-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyAoEnpIN5PnCjVmn73SJa4DJfp0EE2FBQ8ZtQe5rO5y+HN0D1gfxOwFpRXmYCoR /qXcE7wJtGKIh1Ybbz4RGQ== 0001047469-98-022472.txt : 19980602 0001047469-98-022472.hdr.sgml : 19980602 ACCESSION NUMBER: 0001047469-98-022472 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980520 FILED AS OF DATE: 19980601 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFORMATION STORAGE DEVICES INC /CA/ CENTRAL INDEX KEY: 0000932980 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770197173 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-25502 FILM NUMBER: 98640553 BUSINESS ADDRESS: STREET 1: 2045 HAMILTON AVE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 4083692400 MAIL ADDRESS: STREET 1: 2045 HAMILTON AVE CITY: SAN JOSE STATE: CA ZIP: 95125 COMPANY DATA: COMPANY CONFORMED NAME: WINBOND INTL CORP CENTRAL INDEX KEY: 0001060777 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: NO 4 CREATION RD III, STREET 2: SCIENCE BASED IND PARK HSINCHU, TAIWAN, CITY: REPUBLIC OF CHINA STATE: ME ZIP: 11111 BUSINESS PHONE: 88635770066 MAIL ADDRESS: STREET 1: NO 4 CREATION RD III STREET 2: SCIENCE BASED IND PARK HSINCHU, TAIWAN, CITY: REPUBLIC OF CHINA STATE: F5 3 1 FORM 3
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0104 Expires: September 30, 1998 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 (Print or Type Responses) Section 30(f) of the Investment Company Act of 1940 ----------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name AND Ticker or Trading Symbol quiring Statement Winbond Int'l. Corporation (Month/Day/Year) Information Storage Devices, Inc. (ISDI) - ------------------------------------------------- ------------------------------------------------------------ (Last) (First) (Middle) 5/20/98 5. Relationship of Reporting Person(s) 6. If Amendment, Date ----------------------- to Issuer (Check all applicable) of Original 3. IRS or Social Se- Director X 10% Owner (Month/Day/Year) curity Number of ---- ---- No. 4, Creation Rd. III Reporting Person Officer (give Other (specify --------------------- - ------------------------------------------------- (Voluntary) title below) below) 7. Individual or (Street) ---- ---- Joint/Group Filing (Check Applicable Line) --------------------------- Form filed by One Reporting Person --- Form filed by More than One Science-Based Industrial Park X Reporting Person Hsinchu, Taiwan, R.O.C. --- - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,228,000 I Direct and through affiliated record owners identified on continuation form. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). SEC 1473 (7-97) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Expiration (Instr. 4) Exercise Form of Ownership Date Price of Deriv- (Instr. 5) (Month/Day/ Deri- ative Year) vative Security: -------------------------------------------------- Security Direct Amount (D) or Date Expir- of Indirect Exer- ation Title Number (I) cisable Date of Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: Winbond Int'l. Corporation Winbond Electronics Corporation Peaceful River Corp. Pigeon Creek Holding Co., Ltd. By: Ding-Yuan Yang May 29, 1998 ------------------------------------- ---------------------- **Intentional misstatements or omissions of facts constitute Federal **Signature of Reporting Person Date Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Attorney-in-fact Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (7-97)
CONTINUATION OF FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person: Winbond Int'l. Corporation No. 4, Creation Road III Science-Based Industrial Park Hsinchu, Taiwan, R.O.C. 2. Date of Event Requiring Statement: 5/20/98 3. N/A 4. Issuer Name and Ticker or Trading Symbol: Information Storage Devices, Inc. (ISDI) 5. Relationship of Reporting Person(s) to Issuer: 10% Owner 6. N/A 7. Form filed by the reporting person with respect to the following securities owned by Pigeon Creek Holding Co., Ltd.:
Amount of Securities Title of Security Beneficially Owned Ownership Form - ----------------- -------------------- -------------- Common Stock 483,000 Direct
CONTINUATION OF FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person: Winbond Int'l. Corporation No. 4, Creation Road III Science-Based Industrial Park Hsinchu, Taiwan, R.O.C. 2. Date of Event Requiring Statement: 5/20/98 3. N/A 4. Issuer Name and Ticker or Trading Symbol: Information Storage Devices, Inc. (ISDI) 5. Relationship of Reporting Person(s) to Issuer: 10% Owner 6. N/A 7. Form filed by the reporting person with respect to the following securities held by Peaceful River Corp.:
Amount of Securities Title of Security Beneficially Owned Ownership Form - ----------------- -------------------- -------------- Common Stock 255,000 Direct
CONTINUATION OF FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person: Winbond Int'l. Corporation No. 4, Creation Road III Hsinchu, Taiwan, R.O.C. 2. Date of Event Requiring Statement: 5/20/98 3. N/A 4. Issuer Name and Ticker or Trading Symbol: Information Storage Devices, Inc. (ISDI) 5. Relationship of Reporting Person(s) to Issuer: 10% Owner 6. N/A 7. Form filed by the reporting person with respect to the following securities owned by Winbond Int'l Corporation:
Amount of Securities Title of Security Beneficially Owned Ownership Form - ----------------- -------------------- -------------- Common Stock 490,000 Direct
CONTINUATION OF FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person: Winbond Electronics Corporation No. 4, Creation Road III Science-Based Industrial Park Hsinchu, Taiwan, R.O.C. 2. Date of Event Requiring Statement: 5/20/98 3. N/A 4. Issuer Name and Ticker or Trading Symbol: Information Storage Devices, Inc. (ISDI) 5. Relationship of Reporting Person(s) to Issuer: 10% Owner 6. N/A 7. Form filed by the reporting person with respect to the following securities beneficially owned by Winbond Electronics Corporation:
Amount of Securities Title of Security Beneficially Owned Ownership Form - ----------------- -------------------- -------------- Common Stock 1,228,000 Indirect
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 and Schedule 13D Know all persons by these presents, that the undersigned hereby constitutes and appoints each of Ding-Yuan Yang and Lee Chen signing singly, as his/her, its true and lawful agent and attorney-in-fact to: 1. execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 as amended (the "Exchange Act") and the General Rules and Regulations promulgated thereunder (the "Rules"); 2. execute for and on behalf of the undersigned a Schedule 13D or Schedule 13G, and any amendments thereto, in accordance with Section 13(d) of the Exchange Act and the Rules; 3. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 or Schedule 13D or 13G and the timely filing of such forms with the United States Securities and Exchange Commission and any other authority or exchange; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 and Section 13 of the Exchange Act and the Rules thereunder. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of May, 1998. WINBOND INT'L CORPORATION By: /s/ Yung Chin ------------------------------- (Signature) Title: President ---------------------------- POWER OF ATTORNEY For Executing Forms 3, 4 and 5 and Schedule 13D Know all persons by these presents, that the undersigned hereby constitutes and appoints each of Ding-Yuan Yang and Lee Chen signing singly, as his/her, its true and lawful agent and attorney-in-fact to: 1. execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 as amended (the "Exchange Act") and the General Rules and Regulations promulgated thereunder (the "Rules"); 2. execute for and on behalf of the undersigned a Schedule 13D or Schedule 13G, and any amendments thereto, in accordance with Section 13(d) of the Exchange Act and the Rules; 3. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 or Schedule 13D or 13G and the timely filing of such forms with the United States Securities and Exchange Commission and any other authority or exchange; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 and Section 13 of the Exchange Act and the Rules thereunder. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 29th day of May, 1998. WINBOND ELECTRONICS CORPORATION By: /s/ Ding-Yuan Yang ------------------------------- (Signature) Title: President ---------------------------- POWER OF ATTORNEY For Executing Forms 3, 4 and 5 and Schedule 13D Know all persons by these presents, that the undersigned hereby constitutes and appoints each of Ding-Yuan Yang and Lee Chen signing singly, as his/her, its true and lawful agent and attorney-in-fact to: 1. execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 as amended (the "Exchange Act") and the General Rules and Regulations promulgated thereunder (the "Rules"); 2. execute for and on behalf of the undersigned a Schedule 13D or Schedule 13G, and any amendments thereto, in accordance with Section 13(d) of the Exchange Act and the Rules; 3. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 or Schedule 13D or 13G and the timely filing of such forms with the United States Securities and Exchange Commission and any other authority or exchange; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 and Section 13 of the Exchange Act and the Rules thereunder. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 29th day of May, 1998. PEACEFUL RIVER CORP. By: /s/ Yu-Cheng Chiao ------------------------------- (Signature) Title: Chairman ---------------------------- POWER OF ATTORNEY For Executing Forms 3, 4 and 5 and Schedule 13D Know all persons by these presents, that the undersigned hereby constitutes and appoints each of Ding-Yuan Yang and Lee Chen signing singly, as his/her, its true and lawful agent and attorney-in-fact to: 1. execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 as amended (the "Exchange Act") and the General Rules and Regulations promulgated thereunder (the "Rules"); 2. execute for and on behalf of the undersigned a Schedule 13D or Schedule 13G, and any amendments thereto, in accordance with Section 13(d) of the Exchange Act and the Rules; 3. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 or Schedule 13D or 13G and the timely filing of such forms with the United States Securities and Exchange Commission and any other authority or exchange; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 and Section 13 of the Exchange Act and the Rules thereunder. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 29th day of May, 1998. PIGEON CREEK HOLDING CO., LTD. By: /s/ Yu-Cheng Chiao ------------------------------- (Signature) Title: Chairman ---------------------------- -----END PRIVACY-ENHANCED MESSAGE-----