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audit of the financial statements of Morgan Stanley Income Securities Inc. (the "Fund") as of and for the year ended September 30, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the . risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of September 30, 2010. This report is intended solely for the information and use of management and the Board of Directors of Morgan Stanley Income Securities Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Deloitte & Touche LLP New York, New York November 24, 2010 EX-99.77C VOTES 3 voting.txt SHAREHOLDER VOTING Morgan Stanley Income Securities Inc. On June 16, 2010, a meeting of the Fund's shareholders was held for the purpose of voting on the following matter, the results of which were as follows: Election of Directors by all Shareholders:
Director For Withhold Abstain Michael F. Klein 7,044,161 256,604 0 Michael E. Nugent 7,036,980 263,785 0 W. Allen Reed 7,038,177 262,588 0
EX-99.77O RULE 10F-3 4 tenfthree.txt 10F-3 MORGAN STANLEY INCOME SECURITIES INC. ITEM 77(O) 10F-3 TRANSACTIONS APRIL 1, 2010 - SEPTEMBER 30, 2010
SECURITY PURCHASE/ SIZE OF OFFERING TOTAL AMOUNT OF % OF % OF PURCHASED TRADE DATE OFFERING PRICE OF AMOUNT OF SHARES OFFERING FUNDS BROKERS PURCHASED FROM SHARES OFFERING PURCHASED PURCHASED TOTAL BY FUND BY FUND ASSETS - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Credit Southern Suisse, Copper Corp Goldman 5.375% Due Sachs & Co, 4/16/2020 04/13/10 - $99.481 $400,000,000.00 165,000.00 0.04% 0.10% Morgan Credit Suisse Stanley, Securities BBVA Securities BofA Merrill Lynch - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Wells Fargo Securities, Credit Suisse, Deutsche Biomed Realty Bank Lp 6.125% due Securities, 4/15/2020 04/22/10 - $98.977 $250,000,000.00 160,000.00 0.06% 0.10% KeyBanc Wachovia Capital Securities Markets, Morgan Stanley, Raymond James, RBC Capital Markets, RBS, UBS Investment Bank, US Bancorp - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Goldman, Sachs & Co., J.P. Morgan, Morgan Stanley, BofA Merrill Lynch, Citi, Barclays Capital, NBC Universal BNP Inc. 5.150% Paribas, due 4/30/2020 Credit 04/27/10 - $99.845 $2,000,000,000.00 440,000.00 0.02% 0.28% Suisse, JP Morgan Deutsche Bank Securities, Mitsubishi UFJ Securities, RBS, UBS Investment Bank, Mitsubishi UFJ Securities, Wells Fargo Securities, Blaylock Robert Van, LLC, CastleOak Securities, L.P., Loop Capital Markets, LLC, Ramirez & Co., Inc., The Williams Capital Group, L.P. - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Citi, J.P. Morgan, BofA Merrill Lynch, Credit Suisse, RBS, Barclays Discovery Capital, Communications BNP LLC 5.050% due 05/26/10 - $99.675 $1,300,000,000.00 385,000.00 0.03% 0.25% Paribas, JP Morgan 6/1/2020 Credit Securities, Agricole Inc. CIB, Goldman, Sachs & Co., Morgan Stanley, RBC Capital Markets, Scotia Capital, SunTrust Robinson Humphrey, Wells Fargo Securities - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- BofA Merrill Lynch, J.P. Morgan, HSBC Securities Pall corp. (USA), 5.000% due Wells Fargo Banc of 6/15/2020 06/15/10 - $99.465 $375,000,000.00 295,000.00 0.08% 0.19% Securities, America Daiwa Securities Capital Markets America, Mitsubishi UFJ Securities (USA), ANZ Securities, Banca IMI, BNP Paribas, Commerzbank, ING - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Citi, J.P. Morgan, Wells Fargo Securities, BNY Mellon Capital Markets, LLC, Mitsubishi Prudential UFJ JP Morgan Financial Inc. Securities, 5.375% due Nikko Bank 6/21/2020 06/16/10 - $99.390 $650,000,000.00 230,000.00 0.03% 0.15% (Luxembourg) S.A., Cabrera Capital Markets, LLC, Loop Capital Markets, Siebert Capital Markets - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Citi, BofA Digital Realty Merrill Trust LP Lynch, 4.500% due 06/30/10 - $99.697 $375,000,000.00 455,000.00 0.12% 0.29% Credit Credit Suisse 7/15/2015 Suisse, Securities Morgan Stanley, Deutsche Bank Securities, J.P. Morgan, RBS - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Barclays LaFarge SA Capital, 5.500% due J.P. 7/9/2015 07/06/10 - $99.914 $550,000,000.00 775,000.00 0.14% 0.49% Morgan, Barclays Deutsche Capital Bank Securities, Mitsubishi UFJ Securities, Mizuho Securities USA Inc., RBS, UBS Investment Bank - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Barclays Capital, Citi, J.P. Morgan, Wells Fargo Securities, BofA Merrill Lynch, BNP Paribas, Deutsche Bank Securities, Goldman, Sachs & Co., Morgan Time Warner Stanley, Inc. 4.700% RBS, BNY J.P. Morgan due 1/15/2021 Mellon Securities, 07/07/10 - $99.762 1,000,000,000.00 180,000.00 0.02% 0.11% Capital Inc. Markets, LLC, Credit Agricole CIB, Credit Suisse, Daiwa Capital Markets, Hadnelsbanken Capital Markets, Lloyds TSB Corporate Markets, Mitsubishi UFJ Securities, Mizuho Securities USA Inc., Ramirez & co., Inc., Santander, Scotia Capital, The Williams Capital Group, L.P., UBS Investment Bank - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- BofA Merrill Lynch, J.P. Expedia Inc. Morgan, 5.950% due 08/02/10 - $99.893 $750,000,000.00 375,000.00 0.05% 0.23% Barclays J.P. Morgan 8/15/2020 Capital, Securities, BNP Inc. Paribas, RBS, Daiwa Capital Markets, Mitsubishi UFJ Securities, Mizuho Securities USA Inc., US Bancorp - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- J.P. Omnicom Group Morgan, Inc. 4.450% BofA due 8/15/2020 Merrill 08/02/10 - $99.654 $1,000,000,000.00 280,000.00 0.03% 0.17% Lynch, J.P. Morgan Citi, Securities, Deutsche Inc. Bank Securities, HSBC, Barclays Capital, Wells Fargo Securities, BNP Paribas, Morgan Stanley, Societe Generale, UBS Investment Bank, ANZ Securities, Banca IMI, BBVA Securities, RBS - ---------------- ---------- --------------- --------- ---------------- ------------- ----------------- ------------- --------------- Citi, J.P. Morgan, Credit Suisse, Goldman, Sachs & Co., BofA Merrill Lynch, Barclays DirecTV Capital, Holdings LLC Mitsubishi 4.600% due UFJ J.P. Morgan 2/15/2021 08/10/10 - $99.934 $1,000,000,000.00 1,305,000.00 0.13% 0.80% Securities, Securities, Morgan Inc. Stanley, UBS Investment Bank, Credit Agricole CIB, HSBO, ING Wholesale, Lloyds TSB Corporate Markets, Mizuho Securities USA Inc., RBS, U.S. Bancorp - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Deutsche Bank QEP Resources Securities, Inc. 6.875% BofA due 3/1/2021 Merrill 08/11/10 - $99.074 $625,000,000.00 275,000.00 0.04% 0.17% Lynch, BMO Deutsche Bank Capital Securities Markets, J.P. Morgan, Wells Fargo Securities, SunTrust Robinson Humphrey, U.S. Bancorp, Mitsubishi UFJ Securities, BBVA Securities, RBS, TD Securities, Societe Generale, Goldman, Sachs & Co. - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- BofA Merrill Ingram Micro Lynch, Inc. 5.250% Morgan Banc of due 9/1/2017 08/16/10 - $99.998 $300,000,000.00 505,000.00 0.17% 0.31% Stanley, America BNP Securities Paribas, Mizuho Securities USA Inc., Raymond James, RBS, Scotia Capital, UBS Investment Bank - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- BRE Properties 9/15/2010 $300,000,000 $99.809 $300,000,000 325,000 0.108% 0.20% Deutsche Bank Greenwich Inc. Sec., Capital 5.200% due JPMorgan, 3/15/2021 Mitsubishi UFJ, RBS, UBS - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Wyndham World 9/15/2010 $250,000,000 $99.949 $250,000,000 250,000 0.100% 0.15% Bank of JP Morgan Corp. 5.750% America, Securities due 2/1/2018 Deutsche Bank, JPMorgan, RBS Mitsubishi UFJ - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- Weatherford Intl 9/16/2010 1,400,000,000 $99.862 $800,000,000 1,150,000 0.144% 0.71% Deutsche Deutsche Bank Limited Bank, Securities 5.125% due Morgan 9/15/2020 Stanley, UBS - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- DCP Midstream 9/23/2010 $250,000,000 $99.922 $250,000,000 900,000 0.36% 0.54% Morgan Wachovia Operating LP Stanley, Securities 3.250% due Wells 10/1/2015 Fargo, Barclays Capital, Citi, Credit Suisse, RBS, SunTrust Robinson Humphrey - ---------------- ---------- --------------- --------- ----------------- ------------- -------- ------- ------------- --------------- NBC Universal 9/27/2010 $5,100,000,000 $99.975 2,000,000,000 865,000 0.043% 0.52% Goldman JP Morgan Inc. Sachs, BofA 4.375% due Merrill 4/1/2021 Lynch, JPMorgan, Morgan Stanley, Citi
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