0001140361-23-024434.txt : 20230512
0001140361-23-024434.hdr.sgml : 20230512
20230512171022
ACCESSION NUMBER: 0001140361-23-024434
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230512
DATE AS OF CHANGE: 20230512
EFFECTIVENESS DATE: 20230512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 23916958
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0000932724
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03-31-2023
03-31-2023
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GABELLI & Co INVESTMENT ADVISERS, INC.
One Corporate Center
Rye
NY
10580
13F HOLDINGS REPORT
028-10598
000137024
801-65243
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
05-03-2023
0
246
521144520
INFORMATION TABLE
2
informationtable.xml
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WARRANT
90138P118
351
12700
SH
SOLE
12700
0
0
3D SYSTEMS CORP
EQUITY
88554D205
154368
14400
SH
SOLE
14400
0
0
7GC & CO HOLDINGS CL A -CW26
WARRANT
81786A115
1271
12711
SH
SOLE
12711
0
0
ABBVIE INC
EQUITY
00287Y109
318740
2000
SH
SOLE
2000
0
0
ACCRETION ACQUISITION CORP
EQUITY
00438Y107
1596504
154700
SH
SOLE
154700
0
0
ACCRETION ACQUISITION COR-RT
EQUITY RIGHT
00438Y123
14697
154700
SH
SOLE
154700
0
0
ACCRETION ACQUISITION -CW23
WARRANT
00438Y115
2707
77350
SH
SOLE
77350
0
0
ACE GLOBAL BUSINESS -CW27
WARRANT
G0083E110
1797
42283
SH
SOLE
42283
0
0
ACROPOLIS INFRASTRUCTU -CW26
WARRANT
005029111
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22796
SH
SOLE
22796
0
0
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EQUITY
005029103
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68389
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0
0
ACTIVISION BLIZZARD INC
EQUITY
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340822
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0
AEROJET ROCKETDYNE HOLDINGS
EQUITY
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0
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EQUITY
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539750
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EQUITY
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0
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WARRANT
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90200
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AMERICAN OUTDOOR BRANDS INC
EQUITY
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EQUITY
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EQUITY
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EQUITY
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EQUITY
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WARRANT
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0
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EQUITY
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EQUITY
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10000
SH
SOLE
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0
0
ARROWROOT ACQUISITION -CW26
WARRANT
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12250
SH
SOLE
12250
0
0
ATLAS TECHNICAL CONSULTANTS
EQUITY
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SH
SOLE
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EQUITY
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SH
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AXIOS SUSTAINABLE GROWTH-RGT
EQUITY RIGHT
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AXIOS SUSTAINABLE GRTH-CW27
WARRANT
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173500
SH
SOLE
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0
0
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321134
275
SH
SOLE
275
0
0
BANK OF NEW YORK MELLON CORP
EQUITY
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5500
SH
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0
0
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EQUITY
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0
BANNIX ACQUISITION CORP-CW23
WARRANT
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SH
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0
BANNIX ACQUISITION CORP-RTS
EQUITY RIGHT
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SH
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0
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EQUITY
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18100
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0
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079174207
214450
20800
SH
SOLE
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0
0
BERKSHIRE GREY INC
EQUITY
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136600
SH
SOLE
136600
0
0
BIO-RAD LABORATORIES-A
EQUITY
090572207
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SH
SOLE
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0
0
BLACK KNIGHT INC
EQUITY
09215C105
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37800
SH
SOLE
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0
0
BLOCKCHAIN MOON ACQ -CW26
WARRANT
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SH
SOLE
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0
BLOCKCHAIN MOON ACQ-RTS
EQUITY RIGHT
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BLOCKCHAIN MOON ACQUISITION
EQUITY
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WARRANT
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EQUITY
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BLUE SAFARI GROUP ACQUIS-RTS
EQUITY RIGHT
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EQUITY
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BLUEACACIA LTD CL A -CW23
WARRANT
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0
0
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EQUITY RIGHT
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EQUITY
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0
0
CAESARS ENTERTAINMENT INC
EQUITY
12769G100
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4600
SH
SOLE
4600
0
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CARDIOVASCULAR SYSTEMS INC
EQUITY
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5776281
290850
SH
SOLE
290850
0
0
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WARRANT
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10040
SH
SOLE
10040
0
0
CC NEUBERGER PRINCIPAL III-A
EQUITY
G1992N100
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0
0
CF ACQUISITION CORP IV CW21
WARRANT
12520T110
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21989
SH
SOLE
21989
0
0
CHURCHILL CAPITAL CORP VI-A
EQUITY
17143W101
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SH
SOLE
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CHURCHILL CAPITAL CORP VII-A
EQUITY
17144M102
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SH
SOLE
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WARRANT
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6251
51026
SH
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0
0
CIIG CAPITAL PART IIA -CW28
WARRANT
12561U117
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43850
SH
SOLE
43850
0
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CIIG CAPITAL PARTNERS II-A
EQUITY
12561U109
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SH
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0
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CIRCOR INTERNATIONAL INC
EQUITY
17273K109
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SH
SOLE
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0
0
CLEAR CHANNEL OUTDOOR HOLDIN
EQUITY
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66000
55000
SH
SOLE
55000
0
0
CLIMATEROCK - CLASS A
EQUITY
G2311X100
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SH
SOLE
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0
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CLIMATEROCK - CLASS A -27
WARRANT
G2311X118
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SH
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0
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CLIMATEROCK -RTS
EQUITY RIGHT
G2311X134
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SH
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CLOVER LEAF CAPITAL CORP-RTS
EQUITY RIGHT
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45600
SH
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0
0
COMTECH TELECOMMUNICATIONS
EQUITY
205826209
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SH
SOLE
88815
0
0
CONX CORP-CLASS A -CW27
WARRANT
212873111
6849
37900
SH
SOLE
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0
0
CORNER GROWTH ACQ CL A -CW27
WARRANT
G2425N113
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SH
SOLE
16833
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CORNING INC
EQUITY
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SH
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0
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CROWN CASTLE INC
EQUITY
22822V101
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1500
SH
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0
0
CVENT HOLDING CORP
EQUITY
126677103
2075788
248300
SH
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0
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CVS HEALTH CORP
EQUITY
126650100
222930
3000
SH
SOLE
3000
0
0
DCP MIDSTREAM LP
EQUITY UNIT
23311P100
1278718
30650
SH
SOLE
30650
0
0
DISTOKEN ACQUISITION CORP
EQUITY
G27740110
315468
31050
SH
SOLE
31050
0
0
DISTOKEN ACQUISITION CORP-28
WARRANT
G27740102
1553
31050
SH
SOLE
31050
0
0
DISTOKEN ACQUISITION RIGHTS
EQUITY RIGHT
G27740136
4037
31050
SH
SOLE
31050
0
0
DIVERSEY HOLDINGS LTD
EQUITY
G28923103
2491316
307950
SH
SOLE
307950
0
0
EDGIO INC
EQUITY
53261M104
27293
34500
SH
SOLE
34500
0
0
ELLIOTT OPPORTUNITY II COR-A
EQUITY
G30092103
1164949
113709
SH
SOLE
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ELLIOTT OPPORTUNITY II CORP
EQUITY UNIT
G30092129
224037
21900
SH
SOLE
21900
0
0
ELLIOTT OPPORTUNITY II-CW23
WARRANT
G30092111
2163
28427
SH
SOLE
28427
0
0
EVOLENT HEALTH INC - A
EQUITY
30050B101
324500
10000
SH
SOLE
10000
0
0
EVOQUA WATER TECHNOLOGIES CO
EQUITY
30057T105
5484563
110309
SH
SOLE
110309
0
0
FINANCIAL STRATEGIES ACQ -RT
EQUITY RIGHT
31772T123
6733
64000
SH
SOLE
64000
0
0
FINANCIAL STRATEGIES -CW23
WARRANT
31772T115
2240
64000
SH
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64000
0
0
FIRST HORIZON CORP
EQUITY
320517105
19708668
1108474
SH
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0
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FOCUS FINANCIAL PARTNERS-A
EQUITY
34417P100
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SH
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0
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FORGEROCK INC-A
EQUITY
34631B101
7795864
378440
SH
SOLE
378440
0
0
FORUM MERGER IV CL A -CW27
WARRANT
349875112
3041
24325
SH
SOLE
24325
0
0
FORUM MERGER IV CORP-A
EQUITY
349875104
987595
97300
SH
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0
0
FOX CORP - CLASS B
EQUITY
35137L204
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SH
SOLE
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GABELLI CONV AND INCOME SEC
EXCHANGE TRADED
36240B109
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SH
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GARRETT MOTION INC 11.000 PERP SR:A CVT
PREFERRED CONVER
366505204
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211037
SH
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0
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GENERAL MOTORS CO
EQUITY
37045V100
539196
14700
SH
SOLE
14700
0
0
GIGCAPITAL5 INC -CW28
WARRANT
37519U117
276
11000
SH
SOLE
11000
0
0
GLOBALINK INVESTMENT -CW23
WARRANT
37892F125
550
52900
SH
SOLE
52900
0
0
GLOBALINK INVESTMENT INC
EQUITY
37892F109
550160
52900
SH
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52900
0
0
GLOBALINK INVESTMENT INC-RTS
EQUITY RIGHT
37892F117
4761
52900
SH
SOLE
52900
0
0
GOLDENBRIDGE ACQ LTD -CW25
WARRANT
G3970D120
4119
47400
SH
SOLE
47400
0
0
GOLDENBRIDGE ACQUISITION-RTS
EQUITY RIGHT
G3970D138
21491
47400
SH
SOLE
47400
0
0
GRAF ACQUISITION CORP IV
EQUITY
384272100
873206
86200
SH
SOLE
86200
0
0
GRAF ACQUISITION CORP-CW28
WARRANT
384272118
2415
17240
SH
SOLE
17240
0
0
GRIFOLS SA-ADR
DEPOSITORY RECEI
398438408
942667
127906
SH
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0
0
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DEPOSITORY RECEI
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274419
51875
SH
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51875
0
0
GYRODYNE LLC
EQUITY
403829104
946408
110691
SH
SOLE
110691
0
0
HCA HEALTHCARE INC
EQUITY
40412C101
329600
1250
SH
SOLE
1250
0
0
HEARTLAND MEDIA ACQUISIT -27
WARRANT
42237V116
11060
129969
SH
SOLE
129969
0
0
HEARTLAND MEDIA ACQUISITIO-A
EQUITY
42237V108
2705965
259939
SH
SOLE
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0
0
HEICO CORP-CLASS A
EQUITY
422806208
3682890
27100
SH
SOLE
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0
0
HORIZON SPACE ACQUISITION I
EQUITY UNIT
G4619M133
706788
67700
SH
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0
0
HORIZON THERAPEUTICS PLC
EQUITY
G46188101
33353184
305600
SH
SOLE
305600
0
0
IMAX CORP 0.500 04/01/26 CVT
BOND CONVERTIBLE
45245EAJ8
468995
500000
PRN
SOLE
500000
0
0
INDUS REALTY TRUST INC
EQUITY
45580R103
1955555
29500
SH
SOLE
29500
0
0
INFINERA CORP 2.125 09/01/24 CVT
BOND CONVERTIBLE
45667GAC7
255475
250000
PRN
SOLE
250000
0
0
INTEGER HOLDINGS CORP
EQUITY
45826H109
310000
4000
SH
SOLE
4000
0
0
INTEL CORP
EQUITY
458140100
305465
9350
SH
SOLE
9350
0
0
INTERCEPT PHARMAS 2.000 05/15/26 CVT
BOND CONVERTIBLE
45845PAB4
187043
225000
PRN
SOLE
225000
0
0
INTEVAC INC
EQUITY
461148108
808917
110357
SH
SOLE
110357
0
0
IROBOT CORP
EQUITY
462726100
2096902
48050
SH
SOLE
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0
0
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EQUITY UNIT
47201B202
234647
23027
SH
SOLE
23027
0
0
JAWS JUGGERNAUT ACQUI-CW23
WARRANT
G50735110
1724
11500
SH
SOLE
11500
0
0
JAWS JUGGERNAUT ACQUISITIO-A
EQUITY
G50735102
470580
46000
SH
SOLE
46000
0
0
JAWS MUSTANG ACQ C -CW26
WARRANT
G50737124
1366
12567
SH
SOLE
12567
0
0
JOUNCE THERAPEUTICS INC
EQUITY
481116101
786435
425100
SH
SOLE
425100
0
0
KALERA PLC -27
WARRANT
G52251116
726
27000
SH
SOLE
27000
0
0
KERNEL GROUP HLDG -A -CW27
WARRANT
G5259L129
2887
25100
SH
SOLE
25100
0
0
KIMBALL INTERNATIONAL-B
EQUITY
494274103
638600
51500
SH
SOLE
51500
0
0
KINS TECH GROUP CL A -CW25
WARRANT
23248B117
3721
83053
SH
SOLE
83053
0
0
LENNAR CORP - B SHS
EQUITY
526057302
7620465
85326
SH
SOLE
85326
0
0
LIBERTY BRAVES A
EQUITY
531229706
570570
16500
SH
SOLE
16500
0
0
LIBERTY BRAVES C
EQUITY
531229888
3445577
102273
SH
SOLE
102273
0
0
LIBERTY SIRIUSXM C
EQUITY
531229607
7592036
271241
SH
SOLE
271241
0
0
MADISON SQUARE GARDEN SPORTS
EQUITY
55825T103
544216
2793
SH
SOLE
2793
0
0
MAGNACHIP SEMICONDUCTOR CORP
EQUITY
55933J203
2010781
216679
SH
SOLE
216679
0
0
MALVERN BANCORP INC
EQUITY
561409103
1024842
67446
SH
SOLE
67446
0
0
MANCHESTER UNITED PLC-CL A
EQUITY
G5784H106
863850
39000
SH
SOLE
39000
0
0
MARS ACQUISITION CORP
EQUITY UNIT
G5870E132
311966
30200
SH
SOLE
30200
0
0
MAXAR TECHNOLOGIES INC
EQUITY
57778K105
15226092
298200
SH
SOLE
298200
0
0
META PLATFORMS INC-CLASS A
EQUITY
30303M102
345462
1630
SH
SOLE
1630
0
0
MICRON TECHNOLOGY INC
EQUITY
595112103
229292
3800
SH
SOLE
3800
0
0
MILLICOM INTL CELLULAR S.A.
EQUITY
L6388F110
255571
13508
SH
SOLE
13508
0
0
MOMENTIVE GLOBAL INC
EQUITY
60878Y108
4160914
446450
SH
SOLE
446450
0
0
MONEYGRAM INTERNATIONAL INC
EQUITY
60935Y208
15890448
1524995
SH
SOLE
1524995
0
0
MORINGA ACQUISITION COR-CW26
WARRANT
G6S23K124
3403
38150
SH
SOLE
38150
0
0
MORINGA ACQUISITION CORP -A
EQUITY
G6S23K108
784364
76300
SH
SOLE
76300
0
0
MOUNTAIN & CO I ACQ -CW23
WARRANT
G6301J112
1411
21700
SH
SOLE
21700
0
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MOUNTAIN CREST ACQ CORP -RTS
EQUITY RIGHT
62403K116
14680
77305
SH
SOLE
77305
0
0
MOUNTAIN CREST ACQUISITI-RTS
EQUITY RIGHT
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12443
54100
SH
SOLE
54100
0
0
MOVELLA HOLDINGS INC
EQUITY
62459N105
13600
10000
SH
SOLE
10000
0
0
N-ABLE INC
EQUITY
62878D100
151800
11500
SH
SOLE
11500
0
0
NATIONAL INSTRUMENTS CORP
EQUITY
636518102
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109750
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109750
0
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NCR CORPORATION
EQUITY
62886E108
534314
22650
SH
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0
0
NOBLE ROCK ACQ CL A -CW27
WARRANT
G6546R119
1012
12566
SH
SOLE
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0
0
NOCTURNE ACQUISITION-RIGHTS
EQUITY RIGHT
G6580S106
1846
14200
SH
SOLE
14200
0
0
NORTHERN STAR INVESTMENT -A
EQUITY
66575B101
492423
48900
SH
SOLE
48900
0
0
NORTHVIEW ACQUISITION -23
WARRANT
66718N111
4212
52650
SH
SOLE
52650
0
0
NORTHVIEW ACQUISITION CO-RTS
EQUITY RIGHT
66718N129
17901
105300
SH
SOLE
105300
0
0
NUVASIVE INC
EQUITY
670704105
3726327
90204
SH
SOLE
90204
0
0
NXP SEMICONDUCTORS NV
EQUITY
N6596X109
932375
5000
SH
SOLE
5000
0
0
OAK STREET HEALTH INC
EQUITY
67181A107
25884656
669200
SH
SOLE
669200
0
0
OCA ACQ CORP -CL A -CW27
WARRANT
670865112
1505
19050
SH
SOLE
19050
0
0
OCEANTECH ACQUISITIONS- CW A
WARRANT
675507115
5754
93100
SH
SOLE
93100
0
0
OCULIS HOLDING AG -30
WARRANT
H5870P110
9321
21896
SH
SOLE
21896
0
0
OXBRIDGE ACQUISITION -CW23
WARRANT
G6855L117
5806
88500
SH
SOLE
88500
0
0
PARAMOUNT GLOBAL-CLASS A
EQUITY
92556H107
224808
8700
SH
SOLE
8700
0
0
PFSWEB INC
EQUITY
717098206
363156
85650
SH
SOLE
85650
0
0
PG&E CORP 5.500 08/16/23 CVT
PREFERRED CONVER
69331C140
249078
1750
SH
SOLE
1750
0
0
PNM RESOURCES INC
EQUITY
69349H107
21423046
440079
SH
SOLE
440079
0
0
POST HOLDINGS PARTNERI -CW23
WARRANT
737465112
23180
154533
SH
SOLE
154533
0
0
POST HOLDINGS PARTNERING -A
EQUITY
737465104
4691632
463600
SH
SOLE
463600
0
0
PRESTO AUTOMATION INC-27
WARRANT
74113T113
12917
301100
SH
SOLE
301100
0
0
PROGRESS ACQ CL A -CW27
WARRANT
74327P113
1768
32150
SH
SOLE
32150
0
0
PROPTECH INV CORP 2 -CW27
WARRANT
03832J114
1168
55366
SH
SOLE
55366
0
0
PROSOMNUS INC-CW27
WARRANT
50535E116
6431
40700
SH
SOLE
40700
0
0
PROTO LABS INC
EQUITY
743713109
480675
14500
SH
SOLE
14500
0
0
PROVENTION BIO INC
EQUITY
74374N102
3576440
148400
SH
SOLE
148400
0
0
QUALTRICS INTERNATIONAL-CL A
EQUITY
747601201
6384032
358050
SH
SOLE
358050
0
0
QUANTUM FINTECH ACQUISITION
EQUITY
74767A105
2295000
225000
SH
SOLE
225000
0
0
RADIUS GLOBAL INFRASTRUCTU-A
EQUITY
750481103
11951649
814700
SH
SOLE
814700
0
0
REDWOODS ACQUISITION CORP
EQUITY
758083109
1033000
100000
SH
SOLE
100000
0
0
REDWOODS ACQUISITION -CW27
WARRANT
758083117
7360
100000
SH
SOLE
100000
0
0
REDWOODS ACQUISITION-RIGHTS
EQUITY RIGHT
758083125
10000
100000
SH
SOLE
100000
0
0
RICE ACQUISITION CORP II -A
EQUITY
G75529100
707239
69100
SH
SOLE
69100
0
0
ROGERS CORP
EQUITY
775133101
12751953
78027
SH
SOLE
78027
0
0
ROTH CH ACQUISITION IV CO
EQUITY
77867P104
929386
88979
SH
SOLE
88979
0
0
ROTH CH ACQUISITION IV -CW23
WARRANT
77867P112
12541
44489
SH
SOLE
44489
0
0
ROTH CH ACQUISITION V CO.
EQUITY UNIT
77867R209
217332
21100
SH
SOLE
21100
0
0
SCREAMING EAGLE ACQ -CLASS A
EQUITY
G79407105
1049020
103250
SH
SOLE
103250
0
0
SEAGEN INC
EQUITY
81181C104
3219273
15900
SH
SOLE
15900
0
0
SENIOR CONNECT ACQ A -CW27
WARRANT
81723H116
2283
58400
SH
SOLE
58400
0
0
SERITAGE GROWTH PROP- A REIT
EQUITY
81752R100
3955462
502600
SH
SOLE
502600
0
0
SILICON MOTION TECHNOL-ADR
DEPOSITORY RECEI
82706C108
1713217
26148
SH
SOLE
26148
0
0
SINCLAIR BROADCAST GROUP -A
EQUITY
829226109
264264
15400
SH
SOLE
15400
0
0
SLAM CORP-A
EQUITY
G8210L105
1585605
153200
SH
SOLE
153200
0
0
SLAM CORP-A -CW27
WARRANT
G8210L121
3927
17075
SH
SOLE
17075
0
0
SOLARWINDS CORP
EQUITY
83417Q204
111800
13000
SH
SOLE
13000
0
0
SONY GROUP CORP - SP ADR
DEPOSITORY RECEI
835699307
762820
8415
SH
SOLE
8415
0
0
SOUTHWEST GAS HOLDINGS INC
EQUITY
844895102
1561250
25000
SH
SOLE
25000
0
0
SPECTRUM BRANDS HOLDINGS INC
EQUITY
84790A105
4363898
65900
SH
SOLE
65900
0
0
SPIRIT AIRLINES INC
EQUITY
848577102
2398649
139700
SH
SOLE
139700
0
0
SPORTSMAN'S WAREHOUSE HOLDIN
EQUITY
84920Y106
5175887
610364
SH
SOLE
610364
0
0
SPORTSMAP TECH ACQ -CW27
WARRANT
84921J116
1121
24900
SH
SOLE
24900
0
0
SPORTSMAP TECH ACQUISITION C
EQUITY
84921J108
344616
33200
SH
SOLE
33200
0
0
SPRING VALLEY ACQUISITION CO
EQUITY UNIT
G83752124
1376130
129700
SH
SOLE
129700
0
0
STAR HOLDINGS
EQUITY
85512G106
388667
22350
SH
SOLE
22350
0
0
SUMO LOGIC INC
EQUITY
86646P103
4290637
358150
SH
SOLE
358150
0
0
TASTEMAKER ACQ CL A -CW25
WARRANT
876545112
14723
98150
SH
SOLE
98150
0
0
TCV ACQUISITION CORP-A
EQUITY
G8704C124
121856
11900
SH
SOLE
11900
0
0
TEGNA INC
EQUITY
87901J105
16982392
1004281
SH
SOLE
1004281
0
0
TELEFONICA SA-SPON ADR
DEPOSITORY RECEI
879382208
196880
46000
SH
SOLE
46000
0
0
TELEPHONE AND DATA SYSTEMS
EQUITY
879433829
105100
10000
SH
SOLE
10000
0
0
TELESAT CORP
EQUITY
879512309
603299
70151
SH
SOLE
70151
0
0
TEXAS INSTRUMENTS INC
EQUITY
882508104
260414
1400
SH
SOLE
1400
0
0
TEXTRON INC
EQUITY
883203101
254268
3600
SH
SOLE
3600
0
0
THE CIGNA GROUP
EQUITY
125523100
255530
1000
SH
SOLE
1000
0
0
T-MOBILE US INC
EQUITY
872590104
1672902
11550
SH
SOLE
11550
0
0
TMT ACQUISITION CORP
EQUITY UNIT
G89229101
955230
93650
SH
SOLE
93650
0
0
TOWER SEMICONDUCTOR LTD
EQUITY
M87915274
13818336
325367
SH
SOLE
325367
0
0
TRAILBLAZER MERGER CORP I
EQUITY UNIT
89278D208
566049
56100
SH
SOLE
56100
0
0
TRAVELCENTERS OF AMERICA INC
EQUITY
89421B109
16132250
186500
SH
SOLE
186500
0
0
TREACE MEDICAL CONCEPTS INC
EQUITY
89455T109
251900
10000
SH
SOLE
10000
0
0
TREAN INSURANCE GROUP INC
EQUITY
89457R101
1093950
178750
SH
SOLE
178750
0
0
TRINE II ACQ CL A -CW27
WARRANT
G9059F118
5422
108439
SH
SOLE
108439
0
0
TRINE II ACQUISITION CORP -A
EQUITY
G9059F100
2268544
216878
SH
SOLE
216878
0
0
UNIVAR SOLUTIONS INC
EQUITY
91336L107
10866306
310200
SH
SOLE
310200
0
0
UNIVERSAL DISPLAY CORP
EQUITY
91347P105
269926
1740
SH
SOLE
1740
0
0
US XPRESS ENTERPRISES INC -A
EQUITY
90338N202
4523874
761595
SH
SOLE
761595
0
0
UTA ACQUISITION CORPORATION
EQUITY UNIT
G9473A125
310066
29502
SH
SOLE
29502
0
0
VERTEX PHARMACEUTICALS INC
EQUITY
92532F100
220549
700
SH
SOLE
700
0
0
VIMEO INC
EQUITY
92719V100
120645
31500
SH
SOLE
31500
0
0
VISCOGLIOSI BROTHERS AC -27
WARRANT
92838K118
3794
54198
SH
SOLE
54198
0
0
VISCOGLIOSI BROTHERS ACQUISI
EQUITY
92838K100
1131665
108397
SH
SOLE
108397
0
0
VIVEON HEALTH ACQ -CW27
WARRANT
92853V114
903
60178
SH
SOLE
60178
0
0
VIVEON HEALTH ACQUISIT-RTS
EQUITY RIGHT
92853V122
4155
83100
SH
SOLE
83100
0
0
VMWARE INC-CLASS A
EQUITY
928563402
14599210
116934
SH
SOLE
116934
0
0
WARNER BROS DISCOVERY INC
EQUITY
934423104
175160
11600
SH
SOLE
11600
0
0
WAVERLEY CAPITAL -A -CW27
WARRANT
G06536117
13572
144535
SH
SOLE
144535
0
0
WAVERLEY CAPITAL ACQUISITI-A
EQUITY
G06536109
3754732
368111
SH
SOLE
368111
0
0
WELLS FARGO & COMPANY 7.500 PERP SR:L CVT
PREFERRED CONVER
949746804
294063
250
SH
SOLE
250
0
0
WIDEOPENWEST INC
EQUITY
96758W101
916869
86253
SH
SOLE
86253
0
0
WORLD WRESTLING ENTERTAIN-A
EQUITY
98156Q108
1651806
18100
SH
SOLE
18100
0
0
YAMANA GOLD INC
EQUITY
98462Y100
13221328
2260056
SH
SOLE
2260056
0
0
ZIMMER ENERGY TRANS -A -CW23
WARRANT
989570114
4037
23066
SH
SOLE
23066
0
0
ZIMMER ENERGY TRANSITION -A
EQUITY
989570106
700996
69200
SH
SOLE
69200
0
0