-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AVMblvbnXIRqeGS37i2k6Lv8pVOdvFeSnIo2F1kEL6HVFOa5C0pzYGFO842R3aND dnvslIYi84DcY04RNyt/9A== 0000950123-08-010236.txt : 20080828 0000950123-08-010236.hdr.sgml : 20080828 20080828095807 ACCESSION NUMBER: 0000950123-08-010236 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080828 DATE AS OF CHANGE: 20080828 EFFECTIVENESS DATE: 20080828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY BALANCED FUND CENTRAL INDEX KEY: 0000932843 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07245 FILM NUMBER: 081043725 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 296-6963 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY BALANCED GROWTH FUND DATE OF NAME CHANGE: 20010618 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER BALANCED GROWTH FUND /NEW/ DATE OF NAME CHANGE: 19980804 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER BALANCED GROWTH FUND DATE OF NAME CHANGE: 19941116 0000932843 S000002378 NONE C000006279 A BGRAX C000006280 B BGRBX C000006281 C BGRCX C000006282 I BGRDX N-PX 1 y65113awnvpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER 811-07245 MORGAN STANLEY BALANCED FUND (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code)
Amy Doberman, Esq. Managing Director Morgan Stanley Investment Advisors Inc. 522 Fifth Avenue New York, New York 10036 (Name and address of agent for service) Registrant's telephone number, including area code: 800-869-6397 Date of fiscal year end: 1/31 Date of reporting period: 7/1/07 -- 6/30/08 ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07245 Reporting Period: 07/01/2007 - 06/30/2008 Morgan Stanley Balanced Fund ========================= MORGAN STANLEY BALANCED FUND ========================= ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 25, 2008 Meeting Type: Annual Record Date: FEB 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director R.S. Austin For For Management 1.2 Elect Director W.M. Daley For For Management 1.3 Elect Director W.J. Farrell For For Management 1.4 Elect Director H.L. Fuller For For Management 1.5 Elect Director W.A. Osborn For For Management 1.6 Elect Director D.A.L. Owen For For Management 1.7 Elect Director B. Powell, Jr. For For Management 1.8 Elect Director W.A. Reynolds For For Management 1.9 Elect Director R.S. Roberts For For Management 1.10 Elect Director S.C. Scott, III For For Management 1.11 Elect Director W.D. Smithburg For For Management 1.12 Elect Director G.F. Tilton For For Management 1.13 Elect Director M.D. White For For Management 2 Ratify Auditors For For Management 3 Amend Human Rights Policy to Address Against Against Shareholder Access to Medicines 4 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- AEGON NV Ticker: AEG Security ID: 007924103 Meeting Date: APR 23, 2008 Meeting Type: Annual Record Date: MAR 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 APPROVAL OF THE ADOPTION OF THE ANNUAL For For Management ACCOUNTS 2007. 2 APPROVAL OF THE FINAL DIVIDEND 2007. For For Management 3 APPROVAL TO RELEASE THE MEMBERS OF THE For For Management EXECUTIVE BOARD FROM LIABILITY FOR THEIR DUTIES. 4 APPROVAL TO RELEASE THE MEMBERS OF THE For For Management SUPERVISORY BOARD FROM LIABILITY FOR THEIR DUTIES. 5 Ratify Auditors For For Management 6 APPROVAL TO CANCEL 99,769,902 COMMON For For Management SHARES, REPURCHASED IN 2007. 7 APPROVAL TO RE-APPOINT MR. I.W. BAILEY, For For Management II TO THE SUPERVISORY BOARD. 8 APPROVAL TO APPOINT MS. C. KEMPLER TO THE For For Management SUPERVISORY BOARD. 9 APPROVAL TO APPOINT MR. R.J. ROUTS TO THE For For Management SUPERVISORY BOARD. 10 APPROVAL TO APPOINT MR. D.P.M. VERBEEK TO For For Management THE SUPERVISORY BOARD. 11 APPROVAL TO APPOINT MR. B. VAN DER VEER For For Management TO THE SUPERVISORY BOARD. 12 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD For For Management TO ISSUE COMMON SHARES OF THE COMPANY. 13 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD For For Management TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING COMMON SHARES OF THE COMPANY. 14 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD For For Management TO ISSUE COMMON SHARES RELATED TO INCENTIVE PLANS. 15 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD For For Management TO ACQUIRE SHARES OF THE COMPANY.
- -------------------------------------------------------------------------------- ALCATEL LUCENT Ticker: ALU Security ID: 013904305 Meeting Date: MAY 30, 2008 Meeting Type: Annual/Special Record Date: APR 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial Statements For For Management and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Appoint Jean-Pierre Desbois as Censor For For Management 5 Appoint Patrick Hauptmann as Censor For For Management 6 Approve Special Auditors' Report For For Management Regarding Related-Party Transactions 7 Approve Transaction with Patricia Russo For For Management Regarding Severance Payments 8 Authorize Repurchase of Up to 10 Percent For For Management of Issued Share Capital 9 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 10 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 11 Approve Stock Option Plans Grants For For Management 12 Approve Employee Stock Purchase Plan For For Management 13 Amend Article 17 of Bylaws : Removal of For For Management the Qualified Majority Rule for Dismissal and Appointment of the Chairman and the CEO, Amend Consequently Articles 15 and 18 and Update Article 12 14 Authorize Filing of Required For For Management Documents/Other Formalities 15 Amendments or New Resolutions Proposed at For For Management the Meeting
- -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 28, 2008 Meeting Type: Annual Record Date: APR 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Elizabeth E. Bailey For For Management 2 Elect Director Gerald L. Baliles For For Management 3 Elect Director Dinyar S. Devitre For For Management 4 Elect Director Thomas F. Farrell II For For Management 5 Elect Director Robert E. R. Huntley For For Management 6 Elect Director Thomas W. Jones For For Management 7 Elect Director George Munoz For For Management 8 Elect Director Michael E. Szymanczyk For For Management 9 Ratify Auditors For For Management 10 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 11 Provide for Cumulative Voting Against Against Shareholder 12 Adopt the Marketing and Advertising Against Against Shareholder Provisions of the U.S. Master Settlement Agreement Globally 13 Cease Advertising Campaigns Oriented to Against Against Shareholder Prevent Youth Smoking 14 Implement the "Two Cigarette" Marketing Against Against Shareholder Approach 15 Adopt Principles for Health Care Reform Against Against Shareholder
- -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER CO. Ticker: AEP Security ID: 025537101 Meeting Date: APR 22, 2008 Meeting Type: Annual Record Date: FEB 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director E.R. Brooks For For Management 1.2 Elect Director Ralph D. Crosby, Jr. For For Management 1.3 Elect Director Linda A. Goodspeed For For Management 1.4 Elect Director Lester A. Hudson, Jr. For Withhold Management 1.5 Elect Director Lionel L. Nowell III For For Management 1.6 Elect Director Kathryn D. Sullivan For For Management 1.7 Elect Director Donald M. Carlton For For Management 1.8 Elect Director John P. DesBarres For Withhold Management 1.9 Elect Director Thomas E. Hoaglin For For Management 1.10 Elect Director Michael G. Morris For For Management 1.11 Elect Director Richard L. Sandor For For Management 2 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- APPLERA CORP Ticker: ABI Security ID: 038020103 Meeting Date: OCT 18, 2007 Meeting Type: Annual Record Date: AUG 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Richard H. Ayers For For Management 1.2 Elect Director Jean-Luc Belingard For For Management 1.3 Elect Director Robert H. Hayes For For Management 1.4 Elect Director Arnold J. Levine For For Management 1.5 Elect Director William H. Longfield For For Management 1.6 Elect Director Elaine R. Mardis For For Management 1.7 Elect Director Theodore E. Martin For For Management 1.8 Elect Director Carolyn W. Slayman For For Management 1.9 Elect Director James R. Tobin For For Management 1.10 Elect Director Tony L. White For For Management 2 Ratify Auditors For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan
- -------------------------------------------------------------------------------- BANK OF AMERICA CORP. Ticker: BAC Security ID: 060505104 Meeting Date: APR 23, 2008 Meeting Type: Annual Record Date: FEB 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director William Barnet, III For For Management 2 Elect Director Frank P. Bramble, Sr. For For Management 3 Elect Director John T. Collins For For Management 4 Elect Director Gary L. Countryman For For Management 5 Elect Director Tommy R. Franks For For Management 6 Elect Director Charles K. Gifford For For Management 7 Elect Director Kenneth D. Lewis For For Management 8 Elect Director Monica C. Lozano For For Management 9 Elect Director Walter E. Massey For For Management 10 Elect Director Thomas J. May For For Management 11 Elect Director Patricia E. Mitchell For For Management 12 Elect Director Thomas M. Ryan For For Management 13 Elect Director O. Temple Sloan, Jr. For For Management 14 Elect Director Meredith R. Spangler For For Management 15 Elect Director Robert L. Tillman For For Management 16 Elect Director Jackie M. Ward For Against Management 17 Ratify Auditors For For Management 18 Limit/Prohibit Executive Stock-Based Against Against Shareholder Awards 19 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 20 Limit Executive Compensation Against Against Shareholder 21 Provide for Cumulative Voting Against Against Shareholder 22 Independent Board Chairman Against Against Shareholder 23 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 24 Report on the Equator Principles Against Against Shareholder 25 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Human Rights
- -------------------------------------------------------------------------------- BAYER AG Ticker: BAYRY Security ID: 072730302 Meeting Date: APR 25, 2008 Meeting Type: Annual Record Date: MAR 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.35 per Share for Fiscal 2007 2 Approve Discharge of Management Board for For For Management Fiscal 2007 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2007 4 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 5 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion 6 Approve Creation of EUR 195.6 Million For For Management Pool of Capital to Guarantee Conversion Rights 7 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion 8 Approve Creation of EUR 195.6 Million For For Management Pool of Capital to Guarantee Conversion Rights 9 Approve Affiliation Agreements with For For Management Subsidiaries Fuenfte Bayer VV GmbH, Sechste Bayer VV GmbH, and Erste Bayer VV Aktiengesellschaft 10 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2008
- -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP. Ticker: BSX Security ID: 101137107 Meeting Date: MAY 6, 2008 Meeting Type: Annual Record Date: MAR 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Ursula M. Burns For Withhold Management 1.2 Elect Director Warren B. Rudman For For Management 1.3 Elect Director James R. Tobin For For Management 1.4 Elect Director Nancy-Ann DeParle For For Management 1.5 Elect Director J. Raymond Elliott For For Management 1.6 Elect Director Marye Anne Fox For Withhold Management 1.7 Elect Director Ray J. Groves For For Management 1.8 Elect Director N.J. Nicholas, Jr. For Withhold Management 1.9 Elect Director Pete M. Nicholas For For Management 1.10 Elect Director John E. Pepper For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Other Business For Against Management
- -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO. Ticker: BMY Security ID: 110122108 Meeting Date: MAY 6, 2008 Meeting Type: Annual Record Date: MAR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Lewis B. Campbell For For Management 2 Elect Director James M. Cornelius For For Management 3 Elect Director Louis J. Freeh For For Management 4 Elect Director Laurie H. Glimcher For For Management 5 Elect Director Michael Grobstein For For Management 6 Elect Director Leif Johansson For For Management 7 Elect Director Alan J. Lacey For For Management 8 Elect Director Vicki L. Sato For For Management 9 Elect Director Togo D. West, Jr. For For Management 10 Elect Director R. Sanders Williams For For Management 11 Ratify Auditors For For Management 12 Increase Disclosure of Executive Against Against Shareholder Compensation
- -------------------------------------------------------------------------------- CADBURY SCHWEPPES PLC Ticker: CSG Security ID: 127209302 Meeting Date: APR 11, 2008 Meeting Type: Annual/Special Record Date: MAR 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 TO CONSIDER, AND IF THOUGHT FIT, TO For For Management APPROVE (WITH OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT REFERRED TO IN THE NOTICE OF COURT MEETING DATED 19 MARCH, 2008. 2 TO APPROVE THE SCHEME OF ARRANGEMENT For For Management (WITH OR WITHOUT MODIFICATION), THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND OTHER RELATED MATTERS. 3 TO APPROVE, SUBJECT TO THE PASSING OF For For Management RESOLUTION 1, THE DEMERGER OF AMERICAS BEVERAGES, INCLUDING THE CADBURY PLC REDUCTION OF CAPITAL AND THE ENTRY INTO THE DEMERGER AGREEMENTS. 4 TO APPROVE THE PROPOSED CADBURY PLC For For Management REDUCTION OF CAPITAL (AS DEFINED IN THE CIRCULAR AND DESCRIBED IN PART II EXPLANATORY STATEMENT OF THE CIRCULAR). 5 TO APPROVE, SUBJECT TO THE PASSING OF For For Management RESOLUTIONS 1 AND 2, THE AMENDMENTS TO THE EXECUTIVE SHARE SCHEMES. 6 TO APPROVE, SUBJECT TO THE PASSING OF For For Management RESOLUTION 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SHARE OPTION PLAN, THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN, THE CADBURY PLC 2008 BONUS SHARE RETENTION PLAN AND THE CADBURY PLC 2008 INTERN 7 TO APPROVE, SUBJECT TO THE PASSING OF For For Management RESOLUTION 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH AVC SAVINGS 8 TO APPROVE, SUBJECT TO THE PASSING OF For For Management RESOLUTION 1, THE ESTABLISHMENT BY CADBURY PLC OF ADDITIONAL SHARE SCHEMES TO THOSE MENTIONED IN RESOLUTIONS 4 AND 6 FOR THE BENEFIT OF OVERSEAS EMPLOYEES OF CADBURY PLC AND ITS SUBSIDIARIES. 9 TO APPROVE, SUBJECT TO THE PASSING OF For For Management RESOLUTION 1 AND 5, THE INCREASE IN THE MAXIMUM VALUE OF AN ANNUAL AWARD UNDER THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN TO 300% OF BASIC PAY. 10 TO RECEIVE THE 2007 FINANCIAL STATEMENTS For For Management AND THE 2007 ANNUAL REPORT AND ACCOUNTS. 11 TO DECLARE THE FINAL DIVIDEND. For For Management 12 TO APPROVE THE DIRECTOR'S REMUNERATION For For Management REPORT. 13 TO RE-APPOINT WOLFGANG BERNDT AS A For For Management DIRECTOR. 14 TO RE-APPOINT LORD PATTEN AS A DIRECTOR. For For Management 15 TO RE-APPOINT BOB STACK AS A DIRECTOR. For For Management 16 TO RE-APPOINT GUY ELLIOTT AS A DIRECTOR. For For Management 17 TO RE-APPOINT ELLEN MARRAM AS A DIRECTOR. For For Management 18 Ratify Auditors For For Management 19 TO AUTHORISE THE DIRECTORS TO SET THE For For Management AUDITORS FEES. 20 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management FURTHER SHARES. 21 TO DISAPPLY PRE-EMPTION RIGHTS. For For Management 22 TO AUTHORISE THE COMPANY TO BUY BACK For For Management SHARES.
- -------------------------------------------------------------------------------- CHARLES SCHWAB CORP., THE Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 15, 2008 Meeting Type: Annual Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Frank C. Herringer For For Management 2 Elect Director Stephen T. McLin For For Management 3 Elect Director Charles R. Schwab For For Management 4 Elect Director Roger O. Walther For For Management 5 Elect Director Robert N. Wilson For For Management 6 Report on Political Contributions Against Against Shareholder 7 Amend Bylaws to Prohibit Precatory Against Against Shareholder Proposals
- -------------------------------------------------------------------------------- CHUBB CORP., THE Ticker: CB Security ID: 171232101 Meeting Date: APR 29, 2008 Meeting Type: Annual Record Date: MAR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Zoe Baird For For Management 2 Elect Director Sheila P. Burke For For Management 3 Elect Director James I. Cash, Jr. For For Management 4 Elect Director Joel J. Cohen For For Management 5 Elect Director John D. Finnegan For For Management 6 Elect Director Klaus J. Mangold For For Management 7 Elect Director Martin G. McGuinn For For Management 8 Elect Director Lawrence M. Small For For Management 9 Elect Director Jess Soderberg For For Management 10 Elect Director Daniel E. Somers For For Management 11 Elect Director Karen Hastie Williams For For Management 12 Elect Director Alfred W. Zollar For For Management 13 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- CIGNA CORP. Ticker: CI Security ID: 125509109 Meeting Date: APR 23, 2008 Meeting Type: Annual Record Date: FEB 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Peter N. Larson For For Management 2 Elect Director Roman Martinez IV For For Management 3 Elect Director Carol Cox Wait For For Management 4 Elect Director William D. Zollars For For Management 5 Ratify Auditors For For Management 6 Eliminate Class of Preferred Stock For For Management 7 Reduce Supermajority Vote Requirement For For Management 8 Reduce Supermajority Vote Requirement For For Management
- -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 15, 2007 Meeting Type: Annual Record Date: SEP 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Carol A. Bartz For For Management 2 Elect Director M. Michele Burns For For Management 3 Elect Director Michael D. Capellas For For Management 4 Elect Director Larry R. Carter For For Management 5 Elect Director John T. Chambers For For Management 6 Elect Director Brian L. Halla For For Management 7 Elect Director Dr. John L. Hennessy For For Management 8 Elect Director Richard M. Kovacevich For For Management 9 Elect Director Roderick C. McGeary For For Management 10 Elect Director Michael K. Powell For For Management 11 Elect Director Steven M. West For For Management 12 Elect Director Jerry Yang For For Management 13 Amend Omnibus Stock Plan For For Management 14 Approve Executive Incentive Bonus Plan For For Management 15 Ratify Auditors For For Management 16 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Human Rights 17 Pay For Superior Performance Against Against Shareholder 18 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 19 Report on Internet Fragmentation Against Against Shareholder
- -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967101 Meeting Date: APR 22, 2008 Meeting Type: Annual Record Date: FEB 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director C. Michael Armstrong For Against Management 2 Elect Director Alain J.P. Belda For Against Management 3 Elect Director Sir Winfried Bischoff For For Management 4 Elect Director Kenneth T. Derr For For Management 5 Elect Director John M. Deutch For For Management 6 Elect Director Roberto Hernandez Ramirez For For Management 7 Elect Director Andrew N. Liveris For For Management 8 Elect Director Anne Mulcahy For For Management 9 Elect Director Vikram Pandit For For Management 10 Elect Director Richard D. Parsons For For Management 11 Elect Director Judith Rodin For For Management 12 Elect Director Robert E. Rubin For For Management 13 Elect Director Robert L. Ryan For For Management 14 Elect Director Franklin A. Thomas For For Management 15 Ratify Auditors For For Management 16 Disclose Prior Government Service Against Against Shareholder 17 Report on Political Contributions Against Against Shareholder 18 Limit Executive Compensation Against Against Shareholder 19 Require More Director Nominations Than Against Against Shareholder Open Seats 20 Report on the Equator Principles Against Against Shareholder 21 Adopt Employment Contract Principles Against For Shareholder 22 Amend GHG Emissions Policies to Limit Against Against Shareholder Coal Financing 23 Report on Human Rights Investment Against Against Shareholder Policies 24 Independent Board Chairman Against Against Shareholder 25 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 26 Indicate If You Would Like to Keep Your None For Management Vote Confidential Under Current Policy
- -------------------------------------------------------------------------------- COCA-COLA COMPANY, THE Ticker: KO Security ID: 191216100 Meeting Date: APR 16, 2008 Meeting Type: Annual Record Date: FEB 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Herbert A. Allen For For Management 2 Elect Director Ronald W. Allen For For Management 3 Elect Director Cathleen P. Black For For Management 4 Elect Director Barry Diller For For Management 5 Elect Director Alexis M. Herman For For Management 6 Elect Director E. Neville Isdell For For Management 7 Elect Director Muhtar Kent For For Management 8 Elect Director Donald R. Keough For For Management 9 Elect Director Donald F. McHenry For For Management 10 Elect Director Sam Nunn For For Management 11 Elect Director James D. Robinson III For For Management 12 Elect Director Peter V. Ueberroth For For Management 13 Elect Director Jacob Wallenberg For For Management 14 Elect Director James B. Williams For For Management 15 Ratify Auditors For For Management 16 Approve Stock Option Plan For For Management 17 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 18 Independent Board Chairman Against Against Shareholder 19 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Human Rights
- -------------------------------------------------------------------------------- COMCAST CORP. Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 14, 2008 Meeting Type: Annual Record Date: MAR 6, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director S. Decker Anstrom For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Julian A. Brodsky For For Management 1.6 Elect Director Joseph J. Collins For For Management 1.7 Elect Director J. Michael Cook For For Management 1.8 Elect Director Gerald L. Hassell For For Management 1.9 Elect Director Jeffrey A. Honickman For For Management 1.10 Elect Director Brian L. Roberts For For Management 1.11 Elect Director Ralph J. Roberts For For Management 1.12 Elect Director Dr. Judith Rodin For For Management 1.13 Elect Director Michael I. Sovern For For Management 2 Ratify Auditors For For Management 3 Amend Restricted Stock Plan For For Management 4 Amend Stock Option Plan For For Management 5 Adopt Recapitalization Plan Against For Shareholder 6 Increase Disclosure of Executive Against Against Shareholder Compensation 7 Require More Director Nominations Than Against Against Shareholder Open Seats 8 Report on Pay Disparity Against Against Shareholder 9 Provide for Cumulative Voting for Class A Against For Shareholder Shareholders 10 Adopt Principles for Health Care Reform Against Against Shareholder 11 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- CONAGRA FOODS INC. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 27, 2007 Meeting Type: Annual Record Date: AUG 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Mogens C. Bay For Withhold Management 1.2 Elect Director Steven F. Goldstone For For Management 1.3 Elect Director W.G. Jurgensen For For Management 1.4 Elect Director Ruth Ann Marshall For For Management 1.5 Elect Director Gary M. Rodkin For For Management 1.6 Elect Director Andrew J. Schindler For For Management 2 Ratify Auditors For For Management 3 Report on Feasibility of Improving Animal Against Against Shareholder Welfare Standards
- -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 14, 2008 Meeting Type: Annual Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Harold W. McGraw III For For Management 2 Elect Director James J. Mulva For For Management 3 Elect Director Bobby S. Shackouls For For Management 4 Declassify the Board of Directors For For Management 5 Ratify Auditors For For Management 6 Require Director Nominee Qualifications Against Against Shareholder 7 Report on Indigenous Peoples Rights Against Against Shareholder Policies 8 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 9 Report on Political Contributions Against Against Shareholder 10 Adopt Greenhouse Gas Emissions Goals for Against Against Shareholder Products and Operations 11 Report on Community Environmental Impacts Against Against Shareholder of Operations 12 Report on Environmental Damage from Against Against Shareholder Drilling in the National Petroleum Reserve 13 Report on Environmental Impact of Oil Against Against Shareholder Sands Operations in Canada 14 Report on Global Warming Against Against Shareholder
- -------------------------------------------------------------------------------- COVIDIEN LTD. Ticker: COV Security ID: G2552X108 Meeting Date: MAR 18, 2008 Meeting Type: Annual Record Date: JAN 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 ELECTION OF DIRECTOR: CRAIG ARNOLD For For Management 2 ELECTION OF DIRECTOR: ROBERT H. BRUST For For Management 3 ELECTION OF DIRECTOR: JOHN M. CONNORS, For For Management JR. 4 ELECTION OF DIRECTOR: CHRISTOPHER J. For For Management COUGHLIN 5 ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE For For Management 6 ELECTION OF DIRECTOR: KATHY J. HERBERT For For Management 7 ELECTION OF DIRECTOR: RANDALL J. HOGAN, For For Management III 8 ELECTION OF DIRECTOR: RICHARD J. MEELIA For For Management 9 ELECTION OF DIRECTOR: DENNIS H. REILLEY For For Management 10 ELECTION OF DIRECTOR: TADATAKA YAMADA For For Management 11 ELECTION OF DIRECTOR: JOSEPH A. For For Management ZACCAGNINO 12 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- DEVON ENERGY CORP. Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 4, 2008 Meeting Type: Annual Record Date: APR 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director David A. Hager For For Management 1.2 Elect Director John A. Hill For For Management 1.3 Elect Director Mary P. Ricciardello For For Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Declassify the Board of Directors For For Management
- -------------------------------------------------------------------------------- E.I. DU PONT DE NEMOURS & CO. Ticker: DD Security ID: 263534109 Meeting Date: APR 30, 2008 Meeting Type: Annual Record Date: MAR 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Richard H. Brown For For Management 1.2 Elect Director Robert A. Brown For For Management 1.3 Elect Director Bertrand P. Collomb For For Management 1.4 Elect Director Curtis J. Crawford For For Management 1.5 Elect Director Alexander M. Cutler For For Management 1.6 Elect Director John T. Dillon For For Management 1.7 Elect Director Eleuthere I. du Pont For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Charles O. Holliday, Jr. For For Management 1.10 Elect Director Lois D. Juliber For For Management 1.11 Elect Director Sean O'Keefe For For Management 1.12 Elect Director William K. Reilly For For Management 2 Ratify Auditors For For Management 3 Report on Plant Closures Against Against Shareholder 4 Independent Board Chairman Against For Shareholder 5 Report on Global Warming Against Against Shareholder 6 Amend Human Rights Policies Against Against Shareholder 7 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 19, 2008 Meeting Type: Annual Record Date: APR 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Fred D. Anderson For Against Management 2 Elect Director Edward W. Barnholt For For Management 3 Elect Director Scott D. Cook For For Management 4 Elect Director John J. Donahoe For For Management 5 Approve Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- EMBARQ CORP Ticker: EQ Security ID: 29078E105 Meeting Date: MAY 1, 2008 Meeting Type: Annual Record Date: MAR 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Peter C. Brown For For Management 1.2 Elect Director Steven A. Davis For For Management 1.3 Elect Director Richard A. Gephardt For For Management 1.4 Elect Director Thomas A. Gerke For For Management 1.5 Elect Director John P. Mullen For For Management 1.6 Elect Director William A. Owens For For Management 1.7 Elect Director Dinesh C. Paliwal For For Management 1.8 Elect Director Stephanie M. Shern For For Management 1.9 Elect Director Laurie A. Siegel For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock Purchase For For Management Plan 5 Approve Executive Incentive Bonus Plan For For Management 6 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- EMC CORP. Ticker: EMC Security ID: 268648102 Meeting Date: MAY 21, 2008 Meeting Type: Annual Record Date: MAR 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Michael W. Brown For For Management 1.2 Elect Director Michael J. Cronin For For Management 1.3 Elect Director Gail Deegan For For Management 1.4 Elect Director John R. Egan For For Management 1.5 Elect Director W. Paul Fitzgerald For For Management 1.6 Elect Director Olli-Pekka Kallasvuo For For Management 1.7 Elect Director Edmund F. Kelly For For Management 1.8 Elect Director Windle B. Priem For For Management 1.9 Elect Director Paul Sagan For For Management 1.10 Elect Director David N. Strohm For For Management 1.11 Elect Director Joseph M. Tucci For For Management 2 Ratify Auditors For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Reduce Supermajority Vote Requirement For For Management
- -------------------------------------------------------------------------------- ENTERGY CORP. Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 2, 2008 Meeting Type: Annual Record Date: MAR 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Maureen Scannell Bateman For For Management 2 Elect Director W. Frank Blount For For Management 3 Elect Director Simon D. DeBree For For Management 4 Elect Director Gary W. Edwards For For Management 5 Elect Director Alexis M. Herman For For Management 6 Elect Director Donald C. Hintz For For Management 7 Elect Director J. Wayne Leonard For For Management 8 Elect Director Stuart L. Levenick For For Management 9 Elect Director James R. Nichols For For Management 10 Elect Director William A. Percy, II For For Management 11 Elect Director W.J. Tauzin For For Management 12 Elect Director Steven V. Wilkinson For For Management 13 Ratify Auditors For For Management 14 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 15 Limit Executive Compensation Against Against Shareholder 16 Report on Political Contributions Against Against Shareholder 17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings
- -------------------------------------------------------------------------------- ESTEE LAUDER COMPANIES INC., THE Ticker: EL Security ID: 518439104 Meeting Date: NOV 9, 2007 Meeting Type: Annual Record Date: SEP 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Aerin Lauder For For Management 1.2 Elect Director William P. Lauder For For Management 1.3 Elect Director Lynn Forester de For For Management Rothschild 1.4 Elect Director Richard D. Parsons For Withhold Management 2 Amend Non-Employee Director Omnibus Stock For For Management Plan 3 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- EXXON MOBIL CORP. Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 28, 2008 Meeting Type: Annual Record Date: APR 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director Larry R. Faulkner For For Management 1.3 Elect Director William W. George For For Management 1.4 Elect Director James R. Houghton For For Management 1.5 Elect Director Reatha Clark King For For Management 1.6 Elect Director Marilyn Carlson Nelson For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director Steven S Reinemund For For Management 1.9 Elect Director Walter V. Shipley For For Management 1.10 Elect Director Rex W. Tillerson For For Management 1.11 Elect Director Edward E. Whitacre, Jr. For For Management 2 Ratify Auditors For For Management 3 Amend Bylaws to Prohibit Precatory Against Against Shareholder Proposals 4 Require Director Nominee Qualifications Against Against Shareholder 5 Independent Board Chairman Against For Shareholder 6 Approve Distribution Policy Against Against Shareholder 7 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 8 Compare CEO Compensation to Company's Against Against Shareholder Lowest Paid U.S. Workers 9 Claw-back of Payments under Restatements Against Against Shareholder 10 Review Anti-discrimination Policy on Against Against Shareholder Corporate Sponsorships and Executive Perks 11 Report on Political Contributions Against Against Shareholder 12 Amend EEO Policy to Prohibit Against For Shareholder Discrimination based on Sexual Orientation and Gender Identity 13 Report on Community Environmental Impacts Against Against Shareholder of Operations 14 Report on Potential Environmental Damage Against Against Shareholder from Drilling in the Arctic National Wildlife Refuge 15 Adopt Greenhouse Gas Emissions Goals for Against Against Shareholder Products and Operations 16 Report on Carbon Dioxide Emissions Against Against Shareholder Information at Gas Stations 17 Report on Climate Change Impacts on Against Against Shareholder Emerging Countries 18 Report on Energy Technologies Development Against Against Shareholder 19 Adopt Policy to Increase Renewable Energy Against Abstain Shareholder
- -------------------------------------------------------------------------------- FIRSTENERGY CORPORATION Ticker: FE Security ID: 337932107 Meeting Date: MAY 20, 2008 Meeting Type: Annual Record Date: MAR 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Paul T. Addison For For Management 1.2 Elect Director Anthony J. Alexander For For Management 1.3 Elect Director Michael J. Anderson For For Management 1.4 Elect Director Carol A. Cartwright For Withhold Management 1.5 Elect Director William T. Cottle For Withhold Management 1.6 Elect Director Robert B. Heisler, Jr. For For Management 1.7 Elect Director Ernest J. Novak, Jr. For For Management 1.8 Elect Director Catherine A. Rein For For Management 1.9 Elect Director George M. Smart For Withhold Management 1.10 Elect Director Wes M. Taylor For For Management 1.11 Elect Director Jesse T. Williams, Sr. For Withhold Management 2 Ratify Auditors For For Management 3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 4 Engage Proponents of Shareholder Against For Shareholder Resolutions Supported by Majority Vote 5 Reduce Supermajority Vote Requirement Against For Shareholder 6 Require a Majority Vote for the Election Against For Shareholder of Directors
- -------------------------------------------------------------------------------- FRANCE TELECOM Ticker: FTE Security ID: 35177Q105 Meeting Date: MAY 27, 2008 Meeting Type: Annual/Special Record Date: APR 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 APPROVAL OF THE STATUTORY FINANCIAL For Did Not Management STATEMENTS FOR THE FINANCIAL YEAR ENDED Vote DECEMBER 31, 2007 2 APPROVAL OF THE CONSOLIDATED FINANCIAL For Did Not Management STATEMENTS FOR THE FINANCIAL YEAR ENDED Vote 31 DECEMBER, 2007 3 ALLOCATION OF THE INCOME FOR THE For Did Not Management FINANCIAL YEAR ENDED DECEMBER 31, 2007, Vote AS STATED IN THE STATUTORY FINANCIAL STATEMENTS 4 APPROVAL OF THE AGREEMENTS REFERRED TO IN For Did Not Management ARTICLE L. 225-38 OF THE FRENCH Vote COMMERCIAL CODE 5 APPROVAL OF THE COMMITMENT IN FAVOR OF For Did Not Management MR. DIDIER LOMBARD, ENTERED INTO Vote ACCORDING TO ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE 6 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management DIRECTORS TO PURCHASE, RETAIN OR TRANSFER Vote FRANCE TELECOM SHARES 7 RATIFICATION OF THE COOPTATION OF A For Did Not Management DIRECTOR Vote 8 RATIFICATION OF THE COOPTATION OF A For Did Not Management DIRECTOR Vote 9 APPOINTMENT OF MR. CHARLES-HENRI FILIPPI For Did Not Management AS A DIRECTOR Vote 10 APPOINTMENT OF MR. JOSE-LUIS DURAN AS A For Did Not Management DIRECTOR Vote 11 DIRECTORS FEES ALLOCATED TO THE BOARD OF For Did Not Management DIRECTORS Vote 12 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS For Did Not Management Vote 13 DELEGATION OF POWERS TO THE BOARD OF For Did Not Management DIRECTORS TO ISSUE SHARES RESERVED FOR Vote PERSONS SIGNING A LIQUIDITY AGREEMENT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A. 14 DELEGATION OF POWERS TO THE BOARD OF For Did Not Management DIRECTORS TO PROCEED WITH THE ISSUANCE AT Vote NO CHARGE OF OPTION-BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. WHO ARE BENEFICIARIES OF A LIQUIDITY AGREEMENT 15 DELEGATION OF POWERS TO THE BOARD OF For Did Not Management DIRECTORS TO PROCEED WITH CAPITAL Vote INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN 16 AUTHORIZATION TO THE BOARD OF DIRECTORS For Did Not Management TO REDUCE THE SHARE CAPITAL THROUGH THE Vote CANCELLATION OF ORDINARY SHARES 17 POWERS FOR FORMALITIES For Did Not Management Vote
- -------------------------------------------------------------------------------- FREDDIE MAC Ticker: FRE Security ID: 313400301 Meeting Date: JUN 6, 2008 Meeting Type: Annual Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Geoffrey T. Boisi For Withhold Management 1.3 Elect Director Michelle Engler For For Management 1.4 Elect Director Richard R. Glauber For For Management 1.5 Elect Director Richard Karl Goeltz For For Management 1.6 Elect Director Thomas S. Johnson For For Management 1.7 Elect Director Jerome P. Kenney For For Management 1.8 Elect Director William M. Lewis, Jr. For For Management 1.9 Elect Director Nicolas P. Retsinas For For Management 1.10 Elect Director Stephen A. Ross For Withhold Management 1.11 Elect Director Richard F. Syron For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management
- -------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker: GE Security ID: 369604103 Meeting Date: APR 23, 2008 Meeting Type: Annual Record Date: FEB 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director James I. Cash, Jr. For For Management 2 Elect Director William M. Castell For For Management 3 Elect Director Ann M. Fudge For For Management 4 Elect Director Claudio X. Gonzalez For For Management 5 Elect Director Susan Hockfield For For Management 6 Elect Director Jeffrey R. Immelt For For Management 7 Elect Director Andrea Jung For For Management 8 Elect Director Alan G. Lafley For For Management 9 Elect Director Robert W. Lane For For Management 10 Elect Director Ralph S. Larsen For For Management 11 Elect Director Rochelle B. Lazarus For For Management 12 Elect Director James J. Mulva For For Management 13 Elect Director Sam Nunn For For Management 14 Elect Director Roger S. Penske For For Management 15 Elect Director Robert J. Swieringa For For Management 16 Elect Director Douglas A. Warner III For For Management 17 Ratify Auditors For For Management 18 Provide for Cumulative Voting Against Against Shareholder 19 Independent Board Chairman Against Against Shareholder 20 Claw-back of Payments under Restatements Against Against Shareholder 21 Adopt Policy on Overboarded Directors Against Against Shareholder 22 Report on Charitable Contributions Against Against Shareholder 23 Report on Global Warming Against Against Shareholder 24 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- HARTFORD FINANCIAL SERVICES GROUP, INC., THE Ticker: HIG Security ID: 416515104 Meeting Date: MAY 21, 2008 Meeting Type: Annual Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Ramani Ayer For For Management 2 Elect Director Ramon de Oliveira For For Management 3 Elect Director Trevor Fetter For For Management 4 Elect Director Edward J. Kelly, III For For Management 5 Elect Director Paul G. Kirk, Jr. For For Management 6 Elect Director Thomas M. Marra For For Management 7 Elect Director Gail J. McGovern For For Management 8 Elect Director Michael G. Morris For For Management 9 Elect Director Charles B. Strauss For For Management 10 Elect Director H. Patrick Swygert For For Management 11 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- HEWLETT-PACKARD CO. Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 19, 2008 Meeting Type: Annual Record Date: JAN 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Lawrence T. Babbio, Jr. For For Management 2 Elect Director Sari M. Baldauf For For Management 3 Elect Director Richard A. Hackborn For For Management 4 Elect Director John H. Hammergren For For Management 5 Elect Director Mark V. Hurd For For Management 6 Elect Director Joel Z. Hyatt For For Management 7 Elect Director John R. Joyce For For Management 8 Elect Director Robert L. Ryan For For Management 9 Elect Director Lucille S. Salhany For For Management 10 Elect Director G. Kennedy Thompson For For Management 11 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 22, 2008 Meeting Type: Annual Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director F. Duane Ackerman For For Management 2 Elect Director David H. Batchelder For For Management 3 Elect Director Francis S. Blake For For Management 4 Elect Director Ari Bousbib For For Management 5 Elect Director Gregory D. Brenneman For For Management 6 Elect Director Albert P. Carey For For Management 7 Elect Director Armando Codina For For Management 8 Elect Director Brian C. Cornell For For Management 9 Elect Director Bonnie G. Hill For For Management 10 Elect Director Karen L. Katen For For Management 11 Ratify Auditors For For Management 12 Amend Executive Incentive Bonus Plan For For Management 13 Amend Qualified Employee Stock Purchase For For Management Plan 14 Affirm Political Nonpartisanship Against Against Shareholder 15 Amend Articles/Bylaws/Charter -- Call Against Abstain Shareholder Special Meetings 16 Report on Employment Diversity Against Against Shareholder 17 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 18 Pay For Superior Performance Against Against Shareholder
- -------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. Ticker: 7267 Security ID: 438128308 Meeting Date: JUN 24, 2008 Meeting Type: Annual Record Date: MAR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 DISTRIBUTION OF DIVIDENDS For For Management 2.1 ELECT DIRECTOR SATOSHI AOKI For For Management 2.2 ELECT DIRECTOR TAKEO FUKUI For For Management 2.3 ELECT DIRECTOR KOICHI KONDO For For Management 2.4 ELECT DIRECTOR ATSUYOSHI HYOGO For For Management 2.5 ELECT DIRECTOR MIKIO YOSHIMI For For Management 2.6 ELECT DIRECTOR TAKANOBU ITO For For Management 2.7 ELECT DIRECTOR MASAAKI KATO For For Management 2.8 ELECT DIRECTOR AKIRA TAKANO For For Management 2.9 ELECT DIRECTOR SHIGERU TAKAGI For For Management 2.10 ELECT DIRECTOR TETSUO IWAMURA For For Management 2.11 ELECT DIRECTOR TATSUHIRO OYAMA For For Management 2.12 ELECT DIRECTOR FUMIHIKO IKE For For Management 2.13 ELECT DIRECTOR SATORU KISHI For For Management 2.14 ELECT DIRECTOR KENSAKU HOGEN For For Management 2.15 ELECT DIRECTOR HIROYUKI YOSHINO For For Management 2.16 ELECT DIRECTOR SHO MINEKAWA For For Management 2.17 ELECT DIRECTOR AKIO HAMADA For For Management 2.18 ELECT DIRECTOR MASAYA YAMASHITA For For Management 2.19 ELECT DIRECTOR HIROSHI SODA For For Management 2.20 ELECT DIRECTOR TAKUJI YAMADA For For Management 2.21 ELECT DIRECTOR YOICHI HOJO For For Management 3 ELECTION OF CORPORATE AUDITOR: FUMIHIKO For For Management SAITO 4 ELECTION OF CORPORATE AUDITOR: TORU ONDA For For Management 5 PAYMENT OF BONUS TO DIRECTORS AND For For Management CORPORATE AUDITORS FOR THE 84TH FISCAL YEAR 6 PAYMENT OF RETIREMENT ALLOWANCE TO For Against Management RETIRING DIRECTORS AND CORPORATE AUDITORS FOR THEIR RESPECTIVE SERVICES AND PAYMENT OF RETIREMENT ALLOWANCE TO DIRECTORS AND CORPORATE AUDITORS 7 REVISION OF AMOUNTS OF REMUNERATION For For Management PAYABLE TO DIRECTORS AND CORPORATE AUDITORS 8 PARTIAL AMENDMENT TO THE ARTICLES OF For For Management INCORPORATION
- -------------------------------------------------------------------------------- INTEL CORP. Ticker: INTC Security ID: 458140100 Meeting Date: MAY 21, 2008 Meeting Type: Annual Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Craig R. Barrett For For Management 2 Elect Director Charlene Barshefsky For For Management 3 Elect Director Carol A. Bartz For For Management 4 Elect Director Susan L. Decker For For Management 5 Elect Director Reed E. Hundt For For Management 6 Elect Director Paul S. Otellini For For Management 7 Elect Director James D. Plummer For For Management 8 Elect Director David S. Pottruck For For Management 9 Elect Director Jane E. Shaw For For Management 10 Elect Director John L. Thornton For For Management 11 Elect Director David B. Yoffie For For Management 12 Ratify Auditors For For Management 13 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Sustainability
- -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 20, 2008 Meeting Type: Annual Record Date: MAR 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Crandall C. Bowles For For Management 2 Elect Director Stephen B. Burke For For Management 3 Elect Director David M. Cote For For Management 4 Elect Director James S. Crown For For Management 5 Elect Director James Dimon For For Management 6 Elect Director Ellen V. Futter For For Management 7 Elect Director William H. Gray, III For For Management 8 Elect Director Laban P. Jackson, Jr. For For Management 9 Elect Director Robert I. Lipp For For Management 10 Elect Director David C. Novak For For Management 11 Elect Director Lee R. Raymond For For Management 12 Elect Director William C. Weldon For For Management 13 Ratify Auditors For For Management 14 Amend Omnibus Stock Plan For For Management 15 Amend Executive Incentive Bonus Plan For For Management 16 Report on Government Service of Employees Against Against Shareholder 17 Report on Political Contributions Against Against Shareholder 18 Independent Board Chairman Against Against Shareholder 19 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 20 Require More Director Nominations Than Against Against Shareholder Open Seats 21 Report on Human Rights Investment Against Against Shareholder Policies 22 Report on Lobbying Activities Against Against Shareholder
- -------------------------------------------------------------------------------- KIMBERLY-CLARK CORP. Ticker: KMB Security ID: 494368103 Meeting Date: APR 17, 2008 Meeting Type: Annual Record Date: FEB 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director John R. Alm For For Management 2 Elect Director John F. Bergstrom For For Management 3 Elect Director Robert W. Decherd For For Management 4 Elect Director Ian C. Read For For Management 5 Elect Director G. Craig Sullivan For For Management 6 Ratify Auditors For For Management 7 Eliminate Supermajority Vote Requirement For For Management 8 Require Director Nominee Qualifications Against Against Shareholder 9 Adopt ILO Based Code of Conduct Against Against Shareholder 10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 11 Provide for Cumulative Voting Against Against Shareholder 12 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Sustainability
- -------------------------------------------------------------------------------- KRAFT FOODS INC Ticker: KFT Security ID: 50075N104 Meeting Date: MAY 13, 2008 Meeting Type: Annual Record Date: MAR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Ajay Banga For For Management 1.2 Elect Director Jan Bennink For For Management 1.3 Elect Director Myra M. Hart For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Mark D. Ketchum For For Management 1.6 Elect Director Richard A. Lerner For For Management 1.7 Elect Director John C. Pope For For Management 1.8 Elect Director Fredric G. Reynolds For For Management 1.9 Elect Director Irene B. Rosenfeld For For Management 1.10 Elect Director Mary L. Schapiro For For Management 1.11 Elect Director Deborah C. Wright For For Management 1.12 Elect Director Frank G. Zarb For For Management 2 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- LEHMAN BROTHERS HOLDINGS INC. Ticker: LEH Security ID: 524908100 Meeting Date: APR 15, 2008 Meeting Type: Annual Record Date: FEB 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Michael L. Ainslie For For Management 2 Elect Director John F. Akers For For Management 3 Elect Director Roger S. Berlind For For Management 4 Elect Director Thomas H. Cruikshank For For Management 5 Elect Director Marsha Johnson Evans For For Management 6 Elect Director Richard S. Fuld, Jr. For For Management 7 Elect Director Christopher Gent For For Management 8 Elect Director Jerry A. Grundhofer For For Management 9 Elect Director Roland A. Hernandez For For Management 10 Elect Director Henry Kaufman For For Management 11 Elect Director John D. Macomber For For Management 12 Ratify Auditors For For Management 13 Amend Omnibus Stock Plan For Against Management 14 Approve/Amend Executive Incentive Bonus For Against Management Plan 15 Publish Political Contributions Against Against Shareholder 16 Prepare an Environmental Sustainability Against Against Shareholder Report
- -------------------------------------------------------------------------------- MACY'S INC Ticker: M Security ID: 55616P104 Meeting Date: MAY 16, 2008 Meeting Type: Annual Record Date: MAR 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Stephen F. Bollenbach For For Management 1.2 Elect Director Deirdre P. Connelly For For Management 1.3 Elect Director Meyer Feldberg For For Management 1.4 Elect Director Sara Levinson For For Management 1.5 Elect Director Terry J. Lundgren For For Management 1.6 Elect Director Joseph Neubauer For For Management 1.7 Elect Director Joseph A. Pichler For For Management 1.8 Elect Director Joyce M. Roche For For Management 1.9 Elect Director Karl M. von der Heyden For For Management 1.10 Elect Director Craig E. Weatherup For For Management 1.11 Elect Director Marna C. Whittington For For Management 2 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- MARATHON OIL CORP Ticker: MRO Security ID: 565849106 Meeting Date: APR 30, 2008 Meeting Type: Annual Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Charles F. Bolden, Jr. For For Management 2 Elect Director Gregory H. Boyce For For Management 3 Elect Director Shirley Ann Jackson For For Management 4 Elect Director Philip Lader For For Management 5 Elect Director Charles R. Lee For For Management 6 Elect Director Dennis H. Reilley For For Management 7 Elect Director Seth E. Schofield For For Management 8 Elect Director John W. Snow For For Management 9 Elect Director Thomas J. Usher For For Management 10 Ratify Auditors For For Management 11 Amend Bylaws -- Call Special Meetings Against For Shareholder 12 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 15, 2008 Meeting Type: Annual Record Date: MAR 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Stephen R. Hardis For For Management 2 Elect Director The Rt. Hon. Lord Lang of For For Management Monkton, DL 3 Elect Director Morton O. Schapiro For For Management 4 Elect Director Adele Simmons For For Management 5 Elect Director Brian Duperreault For For Management 6 Elect Director Bruce P. Nolop For For Management 7 Ratify Auditors For For Management 8 Declassify the Board of Directors For For Management 9 Report on Political Contributions Against Against Shareholder
- -------------------------------------------------------------------------------- MERRILL LYNCH & CO., INC. Ticker: MER Security ID: 590188108 Meeting Date: APR 24, 2008 Meeting Type: Annual Record Date: FEB 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Carol T. Christ For For Management 2 Elect Director Armando M. Codina For For Management 3 Elect Director Judith Mayhew Jonas For For Management 4 Elect Director John A. Thain For For Management 5 Ratify Auditors For For Management 6 Provide for Cumulative Voting Against Against Shareholder 7 Prohibit Executive Officer Stock Sales Against Against Shareholder During Buyback 8 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 9 Adopt Employment Contract Principles Against For Shareholder
- -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: DEC 4, 2007 Meeting Type: Annual Record Date: OCT 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Steven R. Appleton For For Management 1.2 Elect Director Teruaki Aoki For For Management 1.3 Elect Director James W. Bagley For Withhold Management 1.4 Elect Director Robert L. Bailey For For Management 1.5 Elect Director Mercedes Johnson For Withhold Management 1.6 Elect Director Lawrence N. Mondry For Withhold Management 1.7 Elect Director Robert E. Switz For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- NEWMONT MINING CORP. Ticker: NEM Security ID: 651639106 Meeting Date: APR 23, 2008 Meeting Type: Annual Record Date: FEB 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Glen A. Barton For For Management 1.2 Elect Director Vincent A. Calarco For For Management 1.3 Elect Director Joseph A. Carrabba For For Management 1.4 Elect Director Noreen Doyle For For Management 1.5 Elect Director Veronica M. Hagen For For Management 1.6 Elect Director Michael S. Hamson For For Management 1.7 Elect Director Robert J. Miller For For Management 1.8 Elect Director Richard T. O'Brien For For Management 1.9 Elect Director John B. Prescott For For Management 1.10 Elect Director Donald C. Roth For For Management 1.11 Elect Director James V. Taranik For For Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Election Against For Shareholder of Directors 4 Independent Board Chairman Against Against Shareholder
- -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NVS Security ID: 66987V109 Meeting Date: FEB 26, 2008 Meeting Type: Annual Record Date: JAN 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 APPROVAL OF THE ANNUAL REPORT, THE For For Management REMUNERATION REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2 DISCHARGE FROM LIABILITY OF THE MEMBERS For For Management OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND 4 REDUCTION OF SHARE CAPITAL For For Management 5 FURTHER SHARE REPURCHASE PROGRAM For For Management 6 AMENDMENT TO THE ARTICLES OF For For Management INCORPORATION-SPECIAL QUORUM 7 AMENDMENT TO THE ARTICLES OF For For Management INCORPORATION-CONTRIBUTIONS IN KIND 8 RE-ELECTION OF PETER BURCKHARDT M.D. FOR For For Management A ONE-YEAR TERM 9 RE-ELECTION OF ULRICH LEHNER PH.D FOR A For For Management ONE-YEAR TERM 10 RE-ELECTION OF ALEXANDRE F. JETZER FOR A For For Management THREE-YEAR TERM 11 RE-ELECTION OF PIERRE LANDOLT FOR A For For Management THREE-YEAR TERM 12 ELECTION OF ANN FUDGE FOR A THREE-YEAR For For Management TERM 13 RATIFY AUDITORS For For Management 14 TRANSACT OTHER BUSINESS (VOTING) For Against Management
- -------------------------------------------------------------------------------- NRG ENERGY INC Ticker: NRG Security ID: 629377508 Meeting Date: MAY 14, 2008 Meeting Type: Annual Record Date: MAR 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Lawrence S. Coben For For Management 1.2 Elect Director Paul W. Hobby For For Management 1.3 Elect Director Herbert H. Tate For For Management 1.4 Elect Director Walter R. Young For For Management 2 Approve Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. Ticker: OXY Security ID: 674599105 Meeting Date: MAY 2, 2008 Meeting Type: Annual Record Date: MAR 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Spencer Abraham For For Management 2 Elect Director Ronald W. Burkle For For Management 3 Elect Director John S. Chalsty For Against Management 4 Elect Director Edward P. Djerejian For For Management 5 Elect Director John E. Feick For For Management 6 Elect Director Ray R. Irani For For Management 7 Elect Director Irvin W. Maloney For For Management 8 Elect Director Avedick B. Poladian For For Management 9 Elect Director Rodolfo Segovia For For Management 10 Elect Director Aziz D. Syriani For For Management 11 Elect Director Rosemary Tomich For For Management 12 Elect Director Walter L. Weisman For For Management 13 Ratify Auditors For For Management 14 Publish a Scientific Global Warming Against Against Shareholder Report 15 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 16 Disclose Information on Compensation Against For Shareholder Consultant 17 Pay For Superior Performance Against Against Shareholder 18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings
- -------------------------------------------------------------------------------- OFFICE DEPOT, INC. Ticker: ODP Security ID: 676220106 Meeting Date: APR 23, 2008 Meeting Type: Proxy Contest Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Lee A. Ault, III For Against Management 1.2 Elect Director Neil R. Austrian For Against Management 1.3 Elect Director David W. Bernauer For For Management 1.4 Elect Director Abelardo E. Bru For For Management 1.5 Elect Director Marsha J. Evans For For Management 1.6 Elect Director David I. Fuente For Against Management 1.7 Elect Director Brenda J. Gaines For For Management 1.8 Elect Director Myra M. Hart For For Management 1.9 Elect Director W. Scott Hedrick For For Management 1.10 Elect Director Kathleen Mason For For Management 1.11 Elect Director Michael J. Myers For For Management 1.12 Elect Director Steve Odland For Against Management 2 Approve Executive Incentive Bonus Plan For Against Management 3 Ratify Auditors For For Management 1.1 Elect Director Mark Begelman For None Shareholder 1.2 Elect Director Martin E. Hanaka For None Shareholder 1.3 Management Nominee - Lee A. Ault, III For None Shareholder 1.4 Management Nominee - Neil R. Austrian For None Shareholder 1.5 Management Nominee - David W. Bernauer For None Shareholder 1.6 Management Nominee - Abelardo E. Bru For None Shareholder 1.7 Management Nominee - Marsha J. Evans For None Shareholder 1.8 Management Nominee - Brenda J. Gaines For None Shareholder 1.9 Management Nominee - Myra M. Hart For None Shareholder 1.10 Management Nominee - W. Scott Hedrick For None Shareholder 1.11 Management Nominee - Kathleen Mason For None Shareholder 1.12 Management Nominee - Michael J. Myers For None Shareholder 2 Approve Executive Incentive Bonus Plan Against None Management 3 Ratify Auditors For None Management
- -------------------------------------------------------------------------------- PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 22, 2008 Meeting Type: Annual Record Date: FEB 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Richard O. Berndt For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Paul W. Chellgren For For Management 1.4 Elect Director Robert N. Clay For For Management 1.5 Elect Director George A. Davidson, Jr. For For Management 1.6 Elect Director Kay Coles James For For Management 1.7 Elect Director Richard B. Kelson For For Management 1.8 Elect Director Bruce C. Lindsay For For Management 1.9 Elect Director Anthony A. Massaro For For Management 1.10 Elect Director Jane G. Pepper For For Management 1.11 Elect Director James E. Rohr For For Management 1.12 Elect Director Donald J. Shepard For For Management 1.13 Elect Director Lorene K. Steffes For For Management 1.14 Elect Director Dennis F. Strigl For For Management 1.15 Elect Director Stephen G. Thieke For For Management 1.16 Elect Director Thomas J. Usher For For Management 1.17 Elect Director George H. Walls, Jr. For For Management 1.18 Elect Director Helge H. Wehmeier For For Management 2 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- PROCTER & GAMBLE COMPANY, THE Ticker: PG Security ID: 742718109 Meeting Date: OCT 9, 2007 Meeting Type: Annual Record Date: AUG 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Rajat K. Gupta For For Management 1.2 Elect Director A. G. Lafley For For Management 1.3 Elect Director Lynn M. Martin For For Management 1.4 Elect Director Johnathan A. Rodgers For For Management 1.5 Elect Director John F. Smith, Jr. For For Management 1.6 Elect Director Ralph Snyderman, M.D. For For Management 1.7 Elect Director Margaret C. Whitman For For Management 2 Ratify Auditor For For Management 3 Prohibit Executive Stock-Based Awards Against Against Shareholder 4 Report on Free Enterprise Initiatives Against Against Shareholder 5 Report on Animal Welfare Against Against Shareholder
- -------------------------------------------------------------------------------- RAYTHEON CO. Ticker: RTN Security ID: 755111507 Meeting Date: MAY 29, 2008 Meeting Type: Annual Record Date: APR 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Barbara M. Barrett For For Management 2 Elect Director Vernon E. Clark For For Management 3 Elect Director John M. Deutch For For Management 4 Elect Director Frederic M. Poses For For Management 5 Elect Director Michael C. Ruettgers For For Management 6 Elect Director Ronald L. Skates For For Management 7 Elect Director William R. Spivey For For Management 8 Elect Director Linda G. Stuntz For For Management 9 Elect Director William H. Swanson For For Management 10 Ratify Auditors For For Management 11 Establish SERP Policy Against For Shareholder 12 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- RITE AID CORP. Ticker: RAD Security ID: 767754104 Meeting Date: JUN 25, 2008 Meeting Type: Annual Record Date: MAY 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Francois J. Coutu For For Management 1.2 Elect Director Michael A. Friedman For For Management 1.3 Elect Director Robert G. Miller For For Management 1.4 Elect Director Michael N. Reagan For For Management 1.5 Elect Director Dennis Wood For For Management 2 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDS.A Security ID: 780259206 Meeting Date: MAY 20, 2008 Meeting Type: Annual Record Date: APR 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 ADOPTION OF ANNUAL REPORT & ACCOUNTS For For Management 2 APPROVAL OF REMUNERATION REPORT For For Management 3 ELECTION OF DR. JOSEF ACKERMANN AS A For For Management DIRECTOR OF THE COMPANY 4 RE-ELECTION OF SIR PETER JOB AS A For For Management DIRECTOR OF THE COMPANY 5 RE-ELECTION OF LAWRENCE RICCIARDI AS A For For Management DIRECTOR OF THE COMPANY 6 RE-ELECTION OF PETER VOSER AS A DIRECTOR For For Management OF THE COMPANY 7 Ratify Auditors For For Management 8 REMUNERATION OF AUDITORS For For Management 9 AUTHORITY TO ALLOT SHARES For For Management 10 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management 11 AUTHORITY TO PURCHASE OWN SHARES For For Management 12 AUTHORITY FOR CERTAIN DONATIONS AND For For Management EXPENDITURE 13 AMENDMENTS TO LONG-TERM INCENTIVE PLAN For For Management 14 AMENDMENTS TO RESTRICTED SHARE PLAN For For Management 15 ADOPTION OF NEW ARTICLES OF ASSOCIATION For For Management
- -------------------------------------------------------------------------------- SCHERING-PLOUGH CORP. Ticker: SGP Security ID: 806605101 Meeting Date: MAY 16, 2008 Meeting Type: Annual Record Date: MAR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Hans W. Becherer For For Management 1.2 Elect Director Thomas J. Colligan For For Management 1.3 Elect Director Fred Hassan For For Management 1.4 Elect Director C. Robert Kidder For For Management 1.5 Elect Director Eugene R. McGrath For For Management 1.6 Elect Director Carl E. Mundy, Jr. For For Management 1.7 Elect Director Antonio M. Perez For For Management 1.8 Elect Director Patricia F. Russo For For Management 1.9 Elect Director Jack L. Stahl For For Management 1.10 Elect Director Craig B. Thompson For For Management 1.11 Elect Director Kathryn C. Turner For For Management 1.12 Elect Director Robert F.W. van Oordt For For Management 1.13 Elect Director Arthur F. Weinbach For For Management 2 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- SCHLUMBERGER LTD. Ticker: SLB Security ID: 806857108 Meeting Date: APR 9, 2008 Meeting Type: Annual Record Date: FEB 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director P. Camus For For Management 1.2 Elect Director J.S. Gorelick For For Management 1.3 Elect Director A. Gould For For Management 1.4 Elect Director T. Isaac For For Management 1.5 Elect Director N. Kudryavtsev For For Management 1.6 Elect Director A. Lajous For For Management 1.7 Elect Director M.E. Marks For For Management 1.8 Elect Director D. Primat For For Management 1.9 Elect Director L.R. Reif For For Management 1.10 Elect Director T.I. Sandvold For For Management 1.11 Elect Director N. Seydoux For For Management 1.12 Elect Director L.G. Stuntz For For Management 2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management DIVIDENDS 3 APPROVAL OF ADOPTION OF THE SCHLUMBERGER For For Management 2008 STOCK INCENTIVE PLAN 4 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Management ACCOUNTING FIRM
- -------------------------------------------------------------------------------- SIEMENS AG Ticker: SI Security ID: 826197501 Meeting Date: JAN 24, 2008 Meeting Type: Annual Record Date: DEC 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 APPROPRIATION OF NET INCOME For For Management 2 POSTPONEMENT OF THE RATIFICATION OF THE For For Management ACTS OF: JOHANNES FELDMAYER 3 RATIFICATION OF THE ACTS OF THE MANAGING For Against Management BOARD: KLAUS KLEINFELD (UNTIL JUNE 30, 2007) 4 RATIFICATION OF THE ACTS OF THE MANAGING For For Management BOARD: PETER LOSCHER (AS OF JULY 1, 2007) 5 RATIFICATION OF THE ACTS OF THE MANAGING For For Management BOARD: HEINRICH HIESINGER (AS OF JUNE 1, 2007) 6 RATIFICATION OF THE ACTS OF THE MANAGING For For Management BOARD: JOE KAESER 7 RATIFICATION OF THE ACTS OF THE MANAGING For Against Management BOARD: RUDI LAMPRECHT 8 RATIFICATION OF THE ACTS OF THE MANAGING For Against Management BOARD: EDUARDO MONTES 9 RATIFICATION OF THE ACTS OF THE MANAGING For For Management BOARD: JURGEN RADOMSKI 10 RATIFICATION OF THE ACTS OF THE MANAGING For For Management BOARD: ERICH R. REINHARDT 11 RATIFICATION OF THE ACTS OF THE MANAGING For For Management BOARD: HERMANN REQUARDT 12 RATIFICATION OF THE ACTS OF THE MANAGING For Against Management BOARD: URIEL J. SHAREF 13 RATIFICATION OF THE ACTS OF THE MANAGING For Against Management BOARD: KLAUS WUCHERER 14 RATIFICATION OF THE ACTS OF THE MANAGING For Against Management BOARD: JOHANNES FELDMAYER (UNTIL SEPTEMBER 30, 2007) 15.1 Ratification of the acts of Director For Against Management Heinrich Von Pierer 15.2 Ratification of the acts of Director For For Management Gerhard Cromme 15.3 Ratification of the acts of Director For For Management Ralf Heckmann 15.4 Ratification of the acts of Director For For Management Josef Ackermann 15.5 Ratification of the acts of Director For For Management Lothar Adler 15.6 Ratification of the acts of Director For For Management Gerhard Bieletzki 15.7 Ratification of the acts of Director John For For Management David Coombe 15.8 Ratification of the acts of Director For For Management Hildegard Cornudet 15.9 Ratification of the acts of Director For For Management Birgit Grube 15.10 Ratification of the acts of Director For For Management Bettina Haller 15.11 Ratification of the acts of Director For For Management Heinz Hawreliuk 15.12 Ratification of the acts of Director For For Management Berthold Huber 15.13 Ratification of the acts of Director For For Management Walter Kroll 15.14 Ratification of the acts of Director For For Management Michael Mirow 15.15 Ratification of the acts of Director For For Management Wolfgang Muller 15.16 Ratification of the acts of Director For For Management Georg Nassauer 15.17 Ratification of the acts of Director For For Management Thomas Rackow 15.18 Ratification of the acts of Director For For Management Dieter Scheitor 15.19 Ratification of the acts of Director For For Management Albrecht Schmidt 15.20 Ratification of the acts of Director For For Management Henning Schulte-Noelle 15.21 Ratification of the acts of Director For For Management Peter Von Siemens 15.22 Ratification of the acts of Director For For Management Jerry I. Speyer 15.23 Ratification of the acts of Director Lord For For Management Iain Vallance 16 Ratify Auditors For For Management 17 ACQUISITION AND USE OF SIEMENS SHARES For For Management 18 USE OF EQUITY DERIVATIVES IN CONNECTION For For Management WITH THE ACQUISITION OF SIEMENS SHARES 19 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management JOSEF ACKERMANN 20 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management JEAN-LOUIS BEFFA 21 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management GERD VON BRANDENSTEIN 22 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management GERHARD CROMME 23 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management MICHAEL DIEKMANN 24 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management HANS MICHAEL GAUL 25 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management PETER GRUSS 26 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management NICOLA LEIBINGER-KAMMULLER 27 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management HAKAN SAMUELSSON 28 NEW ELECTION TO THE SUPERVISORY BOARD: For For Management LORD IAIN VALLANCE OF TUMMEL
- -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: 835699307 Meeting Date: JUN 20, 2008 Meeting Type: Annual Record Date: MAR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 ELECT DIRECTOR HOWARD STRINGER For For Management 1.2 ELECT DIRECTOR RYOJI CHUBACHI For For Management 1.3 ELECT DIRECTOR KATSUMI IHARA For For Management 1.4 ELECT DIRECTOR YOTARO KOBAYASHI For For Management 1.5 ELECT DIRECTOR SAKIE T. FUKUSHIMA For For Management 1.6 ELECT DIRECTOR YOSHIHIKO MIYAUCHI For For Management 1.7 ELECT DIRECTOR YOSHIAKI YAMAUCHI For For Management 1.8 ELECT DIRECTOR PETER BONFIELD For For Management 1.9 ELECT DIRECTOR FUEO SUMITA For For Management 1.10 ELECT DIRECTOR FUJIO CHO For For Management 1.11 ELECT DIRECTOR RYUJI YASUDA For For Management 1.12 ELECT DIRECTOR YUKAKO UCHINAGA For For Management 1.13 ELECT DIRECTOR MITSUAKI YAHAGI For For Management 1.14 ELECT DIRECTOR TSUN-YAN HSIEH For For Management 1.15 ELECT DIRECTOR ROLAND A. HERNANDEZ For For Management 2 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE For For Management PURPOSE OF GRANTING STOCK OPTIONS. 3 TO AMEND THE ARTICLES OF INCORPORATION Against For Shareholder WITH RESPECT TO DISCLOSURE TO SHAREHOLDERS REGARDING REMUNERATION PAID TO EACH DIRECTOR.
- -------------------------------------------------------------------------------- SOVEREIGN BANCORP, INC. Ticker: SOV Security ID: 845905108 Meeting Date: MAY 8, 2008 Meeting Type: Annual Record Date: FEB 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Joseph P. Campanelli For For Management 1.2 Elect Director William J. Moran For For Management 1.3 Elect Director Maria Fiorini Ramirez For For Management 1.4 Elect Director Alberto Sanchez For Withhold Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management
- -------------------------------------------------------------------------------- SPRINT NEXTEL CORP Ticker: S Security ID: 852061100 Meeting Date: MAY 13, 2008 Meeting Type: Annual Record Date: MAR 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Robert R. Bennett For For Management 2 Elect Director Gordon M. Bethune For For Management 3 Elect Director Larry C. Glasscock For For Management 4 Elect Director James H. Hance, Jr. For For Management 5 Elect Director Daniel R. Hesse For For Management 6 Elect Director V. Janet Hill For For Management 7 Elect Director Irvine O. Hockaday, Jr. For Against Management 8 Elect Director Rodney O?Neal For For Management 9 Elect Director Ralph V. Whitworth For For Management 10 Ratify Auditors For For Management 11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder Special Meetings
- -------------------------------------------------------------------------------- STARBUCKS CORP. Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 19, 2008 Meeting Type: Annual Record Date: JAN 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Howard Schultz For For Management 2 Elect Director Barbara Bass For For Management 3 Elect Director William W. Bradley For For Management 4 Elect Director Mellody Hobson For For Management 5 Elect Director Olden Lee For For Management 6 Elect Director James G. Shennan, Jr. For For Management 7 Elect Director Javier G. Teruel For For Management 8 Elect Director Myron E. Ullman, III For For Management 9 Elect Director Craig E. Weatherup For For Management 10 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 29, 2008 Meeting Type: Annual Record Date: FEB 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Patricia C. Frist For For Management 1.2 Elect Director Blake P. Garrett, Jr. For For Management 1.3 Elect Director Douglas Ivester For For Management 1.4 Elect Director Karen Hastie Williams For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- SYMANTEC CORP. Ticker: SYMC Security ID: 871503108 Meeting Date: SEP 13, 2007 Meeting Type: Annual Record Date: JUL 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Michael Brown For For Management 1.2 Elect Director William T. Coleman For For Management 1.3 Elect Director Frank E. Dangeard For For Management 1.4 Elect Director David L. Mahoney For For Management 1.5 Elect Director Robert S. Miller For For Management 1.6 Elect Director George Reyes For Withhold Management 1.7 Elect Director Daniel H. Schulman For For Management 1.8 Elect Director John W. Thompson For For Management 1.9 Elect Director V. Paul Unruh For For Management 2 Amend Outside Director Stock Awards in For For Management Lieu of Cash 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation
- -------------------------------------------------------------------------------- TIME WARNER INC Ticker: TWX Security ID: 887317105 Meeting Date: MAY 16, 2008 Meeting Type: Annual Record Date: MAR 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director James L. Barksdale For For Management 2 Elect Director Jeffrey L. Bewkes For For Management 3 Elect Director Stephen F. Bollenbach For For Management 4 Elect Director Frank J. Caufield For For Management 5 Elect Director Robert C. Clark For For Management 6 Elect Director Mathias Dopfner For For Management 7 Elect Director Jessica P. Einhorn For For Management 8 Elect Director Reuben Mark For For Management 9 Elect Director Michael A. Miles For For Management 10 Elect Director Kenneth J. Novack For For Management 11 Elect Director Richard D. Parsons For For Management 12 Elect Director Deborah C. Wright For For Management 13 Eliminate Supermajority Vote Requirement For For Management 14 Amend Executive Incentive Bonus Plan For For Management 15 Ratify Auditors For For Management 16 Independent Board Chairman Against Against Shareholder
- -------------------------------------------------------------------------------- TRAVELERS COMPANIES, INC., THE Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 6, 2008 Meeting Type: Annual Record Date: MAR 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Alan L. Beller For For Management 1.2 Elect Director John H. Dasburg For For Management 1.3 Elect Director Janet M. Dolan For For Management 1.4 Elect Director Kenneth M. Duberstein For For Management 1.5 Elect Director Jay S. Fishman For For Management 1.6 Elect Director Lawrence G. Graev For For Management 1.7 Elect Director Patricia L. Higgins For For Management 1.8 Elect Director Thomas R. Hodgson For For Management 1.9 Elect Director Cleve L. Killingsworth, For For Management Jr. 1.10 Elect Director Robert I. Lipp For For Management 1.11 Elect Director Blythe J. McGarvie For For Management 1.12 Elect Director Glen D. Nelson, M.D. For For Management 1.13 Elect Director Laurie J. Thomsen For For Management 2 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. Ticker: TYC Security ID: G9143X208 Meeting Date: MAR 13, 2008 Meeting Type: Annual Record Date: JAN 2, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Dennis C. Blair For For Management 1.2 Elect Director Edward D. Breen For For Management 1.3 Elect Director Brian Duperreault For For Management 1.4 Elect Director Bruce S. Gordon For For Management 1.5 Elect Director Rajiv L. Gupta For For Management 1.6 Elect Director John A. Krol For For Management 1.7 Elect Director Brendan R. O'Neill For For Management 1.8 Elect Director William S. Stavropoulos For For Management 1.9 Elect Director Sandra S. Wijnberg For For Management 1.10 Elect Director Jerome B. York For For Management 1.11 Elect Director Timothy M. Donahue For For Management 2 Ratify Auditors For For Management 3 Amend Bye-laws For For Management
- -------------------------------------------------------------------------------- UAL CORPORATION Ticker: UAUA Security ID: 902549807 Meeting Date: JUN 12, 2008 Meeting Type: Annual Record Date: APR 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1.1 Elect Director Richard J. Almeida For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director W. James Farrell For For Management 1.4 Elect Director Walter Isaacson For For Management 1.5 Elect Director Robert D. Krebs For For Management 1.6 Elect Director Robert S. Miller For For Management 1.7 Elect Director James J. O'Connor For For Management 1.8 Elect Director Glenn F. Tilton For For Management 1.9 Elect Director David J. Vitale For For Management 1.10 Elect Director John H. Walker For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 5 Report on Charitable Contributions Against Against Shareholder
- -------------------------------------------------------------------------------- UNILEVER N.V. Ticker: UN Security ID: 904784709 Meeting Date: MAY 15, 2008 Meeting Type: Annual Record Date: MAR 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 TO ADOPT THE ANNUAL ACCOUNTS AND For For Management APPROPRIATION OF THE PROFIT FOR THE 2007 FINANCIAL YEAR. 2 TO DISCHARGE THE EXECUTIVE DIRECTORS IN For For Management OFFICE IN THE 2007 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. 3 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS For For Management IN OFFICE IN THE 2007 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. 4 TO RE-APPOINT MR P J CESCAU AS AN For For Management EXECUTIVE DIRECTOR. 5 TO APPOINT MR J A LAWRENCE AS AN For For Management EXECUTIVE DIRECTOR. 6 TO INCREASE GSIP AWARD AND BONUS LIMITS For For Management FOR MR J A LAWRENCE. 7 TO RE-APPOINT PROFESSOR G BERGER AS A For For Management NON-EXECUTIVE DIRECTOR. 8 TO RE-APPOINT THE RT HON THE LORD BRITTAN For For Management OF SPENNITHORNE QC, DL AS A NON-EXECUTIVE DIRECTOR. 9 TO RE-APPOINT PROFESSOR W DIK AS A For For Management NON-EXECUTIVE DIRECTOR. 10 TO RE-APPOINT MR C E GOLDEN AS A For For Management NON-EXECUTIVE DIRECTOR. 11 TO RE-APPOINT DR B E GROTE AS A For For Management NON-EXECUTIVE DIRECTOR. 12 TO RE-APPOINT MR N MURTHY AS A For For Management NON-EXECUTIVE DIRECTOR. 13 TO RE-APPOINT MS H NYASULU AS A For For Management NON-EXECUTIVE DIRECTOR. 14 TO RE-APPOINT THE LORD SIMON OF HIGHBURY For For Management CBE AS A NON-EXECUTIVE DIRECTOR. 15 TO RE-APPOINT MR K J STORM AS A For For Management NON-EXECUTIVE DIRECTOR. 16 TO RE-APPOINT MR M TRESCHOW AS A For For Management NON-EXECUTIVE DIRECTOR. 17 TO RE-APPOINT MR J VAN DER VEER AS A For For Management NON-EXECUTIVE DIRECTOR. 18 Ratify Auditors For For Management 19 TO APPROVE THE PROPOSAL TO CHANGE THE For For Management REPORTING LANGUAGE. 20 TO DESIGNATE THE BOARD OF DIRECTORS AS For For Management THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. 21 TO AUTHORISE THE BOARD OF DIRECTORS TO For For Management PURCHASE SHARES AND DEPOSITARY RECEIPTS IN THE COMPANY. 22 TO APPROVE THE PROPOSAL TO REDUCE THE For For Management CAPITAL THROUGH CANCELLATION OF SHARES.
- -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 1, 2008 Meeting Type: Annual Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Richard L. Carrion For For Management 2 Elect Director M. Frances Keeth For For Management 3 Elect Director Robert W. Lane For For Management 4 Elect Director Sandra O. Moose For For Management 5 Elect Director Joseph Neubauer For For Management 6 Elect Director Donald T. Nicolaisen For For Management 7 Elect Director Thomas H. O'Brien For For Management 8 Elect Director Clarence Otis, Jr. For For Management 9 Elect Director Hugh B. Price For For Management 10 Elect Director Ivan G. Seidenberg For For Management 11 Elect Director John W. Snow For For Management 12 Elect Director John R. Stafford For For Management 13 Ratify Auditors For For Management 14 Prohibit Executive Stock-Based Awards Against Against Shareholder 15 Amend EEO Policy to Prohibit Against Against Shareholder Discrimination based on Gender Identity 16 Independent Board Chairman Against Against Shareholder
- -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 6, 2008 Meeting Type: Annual Record Date: APR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Aida M. Alvarez For For Management 2 Elect Director James W. Breyer For For Management 3 Elect Director M. Michele Burns For For Management 4 Elect Director James I. Cash, Jr. For For Management 5 Elect Director Roger C. Corbett For For Management 6 Elect Director Douglas N. Daft For For Management 7 Elect Director David D. Glass For For Management 8 Elect Director Gregory B. Penner For For Management 9 Elect Director Allen I. Questrom For For Management 10 Elect Director H. Lee Scott, Jr. For For Management 11 Elect Director Arne M. Sorenson For For Management 12 Elect Director Jim C. Walton For For Management 13 Elect Director S. Robson Walton For For Management 14 Elect Director Christopher J. Williams For For Management 15 Elect Director Linda S. Wolf For For Management 16 Approve Executive Incentive Bonus Plan For For Management 17 Ratify Auditors For For Management 18 Amend EEO Policy to Prohibit Against Against Shareholder Discrimination based on Sexual Orientation and Gender Identity 19 Pay For Superior Performance Against Against Shareholder 20 Claw-back of Payments under Restatements Against Against Shareholder 21 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Human Rights 22 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 23 Report on Political Contributions Against For Shareholder 24 Report on Social and Reputation Impact of Against Against Shareholder Failure to Comply with ILO Conventions 25 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder Special Meetings
- -------------------------------------------------------------------------------- WILLIAMS COMPANIES, INC., THE Ticker: WMB Security ID: 969457100 Meeting Date: MAY 15, 2008 Meeting Type: Annual Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Joseph R. Cleveland For For Management 2 Elect Director Juanita H. Hinshaw For For Management 3 Elect Director Frank T. Macinnis For For Management 4 Elect Director Steven J. Malcolm For For Management 5 Elect Director Janice D. Stoney For For Management 6 Ratify Auditors For For Management
- -------------------------------------------------------------------------------- WYETH Ticker: WYE Security ID: 983024100 Meeting Date: APR 24, 2008 Meeting Type: Annual Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor - ----- ----------------------------------------- --------- ---------- ----------- 1 Elect Director Robert M. Amen For For Management 2 Elect Director Michael J. Critelli For For Management 3 Elect Director Robert Essner For For Management 4 Elect Director John D. Feerick For For Management 5 Elect Director Frances D. Fergusson For For Management 6 Elect Director Victor F. Ganzi For For Management 7 Elect Director Robert Langer For For Management 8 Elect Director John P. Mascotte For For Management 9 Elect Director Raymond J. McGuire For For Management 10 Elect Director Mary Lake Polan For For Management 11 Elect Director Bernard Poussot For For Management 12 Elect Director Gary L. Rogers For For Management 13 Elect Director John R. Torell III For For Management 14 Ratify Auditors For For Management 15 Amend Omnibus Stock Plan For For Management 16 Amend Non-Employee Director Restricted For For Management Stock Plan 17 Report on Political Contributions Against Against Shareholder 18 Claw-back of Payments under Restatements Against Against Shareholder
========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant): Morgan Stanley Balanced Fund By (Signature and Title): /s/ Ronald E. Robison - ------------------------------------ President and Principal Executive Officer -- Office of the Funds Date August 28, 2008 2 -----END PRIVACY-ENHANCED MESSAGE-----