-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKJLMBnPOpqOEpgmoDX9BF9c7HBchkmO74l4+AL3vRxITMV5fLiQoNze5FvaRus8 3zaidFQBWTVclfOHEo0nGg== 0000932704-99-000016.txt : 20000211 0000932704-99-000016.hdr.sgml : 20000211 ACCESSION NUMBER: 0000932704-99-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKHAVEN CAPITAL MANAGEMENT CO LTD CENTRAL INDEX KEY: 0000932704 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04831 FILM NUMBER: 99719498 BUSINESS ADDRESS: STREET 1: 3000 SANDHILL RD STREET 2: BLDG 3 SUITE 105 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158545544 MAIL ADDRESS: STREET 1: 3000 SANDHILL ROAD SUITE 105 STREET 2: BLDG 3 CITY: MELO PARK STATE: CA ZIP: 94025 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: _June 30, 1999______ Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: __Brookhaven Capital Management Address: __3000 Sand Hill Road #3-105___ __Menlo Park, CA 94025_________ Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: _Kathleen Orteig______________ Title: _Operations Manager___________ Phone: _650-854-5544_________________ Signature, Place and Date of Signing: ___Kathleen Orteig______ ___Menlo Park, CA___ __7/20/99_ [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 29-________________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ____ 0 ___ Form 13F Information Table Entry Total: _ 77 __ Form 13F Information Table Value Total: $256,464,037.79 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-___________ ___________________________ [Repeat as necessary.] NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER AUTH CLASS X1000 DISC MGR [DATA] SOUTHERN PACIFIC FUNDING CORP BOND DDDDD6AA7 $2,028,600.00 16905000 Sole 0 16905000 SOUTHERN PACIFIC FDG CORP BOND FFF576AB5 $3,092,750.00 6950000 Sole 0 6950000 APPLE COMPUTER INC OTC IS 37833100 $11,684,643.75 252300 Sole 0 252300 ALASKA AIR GROUP INC W/RTS TO COMMON 11659109 $626,250.00 15000 Sole 0 15000 WTS ALZA CORP OTC IS 22615157 $12,852.30 102817 Sole 0 102817 AMR CORP DEL -W/RTS TO PUR COMMON 1765106 $996,450.00 14600 Sole 0 14600 AMERICA ONLINE INC-DEL COMMON 02364J104 $9,350,000.00 85000 Sole 0 85000 APPLIED MAGNETICS CORP COMMON 38213104 $2,011,281.25 643610 Sole 0 643610 ***ASHANTI GOLDFIELDS LTD-GDR COMMON 43743202 $198,412.50 28600 Sole 0 28600 BETHLEHEM STEEL CORP COMMON 87509105 $984,000.00 128000 Sole 0 128000 ***CAMBIOR INC COMMON 13201L103 $366,600.00 112800 Sole 0 112800 COEUR D ALENE MINES CORP COMMON 192108108 $462,500.00 100000 Sole 0 100000 CASH TECHNOLOGIES INC OTC IS 147910103 $324,500.00 29500 Sole 0 29500 DELTA AIR LINES INC COMMON 247361108 $3,175,137.50 55100 Sole 0 55100 EGGHEAD INC OTC IS 282330109 $950,937.50 85000 Sole 0 85000 E TRADE GROUP INC OTC IS 269246104 $3,195,000.00 80000 Sole 0 80000 REDHOOK ALE BREWERY INC OTC IS 757473103 $2,558,549.91 665639 Sole 0 665639 DECS TR IV OTC IS 243664208 $735,375.00 111000 Sole 0 111000 IDENTIX INC COMMON 451906101 $2,083,625.00 211000 Sole 0 211000 INTRENET INC OTC IS 461190100 $11,977,694.44 4077513 Sole 0 4077513 IWERKS ENTERTAINMENT INC OTC IS 465916104 $13,812.50 13000 Sole 0 13000 K MART CORP COMMON 482584109 $1,650,000.00 100000 Sole 0 100000 KOMAG INC OTC IS 500453105 $1,047,081.25 316100 Sole 0 316100 LANDAMERICA FINANCIAL GROUP INC COMMON 514936103 $163,875.00 5700 Sole 0 5700 MICROAGE INC OTC IS 594928103 $644,312.50 169000 Sole 0 169000 MARINE TRANS CORP OTC IS 567912100 $48,450.00 13600 Sole 0 13600 MAXTOR CORP OTC IS 577729205 $26,563,867.97 5279775 Sole 0 5279775 NACCO INDUSTRIES INC CLASS A COMMON 629579103 $58,800.00 800 Sole 0 800 NEW CENTURY FINANCIAL CORP OTC IS 64352D101 $40,348,062.50 2226100 Sole 0 2226100 NETWORK PLUS CORP OTC IS 64122D506 $104,375.00 5000 Sole 0 5000 NATIONAL STEEL CORP-CL B COMMON 637844309 $9,140,475.00 1091400 Sole 0 1091400 NETMOVES CORPORATION OTC IS 64116A104 $19,861,105.00 3611110 Sole 0 3611110 NUCOR CORP COMMON 670346105 $2,670,731.25 56300 Sole 0 56300 OMI CORP NEW COMMON Y6476W104 $2,853,262.50 1383400 Sole 0 1383400 OVERSEAS SHIPHOLDING GROUP COMMON 690368105 $123,500.00 9500 Sole 0 9500 PYRAMID BREWERIES INC OTC IS 747135101 $1,675,849.22 851225 Sole 0 851225 CALL APPLE COMPUT JUL 42.5AMEX CALL 0378339GV $1,500,000.00 3000 Sole 0 3000 CALL AMER ONLINE JUL 110 **** CALL 18799W9GB $625,000.00 1000 Sole 0 1000 CALL DELTA AIR JUL 060 CBOE CALL 2473619GL $100,000.00 1000 Sole 0 1000 CALL MAXTOR CORP JUL 005 **** CALL 577729GA $461,900.00 9238 Sole 0 9238 CALL MAXTOR CORP AUG 005 **** CALL 5777299HA $110,687.50 1265 Sole 0 1265 CALL MAXTOR CORP OCT 005 **** CALL 5777299JA $207,812.50 1750 Sole 0 1750 CALL MAXTOR CORP OCT 075 **** CALL 5777299JU $68,281.25 1150 Sole 0 1150 CALL POTOMAC ELEC AUG 025 **** CALL 7376799HE $172,900.00 364 Sole 0 364 CALL E TRADE GRP JUL 040 **** CALL 54799W9GH $300,000.00 1000 Sole 0 1000 CALL ROUGE INDS SEP 010 PSE CALL 7790889IB $1,750.00 20 Sole 0 20 CALL RTI INTL MET JUL 12.5**** CALL 74973W9GV $11,562.50 50 Sole 0 50 CALL RTI INTL MET AUG 010 **** CALL 74973W9HB $233,437.50 450 Sole 0 450 CALL BOSTON BEER SEP 005 **** CALL 1005579IA $77,343.75 250 Sole 0 250 CALL SEAGATE TECH JUL 025 AMEX CALL 8118049GE $193,750.00 1000 Sole 0 1000 CALL SEAGATE TECH JUL 030 AMEX CALL 8118049GF $94,225.00 3769 Sole 0 3769 CALL SEAGATE TECH JUL 27.5AMEX CALL 8118049GY $1,017,187.50 10850 Sole 0 10850 CALL SEAGATE TECH JUL 32.5AMEX CALL 8118049GZ $37,500.00 3000 Sole 0 3000 CALL SAFEWAY INC JUL 050 **** CALL 7865149GJ $79,500.00 530 Sole 0 530 CALL UAL CORP JUL 065 CBOE CALL 9025499GM $150,000.00 750 Sole 0 750 CALL FAXSAV JAN 005 CBOE CALL 31210L0AA $141,328.13 675 Sole 0 675 CALL FAXSAV JUL 005 CBOE CALL 31210L9GA $207,375.00 2765 Sole 0 2765 CALL FAXSAX INC JUL 07.5**** CALL 31210L9GU $125.00 10 Sole 0 10 CALL NETMOVES CORP AUG 05 CBOE CALL 64116A9HA $356,250.00 2850 Sole 0 2850 CALL NETMOVES CORP AUG 7.5CBOE CALL 64116A9HU $34,375.00 1000 Sole 0 1000 CALL FAXSAV OCT 005 CBOE CALL 31210L9JA $207,031.25 250 Sole 0 1250 EVEREST REINSURANCE HOLDINGS IN COMMON 299808105 $1,004,850.00 30800 Sole 0 30800 ROUGE INDUSTRIES INC CL A (DEL) COMMON 779088103 $7,020,975.00 720100 Sole 0 720100 RMI TITANIUM CO COMMON 74973W107 $16,685,000.00 1136000 Sole 0 1136000 BOSTON BEER CO INC - CL A COMMON 100557107 $13,337,793.75 1654300 Sole 0 1654300 SED INTERNATIONAL HOLDINGS INC OTC IS 784109100 $1,722,813.13 725395 Sole 0 725395 SEAGATE TECHNOLOGY INC COMMON 811804103 $18,611,411.88 726299 Sole 0 726299 SOUTHERN PACIFIC FUNDING CORP OTC IS 843576109 $199,947.06 4443268 Sole 0 4443268 SILICON GRAPHICS INC COMMON 827056102 $900,625.00 55000 Sole 0 55000 SHOWPOWER INC COMMON 825396104 $655,200.00 161280 Sole 0 161280 SUNRISE ASSISTED LIVING INC OTC IS 86768K106 $226,687.50 6500 Sole 0 6500 STRIDE RITE CORP COMMON 863314100 $1,071,468.75 103900 Sole 0 103900 SAFEWAY INC COMMON 786514208 $9,796,050.00 197900 Sole 0 197900 TEEKAY SHIPPING CORP COMMON V89564104 $2,671,950.00 151600 Sole 0 151600 TVX GOLD INC COMMON 87308K101 $5,358,100.00 5358100 Sole 0 5358100 UAL CORP NEW COMMON 902549500 $1,615,625.00 25000 Sole 0 25000 USX-U S STEEL GROUP COMMON 90337T101 $5,413,500.00 200500 Sole 0 200500 TOTALS $256,464,037.79
SM\M-CORP\IA-13/16\1028307.01 -----END PRIVACY-ENHANCED MESSAGE-----