-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CN3K+bRcY2UY9IuCAU3/ooE41FyI0XKGx9PxEzXgB7QadM/PRBmEuD2EX8hAzyXB fcDyl+7FTyhVyNSbBHrUow== /in/edgar/work/20000816/0000932704-00-000005/0000932704-00-000005.txt : 20000922 0000932704-00-000005.hdr.sgml : 20000922 ACCESSION NUMBER: 0000932704-00-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKHAVEN CAPITAL MANAGEMENT CO LTD CENTRAL INDEX KEY: 0000932704 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04831 FILM NUMBER: 704128 BUSINESS ADDRESS: STREET 1: 3000 SANDHILL RD STREET 2: BLDG 3 SUITE 105 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158545544 MAIL ADDRESS: STREET 1: 3000 SANDHILL ROAD SUITE 105 STREET 2: BLDG 3 CITY: MELO PARK STATE: CA ZIP: 94025 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000_ Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: __Brookhaven Capital Management Address: __3000 Sand Hill Road #3-105___ __Menlo Park, CA 94025_________ Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: _Kathleen Orteig______________ Title: _Operations Manager___________ Phone: _650-854-5544_________________ Signature, Place and Date of Signing: ___Kathleen Orteig______ ___Menlo Park, CA___ ___ [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 29-________________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ___ 0 ___ Form 13F Information Table Entry Total: _ 29 Form 13F Information Table Value Total: 128,349,162 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-___________ ___________________________ [Repeat as necessary.] NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER AUTH CLASS X1000 DISC MGR [DATA] CASH TECHNOLOGIES INC OTC IC 8846627 100,000 10,500 Sole 0 10,500 APPLIED MAGNETICS CORP OTC IC 38213104 6,500 500,000 Sole 0 500,000 QUANTUM CORP COMMON 747906303 283,200 25,600 Sole 0 25,600 REDHOOK ALE BREWERY OTC IC 757473103 398,737 231,992 Sole 0 231,992 INC INTRENET INC OTC IC 461190100 8,309,4114,272,59 Sole 0 4,272,5 9 99 INKTOMI CORP OTC IC 457277101 354,750 3,000 Sole 0 3,000 KLA INSTRUMENTS CORP OTC IC 482480100 585,625 10,000 Sole 0 10,000 KOMAG INC OTC IC 500453105 23,450 13,400 Sole 0 13,400 MAIL COM INC OTC IC 560311102 9,351,3081,644,18 Sole 0 1,644,1 6 86 MAXTOR CORP OTC IC 577729205 9,052,569 857,048 Sole 0 857,048 NEW CENTURY FINANCIAL OTC IC 64352D101 47,245,075,418,79 Sole 0 5,418,7 CORP 5 0 90 NETWORK APPLIANCE INC OTC IC 64120L104 805,000 10,000 Sole 0 10,000 NTN COMMUNICATIONS INC COMMON 629410309 15,017,266,160,93 Sole 0 6,160,9 NEW 9 1 31 PYRAMID BREWERIES INC OTC IC 747135101 205,171 126,259 Sole 0 126,259 CALL APPLE COMPUTER CALL 0378330GI 418,750 500 Sole 0 500 JUL 45 CALL AMR CORP DEL JUL CALL 0017650GE 712,500 3,000 Sole 0 3,000 25 CALL DELTA AIR JUL 45 CALL 2473610GI 593,750 1,000 Sole 0 1,000 CALL QUANTUM CORP AUG CALL 7479060HU 1,500,000 3,750 Sole 0 3,750 7.50 CALL MAXTOR CORP JUL 5 CALL 5777290GA 5,232,500 9,100 Sole 0 9,100 CALL MAXTOR CORP JUL CALL 5777290GU 1,375,313 4,075 Sole 0 4,075 7.50 CALL MICROSOFT CORP CALL 5949180GO 306,250 500 Sole 0 500 JUL 75 CALL TEXAS INSTRUMENTS CALL 8825080GP 59,375 500 Sole 0 500 JUL 80 CALL MAIL.COM JUL 5 CALL 5603110GA 418,750 3,350 Sole 0 3,350 CALL MAIL COM AUG 5 CALL 5603110HA 3,006,250 18,500 Sole 0 18,500 READ RITE CORP OTC IC 755246105 5,098,6302,297,97 Sole 0 2,297,9 4 74 ROUGE INDUSTRIES INC COMMON 779088103 3,749,6281,249,87 Sole 0 1,249,8 CL A (DEL) 6 76 RENT WAY INC COMMON 76009U104 14,021,67 480,400 Sole 0 480,400 6 SOUTHERN PACIFIC COMMON 943578204 1,743 17,431,1 Sole 0 17,431, FUNDING 68 168 SOUTHERN PACIFIC COMMON 843576109 115,982 4,639,26 Sole 0 4,435,4 FUNDING CORP 8 68 TOTALS 128,349,162
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