000902664-06-000475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060206 FILED AS OF DATE: 20060210 DATE AS OF CHANGE: 20060210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADENCE RESOURCES CORP CENTRAL INDEX KEY: 0000933157 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 870306609 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6 EAST ROSE ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 509-526-3491 MAIL ADDRESS: STREET 1: 6 EAST ROSE STREET STREET 2: NO SUITE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL SILVER MINES INC DATE OF NAME CHANGE: 19960223 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED ROYAL MINES INC DATE OF NAME CHANGE: 19950908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubicon Master Fund CENTRAL INDEX KEY: 0001312098 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 06598617 BUSINESS ADDRESS: STREET 1: P.O. BOX 309 STREET 2: UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: NONE BUSINESS PHONE: 1 345 949 8066 MAIL ADDRESS: STREET 1: P.O. BOX 309 STREET 2: UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: NONE 4 1 form4_ex.xml X0202 4 2006-02-06 0 0000933157 CADENCE RESOURCES CORP CDNR 0001312098 Rubicon Master Fund P.O. BOX 309 UGLAND HOUSE GEORGE TOWN E9 CAYMAN ISLANDS 0 0 1 0 Common Stock 2006-02-06 4 M 0 8000000 1.35 A 16000000 D Common Stock Warrants (rights to buy) 1.35 2006-02-06 4 M 0 8000000 0 D 2005-01-31 2009-01-31 Common Stock 8000000 0 D See Continuation Sheet Includes 520,000 shares held in escrow by Cadence Resources Corporation until April 30, 2006. The compnay had offered a reduction in the cash exercise price through February 7, 2006 from $1.75 per share to $1.35 per share upon the condition that the holder enter into a six-month lock-up agreement with respect to the shares issued upon exercise of the warrant. RUBICON MASTER FUND By: Rubicon Fund Management LLP, its Investment Manager By: /s/ Vilas Gadkari Title: Authorized Person 2007-02-10 EX-99 2 jointfiler.txt JOINT FILER INFORMATION Rubicon Master Fund Cadence Resources Corporation. (CDNR) February 10, 2006 Joint Filer Information 1. Name: Rubicon Fund Management Ltd. Address: P.O. Box 309 Ugland House Georgetown, Cayman Islands 2. Name: Rubicon Fund Management LLP Address: P.O. Box 309 Ugland House Georgetown, Cayman Islands 3. Name: Horace Joseph Leitch III Address: 103 Mount St. London,W1K2TJ, United Kingdom 4. Name: Anthony Brewer Address: 103 Mount St. London,W1K2TJ, United Kingdom 5. Name: Jeffrey Eugene Brummette Address: 103 Mount St. London,W1K2TJ, United Kingdom 6. Name: Vilas Gadkari Address: 103 Mount St. London,W1K2TJ, United Kingdom 7. Name: William Francis Callanan Address: 103 Mount St. London,W1K2TJ, United Kingdom Designated Filer: Rubicon Master Fund Issuer & Ticker Symbol: Cadence Resources Corporation (CDNR) Date of Event Requiring Statement: February 6, 2006 NOTE: (1) Pursuant to Investment Agreements, each of Rubicon Fund Management Ltd., and Rubicon Fund Management LLP share all investment and voting power with respect to the Common Stock and Warrants reported in this Form 4 (the "Securities") , which are directly held by Rubicon Master Fund. By reason of the provisions under Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Rubicon Fund Management Ltd., Rubicon Fund Management LLP, Paul Anthony Brewer, Jeffrey Eugene Brummette, William Francis Callanan, Vilas Gadkari and Horace Joseph Leitch III may be deemed to be beneficial owners of the Securities. Each of Rubicon Fund Management Ltd., Rubicon Fund Management LLP, Paul Anthony Brewer, Jeffrey Eugene Brummette, William Francis Callanan, Vilas Gadkari and Horace Joseph Leitch III disclaim beneficial ownership of the Securities. RUBICON FUND MANAGEMENT LTD. By: /s/ David DeRosa ---------------------------------------------- Name: David DeRosa Title: Authorized Person RUBICON FUND MANAGEMENT LLP By: /s/ Horace Joseph Leitch III ---------------------------------------------- Name: Horace Joseph Leitch III Title: Authorized Person PAUL ANTHONY BREWER By: /s/ Horace Joseph Leitch III ------------------------------------------------------- Name: Horace Joseph Leitch III Title: Authorized Person JEFFREY EUGENE BRUMMETTE By: /s/ Horace Joseph Leitch III ------------------------------------------------------- Name: Horace Joseph Leitch III Title: Authorized Person WILLIAM FRANCIS CALLANAN By: /s/ William Francis Callanan ---------------------------------------------- Name: William Francis Callanan VILAS GADKARI By: /s/ Vilas Gadkari ---------------------------------------------- Name: Vilas Gadkari HORACE JOSEPH LEITCH III By: /s/ Horace Joseph Leitch III ---------------------------------------------- Name: Horace Joseph Leitch III -----END PRIVACY-ENHANCED MESSAGE-----