0001140361-22-041000.txt : 20221110
0001140361-22-041000.hdr.sgml : 20221110
20221110170044
ACCESSION NUMBER: 0001140361-22-041000
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221110
DATE AS OF CHANGE: 20221110
EFFECTIVENESS DATE: 20221110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 221378287
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0000932724
XXXXXXXX
09-30-2022
09-30-2022
false
GABELLI & Co INVESTMENT ADVISERS, INC.
One Corporate Center
Rye
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
10-20-2022
0
0
771190
INFORMATION TABLE
2
informationtable.xml
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0
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WARRANT AND RIGH
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4
12700
SH
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12700
0
0
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COM
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94
11800
SH
SOLE
11800
0
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COM
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251
25422
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COM
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COM
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0
0
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COM
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82600
SH
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0
0
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WARRANT AND RIGH
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COM
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WARRANT AND RIGH
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WARRANT AND RIGH
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WARRANT AND RIGH
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WARRANT AND RIGH
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AMAZON.COM INC
COM
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AMERICAN ASSETS TR INC COM
COM
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SH
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COM
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21500
SH
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COM
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271
2000
SH
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APPLE INC
COM
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1740
SH
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0
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APPLIED OPTOELECTRONICS INC CO
COM
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SH
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COM
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SH
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COM
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WARRANT AND RIGH
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COM
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SH
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ARROWROOT ACQUISITION CORP CL
COM
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241
24500
SH
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0
0
ARROWROOT ACQUISITION CORP WT
WARRANT AND RIGH
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SH
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0
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ATHLON ACQUISITION CORP COM CL
COM
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1706
172800
SH
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0
0
ATLANTIC AVE ACQUISITION CORCO
COM
04906P101
412
41100
SH
SOLE
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0
0
ATLANTIC AVE ACQUISITION CORWT
WARRANT AND RIGH
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SH
SOLE
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0
0
ATLAS AIR WORLDWIDE HLDGS INCO
COM
049164205
363
3800
SH
SOLE
3800
0
0
ATLAS CORP SHS
COM
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20650
SH
SOLE
20650
0
0
ATLAS CREST INVESTMENT CORP CO
COM
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50400
SH
SOLE
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0
0
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WARRANT AND RIGH
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SH
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0
AURINIA PHARMACEUTICALS INC CO
COM
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10000
SH
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AUSTERLITZ ACQUISITION CORP CO
COM
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SH
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WARRANT AND RIGH
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COM
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AVANTI ACQUISITION CORP SHS CL
COM
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WARRANT AND RIGH
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COM
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SH
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COM
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COM
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WARRANT AND RIGH
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BANK MARIN BANCORP COM
COM
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0
0
BANK OF NEW YORK MELLON CORP
COM
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SH
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BANNIX ACQUISITION CORP COM
COM
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657
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SH
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WARRANT AND RIGH
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COM
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SH
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BIO RAD LABS INC CL A
COM
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209
500
SH
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BIOHAVEN PHARMACTL HLDG CO LCO
COM
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COM
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WARRANT AND RIGH
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WARRANT AND RIGH
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WARRANT AND RIGH
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COM
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WARRANT AND RIGH
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COM
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WARRANT AND RIGH
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COM
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COM
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COM
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SH
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BOEING CO
COM
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SH
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WARRANT AND RIGH
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SH
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BROADCOM INC
COM
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SH
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BTRS HOLDINGS INC COM CL 1
COM
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CAESARS ENTERTAINMENT INC COM
COM
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SH
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CALSS ACCELERATION CORP
COM
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COM
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COM
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SH
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COM
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COM
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COM
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COM
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COM
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WARRANT AND RIGH
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COM
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COM
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WARRANT AND RIGH
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COM
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COM
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COM
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COM
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COM
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SH
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WARRANT AND RIGH
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COM
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COM
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SH
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WARRANT AND RIGH
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COLICITY INC COM CL A
COM
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WARRANT AND RIGH
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COMTECH TELECOMMUNICATIONS CCO
COM
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CONTINENTAL RESOURCES INC COM
COM
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SH
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COM
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SH
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COM
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WARRANT AND RIGH
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COPART INC COM
COM
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544
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COM
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WARRANT AND RIGH
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CORNING INC
COM
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SH
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COVETRUS INC
COM
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SH
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COWEN INC CL A NEW
COM
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SH
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CROWN CASTLE INTL CORP
COM
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SH
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CROWN PROPTECH ACQUISITIONS SH
COM
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SH
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WARRANT AND RIGH
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CRUCIBLE ACQUISITION CORP
COM
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SH
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CVS HEALTH CORP
COM
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SH
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0
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CYBEROPTICS CORP COM
COM
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SH
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D AND Z MEDIA ACQUISITION CO
COM
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251
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SH
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DEEP LAKE CAPITAL ACQUSTN COCL
COM
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SH
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DEEP LAKE CAPITAL ACQUSTN COWT
WARRANT AND RIGH
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DHB CAPITAL CORP CL A COM
COM
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SH
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WARRANT AND RIGH
23291W117
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SH
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0
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DISH NETWORK CORPORATION
COM
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160
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SH
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DISNEY WALT PRODTNS
COM
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SH
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DRAGONEER GROWTH OPP III-A
COM
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SH
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EDGIO INC
COM
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SH
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ELLIOTT OPPORTUNITY II CORP
COM
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SH
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COM
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WARRANT AND RIGH
G30092111
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EPIPHANY TECHNOLOGY ACQUISITCO
COM
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SH
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EPIPHANY TECHNOLOGY ACQUISITWT
WARRANT AND RIGH
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SH
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EURONAV NPV
COM
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SH
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COM
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650
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SH
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0
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WARRANT AND RIGH
G3167F128
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SH
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EVO PMTS INC CL A COM
COM
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SH
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0
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COM
30050B101
287
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SH
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0
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EXTERRAN CORP COM
COM
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SH
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FAR PEAK ACQUISITION CORP SHS
COM
G3312L103
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SH
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168781
0
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FARFETCH LTD ORD SH CL A
COM
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136
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SH
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0
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FIGURE ACQUISITION CORP I
COM
302438205
247
25000
SH
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0
0
FINANCIAL STRATEGIES ACQUISITI
COM
31772T107
642
64000
SH
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0
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FINANCIAL STRATEGIES ACQUISITI
WARRANT AND RIGH
31772T115
3
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SH
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FINANCIAL STRATEGIES ACQUISITI
WARRANT AND RIGH
31772T123
3
64000
SH
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0
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FINSERV ACQUISITION CORP II
COM
31809Y202
250
25100
SH
SOLE
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0
0
FIRST HORIZON NATL CORP COM
COM
320517105
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SH
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0
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FISERV INC COM
COM
337738108
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SH
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FLAGSTAR BANCORP INC COM PAR .
COM
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FLAME ACQUISITION CORP UNIT
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242
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SH
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FORD MTR CO DEL COM PAR $0.01
COM
345370860
112
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SH
SOLE
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0
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FORMA THERAPEUTICS HLDGS INCSH
COM
34633R104
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SH
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FORTISTAR SUSTAINABLE SOLUTI
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34962M205
349
35500
SH
SOLE
35500
0
0
FORTRESS CAPITAL ACQUISITION
COM
G36427113
252
25400
SH
SOLE
25400
0
0
FORTRESS VALUE ACQUISI CORP CO
COM
34964K108
479
48700
SH
SOLE
48700
0
0
FORUM MERGER IV CORP CLASS A C
COM
349875104
955
97300
SH
SOLE
97300
0
0
FORUM MERGER IV CORP WT EXP 03
WARRANT AND RIGH
349875112
1
24325
SH
SOLE
24325
0
0
FRAZIER LIFESCIENCES ACQUIS
COM
G3710A121
104
10200
SH
SOLE
10200
0
0
FRONTIER ACQUISITION CORP CLAS
COM
G36826108
363
36600
SH
SOLE
36600
0
0
FUSION ACQUISITION CORP II COM
COM
36118N102
482
49000
SH
SOLE
49000
0
0
FUSION ACQUISITION CORP II WT
WARRANT AND RIGH
36118N110
1
16333
SH
SOLE
16333
0
0
F-STAR THERAPEUTICS INC COM
COM
30315R107
753
147100
SH
SOLE
147100
0
0
GABELLI CV SECURITIES FUND
MUTUAL FUNDS
36240B109
1764
355000
SH
SOLE
355000
0
0
GABELLI DIV&INC TR COM
MUTUAL FUNDS
36242H104
11794
630000
SH
SOLE
630000
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
828
86856
SH
SOLE
86856
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
6810
486810
SH
SOLE
486810
0
0
GABELLI LOVE OUR PLANET & PEOP
MUTUAL FUNDS
36261K103
676
29600
SH
SOLE
29600
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
2746
439377
SH
SOLE
439377
0
0
GAMCO INVESTORS INC COM
COM
361438104
41218
2417500
SH
SOLE
2417500
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
00365E105
54
13205
SH
SOLE
13205
0
0
GARRETT MOTION INC PFD CONV SE
PREFERRED STOCKS
366505204
1504
211471
SH
SOLE
211471
0
0
GDL FUND
MUTUAL FUNDS
361570104
14686
1854307
SH
SOLE
1854307
0
0
GENERAL ELECTRIC CO COM NEW
COM
369604301
364
5875
SH
SOLE
5875
0
0
GENERAL MTRS CO COM
COM
37045V100
278
8675
SH
SOLE
8675
0
0
GIGCAPITAL 5 INC WT EXP 032828
WARRANT AND RIGH
37519U117
0
11000
SH
SOLE
11000
0
0
GIGINTERNATIONAL1 INC WT EXP 0
WARRANT AND RIGH
37518W114
4
46500
SH
SOLE
46500
0
0
GLOBAL BLOOD THERAPEUTICS INCO
COM
37890U108
15766
231506
SH
SOLE
231506
0
0
GLOBAL PARTNER ACQUISITION C
COM
G3934P110
381
38300
SH
SOLE
38300
0
0
GLOBALINK INVT INC COM
COM
37892F109
527
52900
SH
SOLE
52900
0
0
GLOBALINK INVT INC RT
WARRANT AND RIGH
37892F117
9
52900
SH
SOLE
52900
0
0
GLOBALINK INVT INC WT EXP 1203
WARRANT AND RIGH
37892F125
3
52900
SH
SOLE
52900
0
0
GOLDENBRIDGE ACQUISITION LTDRT
WARRANT AND RIGH
G3970D138
7
47400
SH
SOLE
47400
0
0
GOLDENBRIDGE ACQUISITION LTDWT
WARRANT AND RIGH
G3970D120
2
47400
SH
SOLE
47400
0
0
GRAF ACQUISITION CORP IV COM
COM
384272100
840
86200
SH
SOLE
86200
0
0
GRAF ACQUISITION CORP IV WT EX
WARRANT AND RIGH
384272118
3
17240
SH
SOLE
17240
0
0
GRAHAM HOLDINGS CO.
COM
384637104
1011
1880
SH
SOLE
1880
0
0
GREIF INC CL B
COM
397624206
1503
24713
SH
SOLE
24713
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
1143
132306
SH
SOLE
132306
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
694
129025
SH
SOLE
129025
0
0
GYRODYNE LLC COM
COM
403829104
1068
111291
SH
SOLE
111291
0
0
H I G ACQUISITION CORP COM CL
COM
G44898107
1910
191200
SH
SOLE
191200
0
0
H I G ACQUISITION CORP WT EXP
WARRANT AND RIGH
G44898123
0
68600
SH
SOLE
68600
0
0
HANGER ORTHOPEDIC GROUP INC CO
COM
41043F208
2280
121800
SH
SOLE
121800
0
0
HCA HEALTHCARE INC
COM
40412C101
235
1280
SH
SOLE
1280
0
0
HEALTHCARE SERVICES ACQU CORCO
COM
42227K104
503
50700
SH
SOLE
50700
0
0
HEALTHCARE SERVICES ACQU CORWT
WARRANT AND RIGH
42227K112
1
25350
SH
SOLE
25350
0
0
HEARTLAND MEDIA ACQUISITIO-A
COM
42237V108
2589
259939
SH
SOLE
259939
0
0
HEARTLAND MEDIA ACQUISITIO-WT
WARRANT AND RIGH
42237V116
15
129969
SH
SOLE
129969
0
0
HILL INTERNATIONAL INC COM
COM
431466101
2835
853950
SH
SOLE
853950
0
0
HORIZON ACQUISITION CORPORATWT
WARRANT AND RIGH
G46044114
4
25967
SH
SOLE
25967
0
0
HPX CORP WT EXP 071425
WARRANT AND RIGH
G32219126
11
45850
SH
SOLE
45850
0
0
HUDSON EXECUTIV INV CORP III
COM
44376L206
240
24400
SH
SOLE
24400
0
0
HUDSON EXECUTIVE INVESTMENT
COM
443760202
375
38000
SH
SOLE
38000
0
0
HUMANCO ACQUISITION CORP
COM
44487N208
253
25574
SH
SOLE
25574
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
348
7000
SH
SOLE
7000
0
0
ICPT 2.000 05/15/26
CONVERTIBLE BOND
45845PAB4
170
225000
PRN
SOLE
225000
0
0
INDEPENDENCE HOLDINGS CORP CLA
COM
G4761A101
604
60900
SH
SOLE
60900
0
0
INDEPENDENCE HOLDINGS CORP WT
WARRANT AND RIGH
G4761A127
2
12180
SH
SOLE
12180
0
0
INFN 2 1/8 9/1/24
CONVERTIBLE BOND
45667GAC7
230
250000
PRN
SOLE
250000
0
0
INFRA AND ENERGY ALTRNTIVE ICO
COM
45686J104
459
33900
SH
SOLE
33900
0
0
INSU ACQUISITION CORP III COM
COM
457817104
502
50500
SH
SOLE
50500
0
0
INSU ACQUISITION CORP III WT E
WARRANT AND RIGH
457817112
1
16833
SH
SOLE
16833
0
0
INTERACTIVE BROKERS
COM
45841N107
1208
18895
SH
SOLE
18895
0
0
INTEVAC INC COM
COM
461148108
970
208509
SH
SOLE
208509
0
0
IROBOT CORP COM
COM
462726100
2940
52200
SH
SOLE
52200
0
0
IRONSOURCE LTD-A
COM
M5R75Y101
1091
317158
SH
SOLE
317158
0
0
ITIQUIRA ACQUISITION CORP
COM
G49773123
250
25200
SH
SOLE
25200
0
0
ITT INC COM
COM
45073V108
229
3503
SH
SOLE
3503
0
0
JACK CREEK INVESTMENT CORP CL
COM
G4989X115
379
38100
SH
SOLE
38100
0
0
JACK CREEK INVESTMENT CORP WT
WARRANT AND RIGH
G4989X123
5
19050
SH
SOLE
19050
0
0
JATT ACQUISITION CORP SHS CL A
COM
G50752107
919
91400
SH
SOLE
91400
0
0
JATT ACQUISITION CORP WT EXP07
WARRANT AND RIGH
G50752123
7
45700
SH
SOLE
45700
0
0
JAWS HURRICANE ACQUISITON CO
COM
47201B202
225
23027
SH
SOLE
23027
0
0
JAWS JUGGERNAUT ACQUISITN COCL
COM
G50735102
452
46000
SH
SOLE
46000
0
0
JAWS JUGGERNAUT ACQUISITN COWT
WARRANT AND RIGH
G50735110
2
11500
SH
SOLE
11500
0
0
JAWS MUSTANG ACQUISITION CORSH
COM
G50737108
500
50271
SH
SOLE
50271
0
0
JAWS MUSTANG ACQUISITION CORWT
WARRANT AND RIGH
G50737124
1
12567
SH
SOLE
12567
0
0
JIYA ACQUISITION CORP -CL A
COM
47760M102
405
40600
SH
SOLE
40600
0
0
JOFF FINTECH ACQUISITION CORCO
COM
46592C100
1970
200000
SH
SOLE
200000
0
0
JOFF FINTECH ACQUISITION CORWT
WARRANT AND RIGH
46592C118
3
66666
SH
SOLE
66666
0
0
KALERA PUBLIC LIMITED CO WT EX
WARRANT AND RIGH
G52251116
3
27000
SH
SOLE
27000
0
0
KELLOGG CO
COM
487836108
279
4000
SH
SOLE
4000
0
0
KERNEL GROUP HOLDINGS INC CL A
COM
G5259L103
498
50200
SH
SOLE
50200
0
0
KERNEL GROUP HOLDINGS INC WT E
WARRANT AND RIGH
G5259L129
1
25100
SH
SOLE
25100
0
0
KINS TECHNOLOGY GROUP INC WT E
WARRANT AND RIGH
49714K117
2
83053
SH
SOLE
83053
0
0
KISMET ACQUISITION THREE CORCL
COM
G5276C110
437
44100
SH
SOLE
44100
0
0
KISMET ACQUISITION THREE CORWT
WARRANT AND RIGH
G5276C102
0
14700
SH
SOLE
14700
0
0
KKR ACQUISITION HOLDING I COCO
COM
48253T109
435
44236
SH
SOLE
44236
0
0
KKR ACQUISITION HOLDING I COWT
WARRANT AND RIGH
48253T117
1
11059
SH
SOLE
11059
0
0
KKR & CO INC CL A
COM
48251W104
3384
78700
SH
SOLE
78700
0
0
KLUDEIN I ACQUISITION CORP WT
WARRANT AND RIGH
49878L117
2
12700
SH
SOLE
12700
0
0
LAKESHORE ACQUISITION I CORPWT
WARRANT AND RIGH
G53521111
6
40700
SH
SOLE
40700
0
0
LENNAR B SHARES
COM
526057302
5553
93304
SH
SOLE
93304
0
0
LEO HLDGS CORP II COM CL A
COM
G5463R102
509
51058
SH
SOLE
51058
0
0
LEO HLDGS CORP II WT EXP 01072
WARRANT AND RIGH
G5463R128
0
12764
SH
SOLE
12764
0
0
LHC GROUP INC COM
COM
50187A107
8813
53850
SH
SOLE
53850
0
0
LIBERTY BRAVES GROUP A
COM
531229706
366
13010
SH
SOLE
13010
0
0
LIBERTY BRAVES GROUP C
COM
531229888
2467
89696
SH
SOLE
89696
0
0
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
281
18000
SH
SOLE
18000
0
0
LIBERTY MEDIA ACQUISITION COCO
COM
53073L104
6241
632331
SH
SOLE
632331
0
0
LIBERTY MEDIA ACQUISITION COWT
WARRANT AND RIGH
53073L112
1
126466
SH
SOLE
126466
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
9011
238958
SH
SOLE
238958
0
0
LMF ACQUISITION OPPORTUNIT ICL
COM
502015100
633
61604
SH
SOLE
61604
0
0
LMF ACQUISITION OPPORTUNIT IWT
WARRANT AND RIGH
502015118
4
61604
SH
SOLE
61604
0
0
MADISON SQUARE GARDEN SPORTS
COM
55825T103
618
4519
SH
SOLE
4519
0
0
MAGNACHIP SEMICONDUCTOR CORPCO
COM
55933J203
2084
203479
SH
SOLE
203479
0
0
MANA CAP ACQUISITION CORP COMM
COM
56168P104
461
46000
SH
SOLE
46000
0
0
MANA CAP ACQUISITION CORP WT E
WARRANT AND RIGH
56168P120
3
22410
SH
SOLE
22410
0
0
MANNING & NAPIER INC
COM
56382Q102
388
31650
SH
SOLE
31650
0
0
MARLIN TECHNOLOGY CORP
COM
G58411128
379
38100
SH
SOLE
38100
0
0
MCDONALDS CORP
COM
580135101
738
3200
SH
SOLE
3200
0
0
MDH ACQUISITION CORP COM CL A
COM
55283P106
742
75400
SH
SOLE
75400
0
0
MDH ACQUISITION CORP WT EXP 02
WARRANT AND RIGH
55283P114
1
23500
SH
SOLE
23500
0
0
MEDICUS SCIENCES ACQUISITIONCL
COM
G5960S108
152
15400
SH
SOLE
15400
0
0
MERIDIAN BIOSCIENCE INC COM
COM
589584101
3356
106432
SH
SOLE
106432
0
0
META PLATFORMS INC
COM
30303M102
586
4322
SH
SOLE
4322
0
0
MICROSOFT CORP
COM
594918104
1260
5410
SH
SOLE
5410
0
0
MISSION ADVANCEMENT CORP CL A
COM
60501L101
1409
143475
SH
SOLE
143475
0
0
MISSION ADVANCEMENT CORP WT EX
WARRANT AND RIGH
60501L119
1
32600
SH
SOLE
32600
0
0
MKS INSTRS INC COM
COM
55306N104
315
3811
SH
SOLE
3811
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
10999
1057593
SH
SOLE
1057593
0
0
MORINGA ACQUISITION CORP CL A
COM
G6S23K108
758
76300
SH
SOLE
76300
0
0
MORINGA ACQUISITION CORP WT EX
WARRANT AND RIGH
G6S23K124
3
38150
SH
SOLE
38150
0
0
MOUNTAIN CREST ACQSITN CORP CO
COM
62404B107
538
54100
SH
SOLE
54100
0
0
MOUNTAIN CREST ACQSITN CORP RT
WARRANT AND RIGH
62404B115
10
54100
SH
SOLE
54100
0
0
MOUNTAIN CREST ACQSTN CORP IRT
WARRANT AND RIGH
62402U115
2
31537
SH
SOLE
31537
0
0
MOUNTAIN CREST ACQUSITN CRP CO
COM
62403K108
1100
111400
SH
SOLE
111400
0
0
MOUNTAIN CREST ACQUSITN CRP RT
WARRANT AND RIGH
62403K116
13
77305
SH
SOLE
77305
0
0
MOUNTAIN & CO I ACQUISITN COCL
COM
G6301J104
444
43400
SH
SOLE
43400
0
0
MOUNTAIN & CO I ACQUISITN COWT
WARRANT AND RIGH
G6301J112
1
21700
SH
SOLE
21700
0
0
MSC INDL DIRECT INC CL A
COM
553530106
255
3500
SH
SOLE
3500
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
306
5400
SH
SOLE
5400
0
0
NCR CORP NEW COM
COM
00629E112
234
12300
SH
SOLE
12300
0
0
NEW VISTA ACQUISITION CORP
COM
G6529L113
252
25400
SH
SOLE
25400
0
0
NIELSEN HOLDINGS PLC
COM
G6518L108
20626
744100
SH
SOLE
744100
0
0
NIKE INC CL B
COM
654106103
233
2800
SH
SOLE
2800
0
0
NOBLE ROCK ACQUISITION CORP
COM
G6546R127
374
37700
SH
SOLE
37700
0
0
NOCTURNE ACQUISITION CORP ORDI
COM
G6580S114
147
14200
SH
SOLE
14200
0
0
NOCTURNE ACQUISITION CORP RT
WARRANT AND RIGH
G6580S106
1
14200
SH
SOLE
14200
0
0
NORTHERN STAR INVEST CORP IVCO
COM
66575B101
480
48900
SH
SOLE
48900
0
0
NORTHERN STAR INVESTMENT III
COM
66574L209
241
24500
SH
SOLE
24500
0
0
NORTHVIEW ACQUISITION CORP
COM
66718N103
1047
105300
SH
SOLE
105300
0
0
NORTHVIEW ACQUISITION CORP RT
WARRANT AND RIGH
66718N129
8
105300
SH
SOLE
105300
0
0
NORTHVIEW ACQUISITION CORP WT
WARRANT AND RIGH
66718N111
3
52650
SH
SOLE
52650
0
0
NXP SEMICONDUCTORS N V COM
COM
N6596X109
295
2000
SH
SOLE
2000
0
0
N-ABLE INC COMMON STOCK
COM
62878D100
109
11800
SH
SOLE
11800
0
0
OCA ACQUISITION CORP
COM
670865203
382
38100
SH
SOLE
38100
0
0
OCEANTECH ACQUISITIONS I CORCL
COM
675507107
949
93100
SH
SOLE
93100
0
0
OCEANTECH ACQUISITIONS I CORWT
WARRANT AND RIGH
675507115
8
93100
SH
SOLE
93100
0
0
ONE EQUITY PARTNERS OPEN WAT
COM
68237L204
352
35600
SH
SOLE
35600
0
0
OPKO HEALTH INC COM
COM
68375N103
19
10000
SH
SOLE
10000
0
0
ORION ACQUISITION CORP
COM
68626A207
289
29374
SH
SOLE
29374
0
0
OXBRIDGE ACQUISITION CORP COM
COM
G6855L109
890
88500
SH
SOLE
88500
0
0
OXBRIDGE ACQUISITION CORP WT E
WARRANT AND RIGH
G6855L117
4
88500
SH
SOLE
88500
0
0
PARAMOUNT GLOBAL CL A
COM
92556H107
909
42200
SH
SOLE
42200
0
0
PAYPAL HLDGS INC COM
COM
70450Y103
769
8940
SH
SOLE
8940
0
0
PCG 5 1/2 8/16/23
CONVERTIBLE PREF
69331C140
200
1750
SH
SOLE
1750
0
0
PCSB FINANCIAL CORPORATION COM
COM
69324R104
3246
181042
SH
SOLE
181042
0
0
PELOTON INTERACTIVE INC CL A C
COM
70614W100
90
13000
SH
SOLE
13000
0
0
PERIPHAS CAPITAL PARTNERING CO
COM
713895100
1433
57900
SH
SOLE
57900
0
0
PERIPHAS CAPITAL PARTNERING WT
WARRANT AND RIGH
713895118
4
14475
SH
SOLE
14475
0
0
PERRIGO COMPANY
COM
G97822103
678
19000
SH
SOLE
19000
0
0
PFSWEB INC COM NEW
COM
717098206
913
97967
SH
SOLE
97967
0
0
PINE IS ACQUISITION CORP CL A
COM
722615101
1699
170800
SH
SOLE
170800
0
0
PINE IS ACQUISITION CORP WT EX
WARRANT AND RIGH
722615119
2
34733
SH
SOLE
34733
0
0
PINE TECHNOLOGY ACQUISITN COCL
COM
722850104
1316
134000
SH
SOLE
134000
0
0
PINE TECHNOLOGY ACQUISITN COWT
WARRANT AND RIGH
722850112
4
44666
SH
SOLE
44666
0
0
PING IDENTITY HLDG CORP COM
COM
72341T103
8392
298950
SH
SOLE
298950
0
0
PIONEER MERGER CORP CL A SHS
COM
G7S24C103
238
23871
SH
SOLE
23871
0
0
PIVOTAL INVESTMENT CORP III
COM
72582M205
253
25700
SH
SOLE
25700
0
0
PMV CONSUMER ACQUISITION CORCO
COM
693486102
9900
1000000
SH
SOLE
1000000
0
0
PMV CONSUMER ACQUISITION CORWT
WARRANT AND RIGH
693486110
22
500000
SH
SOLE
500000
0
0
PNM RES INC
COM
69349H107
13505
295329
SH
SOLE
295329
0
0
POST HOLDINGS PARTNERING CORCO
COM
737465104
4492
463600
SH
SOLE
463600
0
0
POST HOLDINGS PARTNERING CORWT
WARRANT AND RIGH
737465112
16
154533
SH
SOLE
154533
0
0
POWERED BRANDS
COM
G7209M124
381
38393
SH
SOLE
38393
0
0
PRESTO AUTOMATION INC WRTS 9/3
WARRANT AND RIGH
74113T113
25
301100
SH
SOLE
301100
0
0
PRIVETERRA ACQUISITION CORP
COM
74275N201
126
12800
SH
SOLE
12800
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
514
4075
SH
SOLE
4075
0
0
PROGRESS ACQUISITION CORP COM
COM
74327P105
642
64300
SH
SOLE
64300
0
0
PROGRESS ACQUISITION CORP WT E
WARRANT AND RIGH
74327P113
3
32150
SH
SOLE
32150
0
0
PROPERTY SOLUTIONS ACQUISITICO
COM
74350A108
1080
110093
SH
SOLE
110093
0
0
PROPERTY SOLUTIONS ACQUISITIWT
WARRANT AND RIGH
74350A116
4
27523
SH
SOLE
27523
0
0
PROPTECH INVESTMENT CORP II CO
COM
743497109
1653
166100
SH
SOLE
166100
0
0
PROPTECH INVESTMENT CORP II WT
WARRANT AND RIGH
743497117
9
55366
SH
SOLE
55366
0
0
PROTO LABS INC
COM
743713109
492
13500
SH
SOLE
13500
0
0
PZENA INVESTMENT MGMT INC CLAS
COM
74731Q103
1077
113600
SH
SOLE
113600
0
0
QUANTUM FINTECH ACQUISTIN COCO
COM
74767A105
2219
225000
SH
SOLE
225000
0
0
QUANTUM FINTECH ACQUISTIN COWT
WARRANT AND RIGH
74767A113
7
180000
SH
SOLE
180000
0
0
RANDOLPH BANCORP INC COM
COM
752378109
1390
51550
SH
SOLE
51550
0
0
REDWOODS ACQ CORP
COM
758083208
994
100000
SH
SOLE
100000
0
0
RESOLUTE FST PRODS INC COM
COM
76117W109
1700
85000
SH
SOLE
85000
0
0
RICE ACQUISITION CORP II SHS C
COM
G75529100
680
69100
SH
SOLE
69100
0
0
RICE ACQUISITION CORP II WT EX
WARRANT AND RIGH
G75529126
6
17275
SH
SOLE
17275
0
0
ROGERS CORP COM
COM
775133101
19025
78655
SH
SOLE
78655
0
0
ROSECLIFF ACQUISITION CORP I
COM
77732R202
251
25500
SH
SOLE
25500
0
0
ROTH CH ACQUISITION IV CO COM
COM
77867P104
892
88979
SH
SOLE
88979
0
0
ROTH CH ACQUISITION IV CO WT E
WARRANT AND RIGH
77867P112
9
44489
SH
SOLE
44489
0
0
ROTH CH ACQUISITION V CO
COM
77867R209
212
21100
SH
SOLE
21100
0
0
RXR ACQUISITION CORP CLASS A C
COM
74981W107
288
29300
SH
SOLE
29300
0
0
SANDBRIDGE X2 CORP COM CLASS A
COM
799792106
960
97700
SH
SOLE
97700
0
0
SANDBRIDGE X2 CORP WT EXP 0311
WARRANT AND RIGH
799792114
1
32566
SH
SOLE
32566
0
0
SCIENCE STRATEGIC ACQ ALPHA CO
COM
808641104
501
50800
SH
SOLE
50800
0
0
SCIENCE STRATEGIC ACQ ALPHA WT
WARRANT AND RIGH
808641112
1
16933
SH
SOLE
16933
0
0
SCION TECH GROWTH I CL A SHS
COM
G31067104
1255
125800
SH
SOLE
125800
0
0
SCION TECH GROWTH I WT EXP 110
WARRANT AND RIGH
G31067112
1
41933
SH
SOLE
41933
0
0
SCION TECH GROWTH II CL A SHS
COM
G31070108
513
51636
SH
SOLE
51636
0
0
SCION TECH GROWTH II WT EXP 01
WARRANT AND RIGH
G31070116
1
17212
SH
SOLE
17212
0
0
SCIPLAY CORPORATION CL A
COM
809087109
1736
147647
SH
SOLE
147647
0
0
SCREAMING EAGLE ACQUISITN COCL
COM
G79407105
998
103250
SH
SOLE
103250
0
0
SEAGEN INC COM
COM
81181C104
342
2500
SH
SOLE
2500
0
0
SECUREWORKS CORP CL A
COM
81374A105
161
20000
SH
SOLE
20000
0
0
SENIOR CONNECT ACQUISITN CORCO
COM
81723H108
1162
116800
SH
SOLE
116800
0
0
SENIOR CONNECT ACQUISITN CORWT
WARRANT AND RIGH
81723H116
1
58400
SH
SOLE
58400
0
0
SERITAGE GROWTH PPTYS CL A
COM
81752R100
2132
236350
SH
SOLE
236350
0
0
SHELL MIDSTREAM PARTNERS L PUN
COM
822634101
3314
209600
SH
SOLE
209600
0
0
SIERRA WIRELESS INC COM
COM
826516106
5819
191150
SH
SOLE
191150
0
0
SIGNIFY HEALTH INC CL A COM
COM
82671G100
5031
172600
SH
SOLE
172600
0
0
SILICON MOTION TECHNOLOGY COSP
COM
82706C108
1763
27049
SH
SOLE
27049
0
0
SILVER SPIKE ACQUISITN CORP CL
COM
G8201H105
737
74329
SH
SOLE
74329
0
0
SILVER SPIKE ACQUISITN CORP WT
WARRANT AND RIGH
G8201H113
1
17218
SH
SOLE
17218
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
611
33750
SH
SOLE
33750
0
0
SLAM CORP CL A SHS
COM
G8210L105
1518
153200
SH
SOLE
153200
0
0
SLAM CORP WT EXP 022326
WARRANT AND RIGH
G8210L121
1
17075
SH
SOLE
17075
0
0
SOCIAL CAPITAL HEDOSOPHA HLDSH
COM
G8251L105
2480
248001
SH
SOLE
248001
0
0
SOCIAL CAPITAL HEDOSOPHA HLDSH
COM
G82514103
981
97958
SH
SOLE
97958
0
0
SOCIAL CAPITAL HEDOSOPHA HLDWT
WARRANT AND RIGH
G8251L113
0
25703
SH
SOLE
25703
0
0
SOCIAL CAPITAL HEDOSOPHA HLDWT
WARRANT AND RIGH
G82514111
0
12875
SH
SOLE
12875
0
0
SOLARWINDS INC
COM
83417Q204
106
13650
SH
SOLE
13650
0
0
SONY GROUP CORPORATION ADR
COM
835699307
911
14218
SH
SOLE
14218
0
0
SOUTH JERSEY INDS INC COM
COM
838518108
9626
288024
SH
SOLE
288024
0
0
SOUTHWEST GAS CORP
COM
844895102
1611
23100
SH
SOLE
23100
0
0
SPECTRUM BRANDS INC
COM
84790A105
3058
78350
SH
SOLE
78350
0
0
SPIRIT AIRLS INC COM
COM
848577102
1424
75650
SH
SOLE
75650
0
0
SPK AQUISITION CORP RT
WARRANT AND RIGH
848651113
10
46300
SH
SOLE
46300
0
0
SPORTSMANS WHSE HLDGS INC COM
COM
84920Y106
5228
629936
SH
SOLE
629936
0
0
SPORTSMAP TECH ACQUISITION C
COM
84921J207
335
33200
SH
SOLE
33200
0
0
SPORTSTEK ACQUISITION CORP COM
COM
849196100
502
51000
SH
SOLE
51000
0
0
SPORTSTEK ACQUISITION CORP WT
WARRANT AND RIGH
849196118
1
25500
SH
SOLE
25500
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
326
300000
PRN
SOLE
300000
0
0
STARBUCKS CORP COM
COM
855244109
1264
15000
SH
SOLE
15000
0
0
STORE CAP CORP COM
COM
862121100
3658
116750
SH
SOLE
116750
0
0
SVF INVESTMENT CORP
COM
G8601L110
382
38393
SH
SOLE
38393
0
0
SVF INVESTMENT CORP 2-CLS A
COM
G8601M100
930
93999
SH
SOLE
93999
0
0
SWITCH INC A
COM
87105L104
16905
501770
SH
SOLE
501770
0
0
TASTEMAKER ACQUISITION CORP CO
COM
876545104
1957
196300
SH
SOLE
196300
0
0
TASTEMAKER ACQUISITION CORP WT
WARRANT AND RIGH
876545112
10
98150
SH
SOLE
98150
0
0
TCV ACQUISITION CORP-A
COM
G8704C124
117
11900
SH
SOLE
11900
0
0
TECH AND ENERGY TRANSITION CLA
COM
87823R102
1440
146365
SH
SOLE
146365
0
0
TECH AND ENERGY TRANSITION WT
WARRANT AND RIGH
87823R110
3
48788
SH
SOLE
48788
0
0
TEGNA INC COM
COM
87901J105
13492
652399
SH
SOLE
652399
0
0
TELEFONICA DE ESPANA SA ADR (B
COM
879382208
162
50000
SH
SOLE
50000
0
0
TELEPHONE & DATA SYS
COM
879433829
279
20100
SH
SOLE
20100
0
0
TELESAT CORP
COM
879512309
865
110721
SH
SOLE
110721
0
0
TENNECO INC
COM
880349105
4754
273385
SH
SOLE
273385
0
0
TERMINIX GLOBAL HOLDINGS INC C
COM
00881E104
8371
218623
SH
SOLE
218623
0
0
TESLA MTRS INC COM
COM
88160R101
334
1260
SH
SOLE
1260
0
0
TEUCRIUM COMMODITY TR WHEAT FD
ETF - EQUITY
88166A508
229
25000
SH
SOLE
25000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
217
1400
SH
SOLE
1400
0
0
TEXAS PACIFIC LAND CORPORATION
COM
88262P102
889
500
SH
SOLE
500
0
0
TEXTRON INC
COM
883203101
210
3600
SH
SOLE
3600
0
0
THE MUSIC ACQUISITION CORP COM
COM
62752R100
742
75300
SH
SOLE
75300
0
0
THE MUSIC ACQUISITION CORP WT
WARRANT AND RIGH
62752R118
2
37650
SH
SOLE
37650
0
0
THE ODP CORP COM
COM
88337F105
916
26058
SH
SOLE
26058
0
0
TISHMAN SPEYER INNOVATION COCO
COM
88825H100
196
19900
SH
SOLE
19900
0
0
TLG ACQUISITION ONE CORP
COM
87257M207
216
22000
SH
SOLE
22000
0
0
TLG ACQUISITION ONE CORP COM C
COM
87257M108
1496
151700
SH
SOLE
151700
0
0
TLG ACQUISITION ONE CORP WT EX
WARRANT AND RIGH
87257M116
3
50566
SH
SOLE
50566
0
0
TOWER SEMICONDUCTOR LTD SHS NE
COM
M87915274
14233
323917
SH
SOLE
323917
0
0
TREACE MEDICAL CONCEPTS INC
COM
89455T109
221
10000
SH
SOLE
10000
0
0
TRINE II ACQUISITION CORP CL A
COM
G9059F100
2174
216878
SH
SOLE
216878
0
0
TRINE II ACQUISITION CORP WT E
WARRANT AND RIGH
G9059F118
12
108439
SH
SOLE
108439
0
0
TURMERIC ACQUISITION CORP CL A
COM
G9127T108
649
65000
SH
SOLE
65000
0
0
TURMERIC ACQUISITION CORP WT E
WARRANT AND RIGH
G9127T124
1
21666
SH
SOLE
21666
0
0
TURQUOISE HILL RES LTD COM
COM
900435207
1756
59400
SH
SOLE
59400
0
0
TURTLE BEACH CORP COM NEW
COM
900450206
86
12600
SH
SOLE
12600
0
0
TWITTER INC
COM
90184L102
14933
340615
SH
SOLE
340615
0
0
TWTR 1/4 6/15/24
CONVERTIBLE BOND
90184LAF9
204
200000
PRN
SOLE
200000
0
0
TZP STRATEGIES ACQUISITION
COM
G91595127
354
35600
SH
SOLE
35600
0
0
T-MOBILE US INC
COM
872590104
1550
11550
SH
SOLE
11550
0
0
UBER TECHNOLOGIES INC COM
COM
90353T100
318
12000
SH
SOLE
12000
0
0
UTA ACQUISITION CORPORATION
COM
G9473A125
298
29502
SH
SOLE
29502
0
0
VECTOIQ ACQUISITION CORP II CO
COM
92244F109
1601
162401
SH
SOLE
162401
0
0
VECTOR ACQUISITION CORP II CL
COM
G9460A104
483
48759
SH
SOLE
48759
0
0
VELOCITY ACQUISITION CORP COM
COM
00923E108
721
73300
SH
SOLE
73300
0
0
VERIZON COMMUNICATIONS
COM
92343V104
759
20000
SH
SOLE
20000
0
0
VIATRIS INC COM
COM
92556V106
128
15000
SH
SOLE
15000
0
0
VICKERS VANTAGE CORP I WT EXP
WARRANT AND RIGH
G9440B115
8
48558
SH
SOLE
48558
0
0
VIMEO INC
COM
92719V100
126
31500
SH
SOLE
31500
0
0
VISCOGLIOSI BROS ACQUISTN COCO
COM
92838K100
1071
108397
SH
SOLE
108397
0
0
VISCOGLIOSI BROS ACQUISTN COWT
WARRANT AND RIGH
92838K118
5
54198
SH
SOLE
54198
0
0
VIVEON HEALTH ACQUISITION CORT
WARRANT AND RIGH
92853V122
10
83100
SH
SOLE
83100
0
0
VIVEON HEALTH ACQUISITION COWT
WARRANT AND RIGH
92853V114
5
60178
SH
SOLE
60178
0
0
VMWARE INC CL A COM
COM
928563402
6250
58706
SH
SOLE
58706
0
0
VY GLOBAL GROWTH COM CL A
COM
G9444H100
713
71100
SH
SOLE
71100
0
0
VY GLOBAL GROWTH WT EXP 013030
WARRANT AND RIGH
G9444H118
0
10220
SH
SOLE
10220
0
0
WARBURG PINCUS CAPITAL COR B
COM
G9460M116
242
24500
SH
SOLE
24500
0
0
WARNER BROS DISCOVERY INC SERI
COM
934423104
224
19500
SH
SOLE
19500
0
0
WAVERLEY CAPITAL ACQUIS CORPSH
COM
G06536109
3890
398111
SH
SOLE
398111
0
0
WAVERLEY CAPITAL ACQUIS CORPWT
WARRANT AND RIGH
G06536117
6
139369
SH
SOLE
139369
0
0
WELLS FARGO CV PFD L 7.500
CONVERTIBLE PREF
949746804
301
250
SH
SOLE
250
0
0
WELLS FARGO & CO NEW
COM
949746101
203
5045
SH
SOLE
5045
0
0
WENDYS COMPANY
COM
95058W100
346
18500
SH
SOLE
18500
0
0
WIDEOPENWEST INC COM
COM
96758W101
1016
82803
SH
SOLE
82803
0
0
WISDOMTREE INVTS INC COM
COM
97717P104
505
108000
SH
SOLE
108000
0
0
YAMANA GOLD INC COM
COM
98462Y100
366
80850
SH
SOLE
80850
0
0
ZENDESK INC COM
COM
98936J101
26825
352500
SH
SOLE
352500
0
0
ZIMMER ENERGY TRANSITION ACQCO
COM
989570106
675
69200
SH
SOLE
69200
0
0
ZIMMER ENERGY TRANSITION ACQWT
WARRANT AND RIGH
989570114
6
23066
SH
SOLE
23066
0
0