-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQnvTZFQobwnfgnR8U7GBXWhUFAPY9f5J+bp0ABPKfvT7w8Ojqz9zJep40+edQYO HL4Lbm4VpdLdFNu3vYJyxg== 0001225208-08-014769.txt : 20080912 0001225208-08-014769.hdr.sgml : 20080912 20080912204910 ACCESSION NUMBER: 0001225208-08-014769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080910 FILED AS OF DATE: 20080912 DATE AS OF CHANGE: 20080912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASHINGTON MUTUAL, INC CENTRAL INDEX KEY: 0000933136 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 911653725 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-461-2000 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON MUTUAL INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTELLA STEPHEN J CENTRAL INDEX KEY: 0001254767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14667 FILM NUMBER: 081070397 BUSINESS ADDRESS: BUSINESS PHONE: 212 270 6000 MAIL ADDRESS: STREET 1: J P MORGAN CHASE & CO STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0303 4 2008-09-10 0000933136 WASHINGTON MUTUAL, INC WM 0001254767 ROTELLA STEPHEN J 1301 SECOND AVENUE SEATTLE WA 98101 1 President and COO Stock Option (Right to Buy) 2.32 2008-09-10 4 A 0 1500000 0 A 2015-09-10 Common Stock 1500000 1500000 D Option granted pursuant to the Washington Mutual, Inc. Amended and Restated 2003 Equity Incentive Plan. The stock option grant vests in four equal 25% increments as follows: (i) 25% vests on the first anniversary date of the grant, (ii) 25% vests if the average NYSE-reported closing price of the Company's common stock over 20 consecutive trading days equals or exceeds $10.00 per share, (iii) 25% vests if the average NYSE-reported closing price of the Company's common stock over 20 consecutive trading days equals or exceeds $14.00 per share, and (iv) 25% vests if the average NYSE-reported closing price of the Company's common stock over 20 consecutive trading days equals or exceeds $18.00 per share. /s/ Casey M. Nault, Attorney-in-Fact 2008-09-12 -----END PRIVACY-ENHANCED MESSAGE-----