8-K 1 ai125916.htm FORM 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC  20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  April 27, 2006

AVIGEN, INC.

(Exact name of registrant as specified in charter)

 

 

 

 

 

Delaware

 

000-28272

 

13-3647113

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

 

 

1301 Harbor Bay Parkway

Alameda, California  94502

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code:  (510) 748-7150

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



Item 2.02.   Results of Operations and Financial Condition.

          On April 27, 2006, Avigen, Inc. issued a press release announcing its financial results for the first quarter of 2006.  A copy of the press release is attached as Exhibit 99.1 to this current report and is incorporated herein by reference.

          The information in this Section 2.02 and in the press release attached as Exhibit 99.1 to this current report, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.  The information contained in this Section 2.02 and in the accompanying exhibit shall not be incorporated by reference into any filing with the U.S. Securities and Exchange Commission made by Avigen, Inc., whether made before or after the date hereof, regardless of any general incorporation language in such filing.

Item 9.01   Financial Statements and Exhibits.

Exhibit
Number

 

Description


 


99.1

 

Press Release, dated April 27, 2006, announcing Avigen’s financial results for the first quarter of 2006.


SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

Avigen, Inc.

 

 

 

 

 

 

Dated:  April 27, 2006

By:

/s/ Andrew A. Sauter

 

 


 

 

Andrew A. Sauter

 

 

Vice President, Finance


INDEX TO EXHIBITS

Exhibit
Number

 

Description


 


99.1

 

Press Release, dated April 27, 2006, announcing Avigen’s financial results for the first quarter of 2006.