-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SrQlsymWV3eSkom3c04bfroHMVfwhuiuYLS5+lsfd9HALqDsJf2nrQdEYIhAN6gB ZvDFF326MuJUpC0vd2crOQ== 0001047469-98-026039.txt : 19980701 0001047469-98-026039.hdr.sgml : 19980701 ACCESSION NUMBER: 0001047469-98-026039 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980630 SROS: NASD GROUP MEMBERS: PEACEFUL RIVER CORP. GROUP MEMBERS: PIGEON CREEK HOLDINGS CO., LTD GROUP MEMBERS: WINBOND INTL CORP GROUP MEMBERS: WINDBOND ELECTRONICS CORP. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFORMATION STORAGE DEVICES INC /CA/ CENTRAL INDEX KEY: 0000932980 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770197173 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44765 FILM NUMBER: 98658521 BUSINESS ADDRESS: STREET 1: 2045 HAMILTON AVE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 4083692400 MAIL ADDRESS: STREET 1: 2045 HAMILTON AVE CITY: SAN JOSE STATE: CA ZIP: 95125 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINBOND INTL CORP CENTRAL INDEX KEY: 0001060777 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: NO 4 CREATION RD III, STREET 2: SCIENCE BASED IND PARK HSINCHU, TAIWAN, CITY: REPUBLIC OF CHINA STATE: ME ZIP: 11111 BUSINESS PHONE: 88635770066 MAIL ADDRESS: STREET 1: NO 4 CREATION RD III STREET 2: SCIENCE BASED IND PARK HSINCHU, TAIWAN, CITY: REPUBLIC OF CHINA STATE: F5 SC 13D/A 1 SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1* Information Storage Devices, Inc. -------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------- (Title of Class of Securities) 456753 -------------------------------------------------------------------- (CUSIP Number) Ding-Yuan Yang Winbond Electronics Corporation No. 4 Creation Road III Science-Based Industrial Park Hsinchu, Taiwan, R.O.C. 011-886-35-770066 -------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 25, 1998 -------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.113d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, SEE the Notes). CUSIP No. 456753 13D Page 2 of 7 Pages - ------------------------------------------------------------------------------- 1) Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (entities only) Winbond Int'l. Corporation - ---------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (SEE Instructions) (a) /x/ (b) / / - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization British Virgin Islands - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares -- ------------------------------------------------------------ Beneficially (8) Shared Voting Power 490,000 ------------------------------------------------------------ Owned by (9) Sole Dispositive Power -- Each Reporting ------------------------------------------------------------ Person with (10) Shared Dispositive Power 490,000 - ------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 490,000 - ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares /x/ (SEE Instructions) - ------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 4.973% - ------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- CUSIP No. 456753 13D Page 3 of 7 Pages - ------------------------------------------------------------------------------- 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Peaceful River Corp. - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (SEE Instructions) (a) /X/ (b) / / - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization British Virgin Islands - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares -- ------------------------------------------------------------ Beneficially (8) Shared Voting Power 387,000 ------------------------------------------------------------ Owned by (9) Sole Dispositive Power Each Reporting -- ------------------------------------------------------------ Person with (10) Shared Dispositive Power 387,000 - ------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 387,000 - ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares /x/ (SEE Instructions) - ------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 3.928% - ------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- CUSIP No. 456753 13D Page 4 of 7 Pages 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Pigeon Creek Holding Co., Ltd. - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (SEE Instructions) (a) /X/ (b) / / - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization British Virgin Islands - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares -- ----------------------------------------------------------- Beneficially (8) Shared Voting Power 483,000 ----------------------------------------------------------- Owned by (9) Sole Dispositive Power Each Reporting -- ----------------------------------------------------------- Person with (10) Shared Dispositive Power 483,000 ----------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 483,000 - ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares /x/ (SEE Instructions) - ------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 4.902% - ------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- CUSIP No. 456753 13D Page 5 of 7 Pages - ------------------------------------------------------------------------------- 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Winbond Electronics Corporation - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (SEE Instructions) (a) /X/ (b) / / - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization Republic of China in Taiwan - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power -- Shares ----------------------------------------------------------- Beneficially (8) Shared Voting Power 1,360,000 ----------------------------------------------------------- Owned by (9) Sole Dispositive Power -- ----------------------------------------------------------- Each Reporting Person with (10) Shared Dispositive Power 1,360,000 - ------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,360,000 - ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / (SEE Instructions) - ------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 13.803% - ------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- INTRODUCTION This Amendment No. 1 amends the initial Statement on Schedule 13D of Winbond Int'l. Corporation ("WIC"), Peaceful River Corp. ("PRC"), Pigeon Creek Holding Co., Ltd. ("PCH") and Winbond Electronics Corporation ("WEC") (collectively, "Winbond") dated May 21, 1998 and filed with the Securities and Exchange Commission on May 22, 1998 ("Statement"), with respect to the outstanding shares of common stock of Information Storage Devices, Inc. ("ISD"). This Amendment No. 1 is filed to reflect the acquisition by Winbond of additional shares of common stock of ISD on the open market, resulting in an increase in Winbond's beneficial ownership of the outstanding shares of common stock of ISD by more than one percent (1%) since the date of the Statement. According to ISD's Form 10-Q filed with the Securities and Exchange Commission on May 19, 1998, there were 9,853,216 shares of ISD common stock, no par value, outstanding as of May 8, 1998. Unless otherwise indicated, all capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Statement. ITEM 4. PURPOSE OF TRANSACTION. Item 4 of the Statement is hereby amended and supplemented by the following: On June 22, 1998, Arthur Chiao, WEC's Chairman of the Board, met with ISD's Chairman and Chief Executive Officer, David Angel, and other members of ISD's senior management at the company's offices in San Jose, California. Winbond made no proposals to ISD during the meeting except to request a position on ISD's board of directors. Mr. Angel advised Mr. Chiao that ISD would consider proposing a Winbond representative for nomination to the ISD board if Winbond's share ownership exceeds 14%. Mr. Angel also stated that ISD has no intention of being acquired by any company at this time. Mr. Angel and Mr. Chiao also discussed the possibility of a future business alliance between ISD and Winbond but did not make any agreements or formulate any plans for concluding such an alliance. Winbond's intentions with respect to its ownership of ISD Common Stock remain as disclosed in the initial Statement, and there are no contracts or arrangements between Winbond and ISD except as disclosed in the initial Statement. 6 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 of the Statement is hereby amended and supplemented by the following: (a) WEC is the beneficial owner of 1,360,000 shares of ISD Common Stock representing approximately 13.803% of the outstanding shares of ISD Common Stock. These figures also represent the aggregate beneficial ownership of ISD Common Stock of the Winbond group. Each of the members of the Winbond group is the record owner of the following number of shares and class percentage of ISD Common Stock:
Name Number of Shares Percentage ---- ---------------- ----------- WIC 490,000 4.973% PRC 382,000 3.928% PCH 483,000 4.902%
(c) Individual members of the Winbond group have made the following purchases of ISD Common Stock since the date of the group's initial Statement on May 21, 1998. All of such purchases were effected in the open market on the Nasdaq National Market System.
Number of Shares Purchaser Date Purchased Price per Share --------- ---- ---------------- --------------- PRC 05/26/98 2,000 $5.8750 PRC 05/27/98 20,000 $5.8750 PRC 05/28/98 2,500 $5.8750 PRC 06/04/98 7,500 $5.8750 PRC 06/05/98 5,000 $5.8750 PRC 06/08/98 10,000 $5.8750 PRC 06/09/98 15,000 $5.8750 PRC 06/10/98 10,000 $5.8750 PRC 06/12/98 2,000 $5.3750 PRC 06/15/98 10,000 $5.3750 PRC 06/16/98 3,000 $5.2500 PRC 06/25/98 15,000 $5.2500 PRC 06/26/98 25,000 $5.2500 PRC 06/29/98 5,000 $5.2500
7 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 of the Statement is hereby amended and supplemented by the following: WIC, PRC, PCH and WEC have each executed a power of attorney authorizing Ding-Yuan Yang and Lee Chen, acting singly, to execute and file this Amendment No. 1, and any amendment or amendments hereto and to execute for and on behalf of WIC, PRC, PCH and WEC Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the General Rules and Regulations promulgated thereunder. The powers of attorney were filed on June 1, 1998 in connection with Winbond's Form 3 filing. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 1 to the Statement is true, complete and correct. Date: June 30, 1998 By /s/ Ding-Yuan Yang ---------------------------- Ding-Yuan Yang Signing as attorney-in-fact on behalf of WIC, PRC, PCH and WEC 8 -----END PRIVACY-ENHANCED MESSAGE-----