-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ayy/Kq6spFBdt4D2MkXxkvNRdDI2vUQLaoK572GmJAGMAx2Aj6AENZauTNRIDyKX PM+RzQvuykniLl/piDnqSg== 0000902664-05-002255.txt : 20051118 0000902664-05-002255.hdr.sgml : 20051118 20051118144649 ACCESSION NUMBER: 0000902664-05-002255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051031 FILED AS OF DATE: 20051118 DATE AS OF CHANGE: 20051118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Callanan William Francis CENTRAL INDEX KEY: 0001311944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215019 BUSINESS ADDRESS: BUSINESS PHONE: 44-207-074-4200 MAIL ADDRESS: STREET 1: 103 MOUNT STREET STREET 2: 4TH FLOOR CITY: LONDON STATE: X0 ZIP: W1K2TJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gadkari Vilas CENTRAL INDEX KEY: 0001311945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215018 BUSINESS ADDRESS: BUSINESS PHONE: 4420-7074-4205 MAIL ADDRESS: STREET 1: 1, PEMBRIDGE PLACE, CITY: LONDON, STATE: X0 ZIP: W2 4XB REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brummette Jeffrey eugene CENTRAL INDEX KEY: 0001311946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215020 BUSINESS ADDRESS: BUSINESS PHONE: 442070744200 MAIL ADDRESS: STREET 1: 23 THURLOE SQUARE CITY: LONDON STATE: X0 ZIP: SW7 2SD REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leitch Horace Joseph III CENTRAL INDEX KEY: 0001311947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215016 BUSINESS ADDRESS: BUSINESS PHONE: 4420 7937 5860 MAIL ADDRESS: STREET 1: 18 KENSINGTON SQUARE CITY: LONDON STATE: X0 ZIP: W8 5HH REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenshields Robert Michael CENTRAL INDEX KEY: 0001311965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215017 BUSINESS ADDRESS: BUSINESS PHONE: 44 20 7074 4200 MAIL ADDRESS: STREET 1: 103 MOUNT STREET CITY: LONDON STATE: X0 ZIP: W1K 2TJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brewer Paul Anthony CENTRAL INDEX KEY: 0001316949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215021 BUSINESS ADDRESS: BUSINESS PHONE: 44 20 7074 4207 MAIL ADDRESS: STREET 1: DONHEAD HALL STREET 2: DONHEAD ST. MARY CITY: SHAFTSBURY STATE: X0 ZIP: SP7 9DS ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADENCE RESOURCES CORP CENTRAL INDEX KEY: 0000933157 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 870306609 STATE OF INCORPORATION: UT FISCAL YEAR END: 0104 BUSINESS ADDRESS: STREET 1: 6 EAST ROSE ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 509-526-3491 MAIL ADDRESS: STREET 1: 6 EAST ROSE STREET STREET 2: NO SUITE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL SILVER MINES INC DATE OF NAME CHANGE: 19960223 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED ROYAL MINES INC DATE OF NAME CHANGE: 19950908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubicon Fund Management LLP CENTRAL INDEX KEY: 0001311966 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215023 BUSINESS ADDRESS: STREET 1: 103 MOUNT STREET CITY: LONDON STATE: X0 ZIP: W1K 2TJ BUSINESS PHONE: 44 207 074 4200 MAIL ADDRESS: STREET 1: 103 MOUNT STREET CITY: LONDON STATE: X0 ZIP: W1K 2TJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubicon Master Fund CENTRAL INDEX KEY: 0001312098 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215024 BUSINESS ADDRESS: STREET 1: P.O. BOX 309 STREET 2: UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: NONE BUSINESS PHONE: 1 345 949 8066 MAIL ADDRESS: STREET 1: P.O. BOX 309 STREET 2: UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: NONE REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubicon Fund Management Ltd. CENTRAL INDEX KEY: 0001312100 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25170 FILM NUMBER: 051215022 BUSINESS ADDRESS: STREET 1: P.O. BOX 309 STREET 2: UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: NONE BUSINESS PHONE: 1 345 949 8066 MAIL ADDRESS: STREET 1: P.O. BOX 309 STREET 2: UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: NONE 4 1 form4_ex.xml X0202 4 2005-10-31 0 0000933157 CADENCE RESOURCES CORP CDNR 0001312098 Rubicon Master Fund P.O. BOX 309 UGLAND HOUSE GEORGE TOWN E9 NONE CAYMAN ISLANDS 0 0 1 0 0001311966 Rubicon Fund Management LLP 103 MOUNT STREET LONDON X0 W1K 2TJ UNITED KINGDOM 0 0 1 0 0001312100 Rubicon Fund Management Ltd. P.O. BOX 309 UGLAND HOUSE GEORGE TOWN E9 NONE CAYMAN ISLANDS 0 0 1 0 0001316949 Brewer Paul Anthony DONHEAD HALL DONHEAD ST. MARY SHAFTSBURY X0 SP7 9DS UNITED KINGDOM 0 0 1 0 0001311946 Brummette Jeffrey eugene 23 THURLOE SQUARE LONDON X0 SW7 2SD UNITED KINGDOM 0 0 1 0 0001311944 Callanan William Francis 103 MOUNT STREET 4TH FLOOR LONDON X0 W1K2TJ UNITED KINGDOM 0 0 1 0 0001311945 Gadkari Vilas 1, PEMBRIDGE PLACE, LONDON, X0 W2 4XB UNITED KINGDOM 0 0 1 0 0001311965 Greenshields Robert Michael 103 MOUNT STREET LONDON X0 W1K 2TJ UNITED KINGDOM 0 0 1 0 0001311947 Leitch Horace Joseph III 18 KENSINGTON SQUARE LONDON X0 W8 5HH UNITED KINGDOM 0 0 1 0 Common Stock 2005-10-31 4 A 0 5200000 A 8000000 D See Continuation Sheet Received in exchange for 2,600,000 shares of Aurora Energy Ltd. in connection with the merger of Aurora Energy Ltd. into Cadence Resources Corporation, which were originally purchased by Rubicon Master Fund and Aurora Energy Ltd. pursuant to a securities purchase agreement on January 31, 2005 for $6,500,000. Includes 520,000 shares held in escrow by Cadence Resources Corporation until April 30, 2006. /s/ Vilas Gadkari 2005-11-18 EX-99 2 exhibit99.txt CADENCE RESOURCES CORPORATION 10/31/05 Rubicon Master Fund Cadence Resources Corporation. (CDNR) November 18, 2005 Joint Filer Information 1. Name: Rubicon Fund Management Ltd. Address: P.O Box 309 Ugland House Georgetown, Cayman Islands 2. Name: Rubicon Fund Management LLP Address: P.O Box 309 Ugland House Georgetown, Cayman Islands 3. Name: Horace Joseph Leitch III Address: 103 Mount St. London,W1K2TJ, United Kingdom 4. Name: Anthony Brewer Address 103 Mount St. London,W1K2TJ, United Kingdom 5. Name: Jeffrey Eugene Brummette Address 103 Mount St. London,W1K2TJ, United Kingdom 6. Name: Robert Michael Greenshields Address 103 Mount St. London,W1K2TJ, United Kingdom 7. Name: Vilas Gadkari Address 103 Mount St. London,W1K2TJ, United Kingdom 8. Name: William Francis Callanan Address 103 Mount St. London,W1K2TJ, United Kingdom Designated Filer: Rubicon Master Fund Issuer & Ticker Symbol: Cadence Resources Corporation (CDNR) Date of Event Requiring Statement: October 31, 2005 NOTE: (1) Pursuant to Investment Agreements, each of Rubicon Fund Management Ltd., and Rubicon Fund Management LLP share all investment and voting power with respect to the Common Stock and Warrants reported in this Form 4 (the "Securities") , which are directly held by Rubicon Master Fund. By reason of the provisions under Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Rubicon Fund Management Ltd., Rubicon Fund Management LLP, Paul Anthony Brewer, Jeffrey Eugene Brummette, William Francis Callanan, Vilas Gadkari, Robert Michael Greenshields and Horace Joseph Leitch III may be deemed to be beneficial owners of the Securities. Each of Rubicon Fund Management Ltd., Rubicon Fund Management LLP, Paul Anthony Brewer, Jeffrey Eugene Brummette, William Francis Callanan, Vilas Gadkari, Robert Michael Greenshields and Horace Joseph Leitch III disclaim beneficial ownership of the Securities. (2) Received in exchange for 2,600,000 shares of Aurora Energy Ltd. in connection with the merger of Aurora Energy Ltd. into Cadence Resources Corporation, which were originally purchased by Rubicon Master Fund from Aurora Energy Ltd. pursuant to a securities purchase agreement on January 31, 2005 for $6,500,000. (3) Includes 520,000 shares held in escrow by Cadence Resources Corporation until April 30, 2006. RUBICON FUND MANAGEMENT LTD. By: /s/ DAVID DEROSA ---------------------------- Name: David DeRosa Title: Authorized Person RUBICON FUND MANAGEMENT LLP By: /s/ Horace Joseph Leitch III ---------------------------- Name: Horace Joseph Leitch III Title: Authorized Person PAUL ANTHONY BREWER By: /s/ Paul Anthony Brewer ---------------------------- Name: Paul Anthony Brewer Title: Authorized Person JEFFREY EUGENE BRUMMETTE By: /s/ Jeffrey Eugene Brummette ---------------------------- Name: Jeffrey Eugene Brummette Title: Authorized Person WILLIAM FRANCIS CALLANAN By: /s/ William Francis Callanan ---------------------------- Name: William Francis Callanan VILAS GADKARI By: /s/ Vilas Gadkari ---------------------------- Name: Vilas Gadkari ROBERT MICHAEL GREENSHIELDS By: /s/ Robert Michael Greenshields ---------------------------- Name: Robert Michael Greenshields HORACE JOSEPH LEITCH III By: /s/ Horace Joseph Leitch III ------------------------------------------------- Name: Horace Joseph Leitch III -----END PRIVACY-ENHANCED MESSAGE-----