-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GGfSzej8W/gatU6A0khF2xappcaVDjkk2fqNkxxPSJX65JdVYXlCVbwwqkvCALB8 C6tU3MCuvkihxxyz9X2Vew== /in/edgar/work/0000932704-00-500008/0000932704-00-500008.txt : 20001123 0000932704-00-500008.hdr.sgml : 20001123 ACCESSION NUMBER: 0000932704-00-500008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKHAVEN CAPITAL MANAGEMENT CO LTD CENTRAL INDEX KEY: 0000932704 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04831 FILM NUMBER: 775020 BUSINESS ADDRESS: STREET 1: 3000 SANDHILL RD STREET 2: BLDG 3 SUITE 105 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158545544 MAIL ADDRESS: STREET 1: 3000 SANDHILL ROAD SUITE 105 STREET 2: BLDG 3 CITY: MELO PARK STATE: CA ZIP: 94025 13F-HR 1 bcm00.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000_ Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: __Brookhaven Capital Management Address: __3000 Sand Hill Road #3-105___ __Menlo Park, CA 94025_________ Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: _Kathleen Orteig______________ Title: _Operations Manager___________ Phone: _650-854-5544_________________ Signature, Place and Date of Signing: ___Kathleen Orteig______ ___Menlo Park, CA___ ___ [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 29-________________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ___ 0 ___ Form 13F Information Table Entry Total: _ 18 Form 13F Information Table Value Total: 142,901,840 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-___________ ___________________________ [Repeat as necessary.] NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER AUTH CLASS X1000 DISC MGR [DATA] NEW CENTURY FINANCIAL OTC IS 64352D101 82,818,756 7,124,194 SOLE 7,124,194 NTN COMMUNICATIONS OTC IS 628410309 16,863,608 6,274,831 SOLE 6,274,831 RENT WAY INC COMMON 76009U104 14,592,150 480,400 SOLE 480,400 INTRENET INC OTC IS 461190100 7,385,342 3,938,849 SOLE 3,938,849 CALL MAXTOR CORP OCT 10 CALL 5777290JB 6,713,438 32,550 SOLE 32,550 CALL MAIL COM OCT 5 CALL 5603110JA 4,242,656 45,255 SOLE 42,255 ROUGE INDUSTRIES INC COMMON 779088103 3,595,714 1,278,476 SOLE 1,278,476 CALL MAXTOR CORP OCT 7.5 CALL 5777290JU 3,272,500 9,350 SOLE 9,350 CALL INTL BUSINESS OCT 110 CALL 4592000JB 875,000 1,250 SOLE 1,250 MAIL COM INC OTC IS 560311102 1,284,058 246,047 SOLE 246,057 CALL DELTA AIR OCT 40 CALL 2473610JH 500,000 1,000 SOLE 1,000 CALL MAXTOR CORP OCT CALL 5777290JA 390,688 665 SOLE 665 CALL DELTA AIR OCT 45 CALL 2473610JI 175,000 1,000 SOLE 1,000 CASH TECHNOLOGIES INC OTC IS 8846627 100,000 10,500 SOLE 10,500 SOUTHERN PACIFIC FUNDING COMMON 843576109 77,621 4,435,468 SOLE 4,435,468 APPLIED MAGNETICS CORP COMMON 38213104 10,000 500,000 SOLE 500,000 SOUTHERN PACIFIC FUNDING COMMON 843576109 3,567 203,800 SOLE 203,800 SOUTHERN PACIFIC FUNDING BOND 943579204 1,743 17,431,168 SOLE 17,431,168 TOTALS 142,901,840
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