0001209191-21-056643.txt : 20210917 0001209191-21-056643.hdr.sgml : 20210917 20210917163118 ACCESSION NUMBER: 0001209191-21-056643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLAN JAMES LAWRENCE CENTRAL INDEX KEY: 0000933028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36900 FILM NUMBER: 211260785 MAIL ADDRESS: STREET 1: BAKER BOTTS L.L.P. STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolan Kristin A CENTRAL INDEX KEY: 0001480991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36900 FILM NUMBER: 211260784 MAIL ADDRESS: STREET 1: C/O MSG TWO PENN PLAZA STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Madison Square Garden Sports Corp. CENTRAL INDEX KEY: 0001636519 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 473373056 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: TWO PENNSYLVANIA PLAZA CITY: NEW YORK STATE: NY ZIP: 10121 BUSINESS PHONE: 212-465-4111 MAIL ADDRESS: STREET 1: TWO PENNSYLVANIA PLAZA CITY: NEW YORK STATE: NY ZIP: 10121 FORMER COMPANY: FORMER CONFORMED NAME: Madison Square Garden Sports Corp DATE OF NAME CHANGE: 20200417 FORMER COMPANY: FORMER CONFORMED NAME: Madison Square Garden Co DATE OF NAME CHANGE: 20151001 FORMER COMPANY: FORMER CONFORMED NAME: MSG SPINCO, INC. DATE OF NAME CHANGE: 20150313 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-15 0 0001636519 Madison Square Garden Sports Corp. MSGS 0000933028 DOLAN JAMES LAWRENCE TWO PENN PLAZA NEW YORK NY 10121-0091 1 1 0 1 Executive Chairman Member of 13(d) Group 0001480991 Dolan Kristin A TWO PENN PLAZA NEW YORK NY 10121-0091 1 0 0 0 Class A Common Stock 2021-09-15 4 M 0 4071 0.00 A 190861 D Class A Common Stock 2021-09-15 4 M 0 812 0.00 A 191673 D Class A Common Stock 2021-09-15 4 M 0 5399 0.00 A 197072 D Class A Common Stock 2021-09-15 4 M 0 3746 0.00 A 200818 D Class A Common Stock 2021-09-15 4 F 0 7451 180.51 D 193367 D Class A Common Stock 2021-09-15 4 M 0 12211 0.00 A 205578 D Class A Common Stock 2021-09-15 4 M 0 2436 0.00 A 208014 D Class A Common Stock 2021-09-15 4 F 0 7681 180.51 D 200333 D Class A Common Stock 7604 I By Spouse Class A Common Stock 491 I By Minor Children Restricted Stock Units 2021-09-15 4 M 0 4071 0.00 D 2021-09-15 Class A Common Stock 4071 0 D Restricted Stock Units 2021-09-15 4 M 0 812 0.00 D 2022-09-15 Class A Common Stock 812 0 D Restricted Stock Units 2021-09-15 4 M 0 5399 0.00 D 2022-09-15 Class A Common Stock 5399 5399 D Restricted Stock Units 2021-09-15 4 M 0 3746 0.00 D 2023-09-15 Class A Common Stock 3746 7494 D Performance Restricted Stock Units 2021-09-15 4 M 0 12211 0.00 D 2021-09-15 Class A Common Stock 12211 0 D Performance Restricted Stock Units 2021-09-15 4 M 0 2436 0.00 D 2021-09-15 Class A Common Stock 2436 0 D Each restricted stock unit ("RSU") was granted on August 29, 2018 under the Madison Square Garden Sports Corp. ("MSGS") 2015 Employee Stock Plan (the "2015 Employee Stock Plan") and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2019. One-third of the RSUs vested and were settled on September 15, 2020.The remaining one-third of the RSUs vested and were settled on September 15, 2021. Includes shares held jointly with spouse. Securities held directly by James L. Dolan, Kristin A. Dolan's spouse or jointly by James L. Dolan and Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities held jointly with her spouse) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Each RSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2019. One-third of the RSUs vested and were settled on September 15, 2020. The remaining one-third of the RSUs vested and were settled on September 15, 2021. Each RSU was granted on August 28, 2019 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs will vest on September 15, 2022. Each RSU was granted on August 27, 2020 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. One-third of the RSUs will vest on September 15, 2022. The remaining one-third of the RSUs will vest on September 15, 2023. Represents RSUs of MSGS withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes 1, 4, 5 and 6, exempt under Rule 16b-3. Each performance restricted stock unit ("PSU") was granted on August 29, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. Each PSU was granted on October 3, 2018 under the 2015 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 27, 2021 and the PSUs vested and were settled on September 15, 2021. Represents PSUs of MSGS withheld to satisfy tax withholding obligations in connection with the vesting of PSUs described in footnotes 8 and 9 above, exempt under Rule 16b-3. Securities held by Kristin A. Dolan, James L. Dolan's spouse. Mr. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Ms. Dolan (other than securities in which he has a direct pecuniary interest) and this report shall not be deemed to be an admission that Mr. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Reporting Persons disclaim beneficial ownership of all securities of MSGS beneficially owned and deemed to be beneficially owned by their minor children and this filing shall not be deemed an admission that Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. /s/ James L. Dolan 2021-09-17 /s/ Mark C. Cresitello, Attorney-in-Fact for Kristin A. Dolan 2021-09-17