0000807249-11-000151.txt : 20110428 0000807249-11-000151.hdr.sgml : 20110428 20110427184356 ACCESSION NUMBER: 0000807249-11-000151 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110427 EFFECTIVENESS DATE: 20110428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI SECURITIES INC CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 11784980 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 13F-HR/A 1 gsi13f1q10a1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ X ] ; Amendment Number: 1 This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gabelli Securities, Inc. Address: One Corporate Center Rye, New York 10580 Form 13F File Number: 028-10598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas R. Jamieson /S/ Title: President Phone: 914-921-5020 Signature, Place and Date of Signing: Douglas R. Jamieson /s/ Rye, NY April 27, 2011 This amendment to Form 13F is being filed to correct our previous Form 13F Notice Filing to a Form 13F Holdings Report. The positions on this report were previously reported on the 13F Holdings Report for CIK 0000807249 for the corresponding quarter end. Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 128 FORM 13F INFORMATION TABLE VALUE TOTAL: $217,186 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3 COM CORP COM 885535104 11854 1545471 SH SOLE 1545471 0 0 AES CORP COM COM 00130H105 277 25200 SH SOLE 25200 0 0 AIRGAS INC COM COM 009363102 1043 16400 SH SOLE 16400 0 0 AIRVANA INC COM COM 00950V101 1024 133662 SH SOLE 133662 0 0 ALCON INC COM SHS COM H01301102 2407 14900 SH SOLE 14900 0 0 ALLEGHENY ENERGY INC COM COM 017361106 863 37500 SH SOLE 37500 0 0 ALLIED DEFENSE GROUP INC COM COM 019118108 684 94825 SH SOLE 94825 0 0 ALLIS CHALMERS ENERGY INC COM COM 019645506 123 34800 SH SOLE 34800 0 0 AMICAS INC COM 001712108 4001 664682 SH SOLE 664682 0 0 AMKOR TECHNOLOGY INC COM COM 031652100 316 44600 SH SOLE 44600 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 31 10000 SH SOLE 10000 0 0 BANK OF AMERICA COM 060505104 1941 108729 SH SOLE 108729 0 0 BEAZER HOMES USA INC COM COM 07556Q105 152 33400 SH SOLE 33400 0 0 BELL MICROPRODUCTS INC COM COM 078137106 1546 222500 SH SOLE 222500 0 0 BELO CORP COM 080555105 270 39600 SH SOLE 39600 0 0 BIOLASE TECHNOLOGY INC COM COM 090911108 20 10000 SH SOLE 10000 0 0 BJ SVCS CO COM COM 055482103 12605 589000 SH SOLE 589000 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 238 33000 SH SOLE 33000 0 0 BOWNE & CO INC COM COM 103043105 2897 259600 SH SOLE 259600 0 0 BPW ACQUISITION CORP COM COM 055637102 396 31785 SH SOLE 31785 0 0 BRINKS HOME SEC HLDGS INC COM COM 109699108 9084 213500 SH SOLE 213500 0 0 CABLEVISION SYS NY GROUP A COM 12686C109 229 9500 SH SOLE 9500 0 0 CARNIVAL CORP CL A COM 143658300 4355 112000 SH SOLE 112000 0 0 CBS CORP CLASS A COM 124857103 164 11750 SH SOLE 11750 0 0 CEDAR FAIR L P DEPOSITARY UNIT OIL & GAS PARTNE 150185106 476 39900 SH SOLE 39900 0 0 CENTRAL EUROPEAN 3.000% 03/15/ CONVERTIBLE BOND 153435AA0 938 1050000 PRN SOLE 1050000 0 0 CEPHALON INC COM COM 156708109 366 5400 SH SOLE 5400 0 0 CF INDS HLDGS INC COM COM 125269100 465 5100 SH SOLE 5100 0 0 CHEMED CORP 1.875% 05/15/14 CONVERTIBLE BOND 16359RAC7 525 575000 PRN SOLE 575000 0 0 CHINA HYDROELECTRIC CP-ADS WAR WARRANT AND RIGH G2112E145 13 15000 SH SOLE 15000 0 0 CHINA WIND SYSTEMS INC COM 16945F209 72 15000 SH SOLE 15000 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 879 7800 SH SOLE 7800 0 0 CHIQUITA BRANDS INTL INC COM COM 170032809 332 21100 SH SOLE 21100 0 0 CHORDIANT SOFTWARE INC COM COM 170404305 382 75000 SH SOLE 75000 0 0 CIENA CORP 0.25% 5/1/2013 CONVERTIBLE BOND 171779AB7 425 500000 PRN SOLE 500000 0 0 CKE RESTAURANTS INC COM COM 12561E105 1074 97000 SH SOLE 97000 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 149 14000 SH SOLE 14000 0 0 CMED 3 1/2 11/15/2011 CONVERTIBLE BOND 169483AB0 794 1000000 PRN SOLE 1000000 0 0 CNX GAS CORP COM COM 12618H309 7705 202500 SH SOLE 202500 0 0 COMCAST CORP CL A SPL COM 20030N200 863 48000 SH SOLE 48000 0 0 COMSYS IT PARTNERS INC COM COM 20581E104 8263 472734 SH SOLE 472734 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 90 31600 SH SOLE 31600 0 0 CRUCELL N V SPONSORED ADR COM 228769105 402 19725 SH SOLE 19725 0 0 CUTERA INC COM COM 232109108 104 10000 SH SOLE 10000 0 0 CYNOSURE INC CL A COM 232577205 116 10300 SH SOLE 10300 0 0 DELTA PETE CORP COM NEW COM 247907207 299 212200 SH SOLE 212200 0 0 DELUXE CORP COM 248019101 388 20000 SH SOLE 20000 0 0 DIEDRICH COFFEE INC COM NEW COM 253675201 1523 43777 SH SOLE 43777 0 0 DIRECTV-CLASS A COM 25490A101 237 7000 SH SOLE 7000 0 0 FACET BIOTECH CORP SHS COM 30303Q103 11516 426671 SH SOLE 426671 0 0 GILEAD SCIENCES INC COM COM 375558103 286 6300 SH SOLE 6300 0 0 GOLD FIELDS LTD NEW SPON ADR ( COM 38059T106 146 11600 SH SOLE 11600 0 0 GREIF INC CL B COM 397624206 3213 62000 SH SOLE 62000 0 0 HARDINGE INC COM COM 412324303 249 27651 SH SOLE 27651 0 0 HARMONY GOLD MINING CO LTD ADR COM 413216300 95 10000 SH SOLE 10000 0 0 HEADWATERS INC COM COM 42210P102 64 14000 SH SOLE 14000 0 0 HORNBECK OFFSHORE SVCS INC NCO COM 440543106 477 25700 SH SOLE 25700 0 0 HORSEHEAD HLDG CORP COM COM 440694305 201 17000 SH SOLE 17000 0 0 HUTCHISON TELECOMM INTL LTD SP COM 44841T107 423 103700 SH SOLE 103700 0 0 ICO HLDGS INC COM COM 449293109 415 51331 SH SOLE 51331 0 0 IOWA TELECOMM SERVICES INC COM COM 462594201 167 10000 SH SOLE 10000 0 0 KINETIC CONCEPTS INC COM NEW COM 49460W208 253 5300 SH SOLE 5300 0 0 KINROSS GOLD CORP COM NO PAR COM 496902404 189 11067 SH SOLE 11067 0 0 K-TRON INTL INC COM 482730108 10368 69132 SH SOLE 69132 0 0 LEAR CORP COM NEW COM 521865204 476 6000 SH SOLE 6000 0 0 LIBERTY ACQUISITION HLDGS COM 53015Y107 1505 152337 SH SOLE 152337 0 0 LUCENT TECH 2.750% 06/15/25 CONVERTIBLE BOND 549463AH0 870 1000000 PRN SOLE 1000000 0 0 MAXTOR CORP 6.8%@ 4/30/10 CONVERTIBLE BOND 577729AC0 3015 3000000 PRN SOLE 3000000 0 0 MDS INC COM COM 55269P302 171 21100 SH SOLE 21100 0 0 MEDTRONIC INC 1.500% 04/15/11 CONVERTIBLE BOND 585055AL0 2012 2000000 PRN SOLE 2000000 0 0 MICRON TECH 1.875% 06/01/14 CONVERTIBLE BOND 595112AH6 973 1000000 PRN SOLE 1000000 0 0 MILLIPORE CORP COM 601073109 12429 117700 SH SOLE 117700 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 303 6000 SH SOLE 6000 0 0 NEUROMETRIX INC COM COM 641255104 21 11200 SH SOLE 11200 0 0 NEWMONT MINING CORP HOLDING CO COM 651639106 204 4000 SH SOLE 4000 0 0 NEWS CORP CL A COM 65248E104 173 12000 SH SOLE 12000 0 0 NOVELL INC COM 670006105 705 117500 SH SOLE 117500 0 0 NRG ENERGY INC COM NEW COM 629377508 391 18700 SH SOLE 18700 0 0 OFFICE DEPOT INC COM 676220106 394 49400 SH SOLE 49400 0 0 OSI PHARMACEUTICALS INC COM COM 671040103 744 12500 SH SOLE 12500 0 0 PENNICHUCK CORP COM NEW COM 708254206 206 8783 SH SOLE 8783 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 404 40200 SH SOLE 40200 0 0 PLATO LEARNING INC COM COM 72764Y100 1375 247296 SH SOLE 247296 0 0 PORTEC RAIL PRODS INC COM COM 736212101 1848 159053 SH SOLE 159053 0 0 QUICKSILVER RESOURCES INC COM COM 74837R104 193 13700 SH SOLE 13700 0 0 QUIKSILVER INC COM COM 74838C106 282 59700 SH SOLE 59700 0 0 QWEST COMMUNICATIONS INTL. COM 749121109 162 31000 SH SOLE 31000 0 0 RANDGOLD RES LTD ADR COM 752344309 230 3000 SH SOLE 3000 0 0 RCN CORP COM NEW COM 749361200 1030 68300 SH SOLE 68300 0 0 RISKMETRICS GROUP INC COM COM 767735103 4599 203400 SH SOLE 203400 0 0 RITE AID CORP COM COM 767754104 196 130600 SH SOLE 130600 0 0 RRI ENERGY INC COM COM 74971X107 103 27800 SH SOLE 27800 0 0 SANDISK CORP 1.000% 05/15/13 CONVERTIBLE BOND 80004CAC5 1362 1575000 PRN SOLE 1575000 0 0 SAUER INC COM 804137107 1030 77550 SH SOLE 77550 0 0 SEARCHMEDIA HOLDINGS LTD COM G8005Y106 698 148180 SH SOLE 148180 0 0 SILICON STORAGE TECHN INC COM COM 827057100 126 41298 SH SOLE 41298 0 0 SKILLSOFT PUB LTD CO SPONSORED COM 830928107 4379 424350 SH SOLE 424350 0 0 SMITH INTL INC COM COM 832110100 5631 131500 SH SOLE 131500 0 0 SOLTA MEDICAL INC COM 83438K103 46 21500 SH SOLE 21500 0 0 SOUTHWEST WATER CO COM 845331107 1477 141500 SH SOLE 141500 0 0 SPORT SUPPLY GROUP INC DEL COM COM 84916A104 442 32851 SH SOLE 32851 0 0 SPRINT NEXTEL CORP COM 852061100 315 83000 SH SOLE 83000 0 0 SWITCH & DATA FACILITIES COMCO COM 871043105 2213 124600 SH SOLE 124600 0 0 TAKE-TWO INTERACTIVE SOFTWARCO COM 874054109 118 12000 SH SOLE 12000 0 0 TECHWELL INC COM COM 87874D101 3815 203993 SH SOLE 203993 0 0 TELEPHONE & DATA SYS INC SPL C COM 879433860 1420 47600 SH SOLE 47600 0 0 TELEPHONE & DATA SYSTEM INC. COM 879433100 372 11000 SH SOLE 11000 0 0 TELMEX INTERNACIONAL SAB DE SP COM 879690105 559 29000 SH SOLE 29000 0 0 TELVENT GIT SA SHS COM E90215109 230 8000 SH SOLE 8000 0 0 TERRA INDS INC COM 880915103 10955 239400 SH SOLE 239400 0 0 TEXAS INSTRUMENTS INC COM 882508104 208 8500 SH SOLE 8500 0 0 TIME WARNER INC COM COM 887317303 532 16999 SH SOLE 16999 0 0 TRINITY INDS INC COM 896522109 519 26000 SH SOLE 26000 0 0 U S CONCRETE INC COM COM 90333L102 18 47000 SH SOLE 47000 0 0 UNITED RENTALS INC 4.000% 01/1 CONVERTIBLE BOND 911363AL3 1132 1050000 PRN SOLE 1050000 0 0 VARIAN INC COM COM 922206107 10705 206739 SH SOLE 206739 0 0 VERSO PAPER CORP COM COM 92531L108 153 50400 SH SOLE 50400 0 0 VIACOM INC NEW CL A COM 92553P102 403 11000 SH SOLE 11000 0 0 WASTE SERVICES INC DEL COM NEW COM 941075202 99 10000 SH SOLE 10000 0 0 WELLS FARGO & CO NEW COM 949746101 2540 81628 SH SOLE 81628 0 0 WHITE ELECTRONICS DESIGNS COCO COM 963801105 2183 311895 SH SOLE 311895 0 0 WHX CORP COM 929248607 35 14239 SH SOLE 14239 0 0 XTO ENERGY INC COM COM 98385X106 12550 266000 SH SOLE 266000 0 0 YAHOO INC. COM 984332106 321 19400 SH SOLE 19400 0 0 YINGLI GREEN 0% 12/15/2012 CONVERTIBLE BOND 98584BAA1 1109 1000000 PRN SOLE 1000000 0 0 YOUBET COM INC COM COM 987413101 889 302291 SH SOLE 302291 0 0 ZENITH NATL INS CORP COM COM 989390109 2012 52500 SH SOLE 52500 0 0 ZYGO CORP COM COM 989855101 114 12400 SH SOLE 12400 0 0